Listed: 2168 symbols and 358 gigabytes Delisted: 1318 symbols and 18 gigabytes List last updated on: 5/12/2021 Listed: # Symbol StartDate Size(MB) Description Exchange Industry Sector 1 AAAU 8/15/2018 8.28 "Goldman Sachs Physical Gold ETF Shares" NASDAQ "Exchange Traded Fund" "Financial" 2 AADR 7/21/2010 3.86 "AdvisorShares Dorsey Wright ADR ETF" NYSE "AdvisorShares" "Foreign Large Growth" 3 AAXJ 9/25/2009 401 "iShares MSCI All Country Asia ex Japan" NASDAQ "iShares" "Pacific/Asia ex-Japan Stk" 4 ABEQ 1/22/2020 0.31 "Absolute Core Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 5 ACES 6/29/2018 4.32 "ALPS ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 6 ACIO 7/10/2019 0.71 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 7 ACSG 12/6/2018 0.11 "Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 8 ACSI 11/1/2016 0.34 "AmericanCustomerSatisfactionCoreAlphaETF" BATS "ACSI" "Large Blend" 9 ACWF 5/4/2015 1.68 "iShares MSCI Global Multifactor ETF" NASDAQ "Exchange Traded Fund" "Financial" 10 ACWI 9/25/2009 699 "iShares MSCI ACWI" NASDAQ "iShares" "World Stock" 11 ACWV 10/20/2011 54 "iShares Edge MSCI Min Vol Global" NYSE "iShares" "World Stock" 12 ACWX 9/25/2009 179 "iShares MSCI ACWI ex US" NASDAQ "iShares" "Foreign Large Blend" 13 ADRA 9/25/2009 1.49 "BLDRS Asia 50 ADR Index Fund" NASDAQ "" "" 14 ADRE 9/25/2009 14 "BLDRS Emerging Markets 50 ADR ETF" NASDAQ "PowerShares" "Diversified Emerging Mkts" 15 AFIF 9/18/2018 0.88 "Two Roads Shared Trust" NASDAQ "Exchange Traded Fund" "Financial" 16 AFK 9/25/2009 11 "VanEck Vectors Africa ETF" NYSE "Van Eck" "Miscellaneous Region" 17 AFLG 12/4/2019 0.12 "First Trust Active Factor Large Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 18 AFMC 12/4/2019 0.06 "First Trust Active Factor Mid Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 19 AFSM 12/4/2019 0.06 "First Trust Active Factor Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 20 AFTY 3/12/2015 3.45 "CSOP FTSE China A50 ETF" NYSE "CSOP Asset Management" "China Region" 21 AGG 9/25/2009 839 "iShares Core US Aggregate Bond" NYSE "iShares" "Intermediate-Term Bond" 22 AGGY 7/9/2015 13 "WisdomTree Barclays YldEnh US AggtBd ETF" NYSE "WisdomTree" "Intermediate-Term Bond" 23 AGQ 9/25/2009 371 "ProShares Ultra Silver" NYSE "ProShares" "Trading--Leveraged Commodities" 24 AGT 9/25/2009 7.82 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 25 AGZ 9/25/2009 11 "iShares Agency Bond" NYSE "iShares" "Intermediate Government" 26 AGZD 12/18/2013 2.06 "WisdomTree Barclays IntrRtHgUSAggtBd ETF" NASDAQ "WisdomTree" "Nontraditional Bond" 27 AIA 9/25/2009 24 "iShares Asia 50 ETF" NASDAQ "" "" 28 AIEQ 10/17/2017 5.84 "AI Powered Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 29 AIIQ 6/6/2018 0.28 "AI Powered International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 30 AIQ 9/25/2009 29 "Global X Future Analytics Tech ETF" NASDAQ "" "" 31 AIRR 3/11/2014 5.35 "First Trust RBA Amer Indl RenaisTM ETF" NASDAQ "First Trust" "Industrials" 32 ALFA 5/31/2012 3.06 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 33 ALT 11/16/2009 130 "iShares Diversified Alternative" NYSE "Pharmaceutical Preparations" "Manufacturing" 34 ALTL 9/6/2012 0.71 "RBS US Large Cap Alternator ETN" NYSE "Royal Bank of Scotland NV" "Large Blend" 35 ALTS 10/9/2014 0.91 "ProShares Morningstar Alts Solu" BATS "ProShares" "Multialternative" 36 ALTY 7/14/2015 1.6 "Global X SuperDividend Alternatives ETF" NASDAQ "Global X Funds" "Allocation--70% to 85% Equity" 37 AMCA 8/11/2017 0.26 "iShares Russell 1000 Pure U.S. Revenue ETF" NASDAQ "" "" 38 AMJ 9/25/2009 704 "JPMorgan Chase Capital XVI JP M" NYSE "JPMorgan" "Equity Energy" 39 AMLP 9/24/2010 1373 "Alerian MLP ETF" NYSE "ALPS" "Equity Energy" 40 AMOM 5/21/2019 0.31 "QRAFT AI-Enhanced U.S. Large Cap Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 41 AMUB 10/9/2015 0.8 "UBS AG" NASDAQ "Major Banks" "Finance" 42 AMZA 10/2/2014 62 "InfraCap MLP ETF" NYSE "InfraCap" "Energy Limited Partnership" 43 ANGL 4/11/2012 89 "VanEck Vectors Fallen Angel HiYld Bd ETF" NYSE "Van Eck" "High Yield Bond" 44 AOA 9/25/2009 14 "iShares Core Aggressive Allocation" NYSE "iShares" "Allocation--70% to 85% Equity" 45 AOK 9/25/2009 13 "iShares Core Conservative Allocation" NYSE "iShares" "Allocation--30% to 50% Equity" 46 AOM 9/25/2009 23 "iShares Core Moderate Allocation" NYSE "iShares" "Allocation--30% to 50% Equity" 47 AOR 9/25/2009 18 "iShares Core Growth Allocation" NYSE "iShares" "Allocation--50% to 70% Equity" 48 ARCM 3/31/2017 0.09 "Arrow Investments Trust" NASDAQ "Exchange Traded Fund" "Financial" 49 ARGT 3/3/2011 14 "Global X MSCI Argentina ETF" NYSE "Global X Funds" "Miscellaneous Region" 50 ARKF 2/4/2019 46 "ARK Fintech Innovation ETF" NASDAQ "Exchange Traded Fund" "Financial" 51 ARKG 10/31/2014 113 "ARK Genomic Revolution Multi-Sector ETF" NYSE "ARK ETF Trust" "Health" 52 ARKK 10/31/2014 263 "ARK Innovation ETF" NYSE "ARK ETF Trust" "Technology" 53 ARKQ 9/30/2014 28 "ARK Industrial Innovation ETF" NYSE "ARK ETF Trust" "Technology" 54 ARKW 9/30/2014 59 "ARK Web x.0 ETF" NYSE "ARK ETF Trust" "Technology" 55 ARMR 2/11/2020 0.18 "Exchange Listed Funds Trust Armor US Equity Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 56 ASEA 2/17/2011 4.45 "Global X FTSE Southeast Asia ETF" NYSE "Global X Funds" "Pacific/Asia ex-Japan Stk" 57 ASET 11/24/2015 0.35 "FlexShares Real Assets Allocation ETF" NASDAQ "Flexshares Trust" "World Stock" 58 ASHR 11/6/2013 528 "Deutsche X-trackers Harvest CSI300 CHN A" NYSE "Deutsche Asset Management" "China Region" 59 ASHS 5/21/2014 10 "Deutsche X-trackers HrvstCSI500CHN A SC" NYSE "Deutsche Asset Management" "China Region" 60 ASHX 10/20/2015 0.52 "Deutsche X-trackers CSI300 CHN A Hdgd Eq" NYSE "Deutsche Asset Management" "China Region" 61 ATMP 3/13/2013 9.76 "Barclays ETN+ Select MLP" NYSE "Barclays Funds" "Energy Limited Partnership" 62 AUD 11/1/2011 24 "Pimco Australia Bond Index Fund" NYSE "PIMCO" "World Bond" 63 AUSF 8/28/2018 1.07 "Global X Funds Global X Adaptive U.S. Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 64 AVDE 9/26/2019 1.74 "Avantis International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 65 AVDV 9/26/2019 1.63 "Avantis International Small Cap Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 66 AVEM 9/19/2019 1.72 "Avantis Emerging Markets Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 67 AVUS 9/26/2019 2 "Avantis U.S. Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 68 AVUV 9/26/2019 2.57 "Avantis U.S. Small Cap Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 69 AWTM 1/29/2019 0.19 "Aware Ultra-Short Duration Enhanced Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 70 AZAA 6/1/2020 0.12 "AllianzIM U.S. Large Cap Buffer10 Apr ETF" NASDAQ "Exchange Traded Fund" "Financial" 71 AZAL 7/1/2020 0.09 "AllianzIM U.S. Large Cap Buffer10 Jul ETF" NASDAQ "Exchange Traded Fund" "Financial" 72 AZBA 6/1/2020 0.08 "AllianzIM U.S. Large Cap Buffer20 Apr ETF" NASDAQ "Exchange Traded Fund" "Financial" 73 AZBL 7/1/2020 0.04 "AllianzIM U.S. Large Cap Buffer20 Jul ETF" NASDAQ "Exchange Traded Fund" "Financial" 74 BAB 11/17/2009 59 "PowerShares Build America Bond" NYSE "PowerShares" "Long-Term Bond" 75 BAL 9/25/2009 10 "iPath Bloomberg Cotton SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 76 BAPR 4/1/2019 1.12 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 77 BAR 5/5/2014 12 "Graniteshares Gold Trust" NASDAQ "Exchange Traded Fund" "Financial" 78 BATT 6/6/2018 4.15 "Amplify Lithium & Battery Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 79 BAUG 8/1/2019 0.57 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 80 BBAX 8/8/2018 17 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 81 BBC 12/17/2014 4.08 "BioShares Biotechnology Clinical Trials" NASDAQ "Bio Shares" "Health" 82 BBCA 8/8/2018 21 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 83 BBEU 6/18/2018 42 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 84 BBH 9/25/2009 33 "VanEck Vectors Biotech ETF" NASDAQ "Van Eck" "Health" 85 BBIN 12/5/2019 0.86 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 86 BBJP 6/18/2018 47 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 87 BBMC 4/15/2020 0.17 "JPMorgan BetaBuilders U.S. Mid Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 88 BBP 12/17/2014 1.77 "BioShares Biotechnology Products" NASDAQ "Bio Shares" "Health" 89 BBRE 6/18/2018 7.02 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 90 BBSA 3/13/2019 0.46 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 91 BBUS 3/13/2019 1.32 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 92 BCD 3/31/2017 0.47 "Aberdeen Standard Bloomberg All Commodity Longer Dated Strateg" NASDAQ "Exchange Traded Fund" "Financial" 93 BCI 3/31/2017 5.33 "Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ET" NASDAQ "Exchange Traded Fund" "Financial" 94 BCM 4/21/2011 1.86 "iPath Pure Beta Broad Commodity ETN" NYSE "Barclays Funds" "Commodities Broad Basket" 95 BDCX 6/3/2020 0.54 "ETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN" NASDAQ "Exchange Traded Fund" "Financial" 96 BDCZ 10/9/2015 0.55 "UBS AG" NASDAQ "Major Banks" "Finance" 97 BDEC 12/2/2019 0.72 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 98 BDRY 3/22/2018 7 "Breakwave Dry Bulk Shipping ETF" NASDAQ "Exchange Traded Fund" "Financial" 99 BETZ 6/4/2020 9.96 "Roundhill Sports Betting & iGaming ETF" NASDAQ "Exchange Traded Fund" "Financial" 100 BFEB 2/3/2020 0.54 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 101 BFIT 5/10/2016 0.66 "Global X Health & Wellness Thematic ETF" NASDAQ "Global X Funds" "World Stock" 102 BFOR 6/4/2013 4.53 "Barron's 400 ETF" NYSE "ALPS ETF" "Mid-Cap Growth" 103 BGRN 11/27/2018 1.07 "iShares Global Green Bond ETF" NASDAQ "" "" 104 BIB 4/9/2010 136 "ProShares Ultra Nasdaq Biotechnology" NASDAQ "ProShares" "Trading--Leveraged Equity" 105 BIBL 10/31/2017 1.51 "Inspire 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 106 BICK 4/13/2010 3.41 "First Trust BICK ETF" NASDAQ "First Trust" "Diversified Emerging Mkts" 107 BIL 9/25/2009 104 "SPDR Blmbg Barclays 1-3 Mth T-Bill ETF" NYSE "SPDR State Street Global Advisors" "Ultrashort Bond" 108 BIS 4/9/2010 70 "ProShares UltraShort Nasdaq Biotech" NASDAQ "ProShares" "Trading--Inverse Equity" 109 BITE 10/28/2015 0.37 "" "" 110 BIV 9/25/2009 164 "Vanguard Interm-Term Bond ETF" NYSE "Vanguard" "Intermediate-Term Bond" 111 BIZD 2/12/2013 13 "VanEck Vectors BDC Income ETF" NYSE "Van Eck" "Financial" 112 BJAN 1/2/2019 1.67 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 113 BJK 9/25/2009 6.55 "VanEck Vectors Gaming ETF" NYSE "Van Eck" "Consumer Cyclical" 114 BJUL 8/29/2018 1.1 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 115 BJUN 6/3/2019 0.4 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 116 BKAG 4/24/2020 0.41 "BNY Mellon Core Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 117 BKEM 4/24/2020 0.06 "BNY Mellon Emerging Markets Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 118 BKF 9/25/2009 34 "iShares MSCI BRIC" NYSE "iShares" "Diversified Emerging Mkts" 119 BKHY 4/24/2020 0.41 "BNY Mellon High Yield Beta ETF" NASDAQ "Exchange Traded Fund" "Financial" 120 BKIE 4/24/2020 0.07 "BNY Mellon International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 121 BKLC 4/9/2020 0.35 "BNY Mellon US Large Cap Core Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 122 BKLN 3/3/2011 561 "PowerShares Exchange-Traded Fun" NYSE "PowerShares" "Bank Loan" 123 BKMC 4/9/2020 0.12 "BNY Mellon US Mid Cap Core Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 124 BKSB 4/24/2020 0.2 "BNY Mellon Short Duration Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 125 BKSE 4/9/2020 0.1 "BNY Mellon US Small Cap Core Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 126 BLCN 1/17/2018 5.74 "Reality Shares Nasdaq NextGen Economy ETF" NASDAQ "" "" 127 BLES 2/28/2017 2.08 "Inspire Global Hope Large Cap ETF" NYSE "Inspire" "World Stock" 128 BLHY 12/6/2016 2.31 "Virtus Newfleet Dynamic Credit" NASDAQ "Exchange Traded Fund" "Financial" 129 BLOK 1/17/2018 20 "Amplify Transformational Data Sharing ETF" NASDAQ "Exchange Traded Fund" "Financial" 130 BLV 9/25/2009 72 "Vanguard Long-Term Bond ETF" NYSE "Vanguard" "Long-Term Bond" 131 BMAR 3/2/2020 0.56 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 132 BMAY 5/1/2020 0.31 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 133 BND 9/25/2009 618 "Vanguard Total Bond Market ETF" NYSE "Vanguard" "Intermediate-Term Bond" 134 BNDC 11/21/2016 0.82 "FlexShares Core Select Bond ETF" NYSE "Flexshares Trust" "Intermediate-Term Bond" 135 BNDW 9/6/2018 2.62 "Vanguard Total World Bond ETF" NASDAQ "" "" 136 BNDX 6/4/2013 228 "Vanguard Total International Bond ETF" NASDAQ "" "" 137 BNKD 4/3/2019 1.32 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 138 BNKU 4/3/2019 4.52 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 139 BNO 7/12/2010 75 "United States Brent Oil" NYSE "United States Commodity Funds LLC" "Commodities Energy" 140 BNOV 11/1/2019 0.4 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 141 BOCT 10/1/2018 1.35 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 142 BOIL 10/6/2011 91 "ProShares Ultra Bloomberg Natural Gas" NYSE "ProShares" "Trading--Leveraged Commodities" 143 BOND 3/1/2012 77 "PIMCO Active Bond Exchange-Traded Fund Exchange-Traded Fund" NASDAQ "Exchange Traded Fund" "Financial" 144 BOSS 2/15/2017 0.31 "Global X Founder-Run Companies ETF" BATS "Global X Funds" "Large Blend" 145 BOTZ 9/13/2016 119 "Global X Robtcs&Artfcl Intllgnc Thtc ETF" NASDAQ "Global X Funds" "Miscellaneous Sector" 146 BOUT 9/13/2018 0.98 "Innovator IBD Breakout Opportunities ETF" NASDAQ "Exchange Traded Fund" "Financial" 147 BRF 9/25/2009 55 "VanEck Vectors Brazil Small-Cap ETF" NYSE "Van Eck" "Latin America Stock" 148 BRZU 4/10/2013 279 "Direxion Daily Brazil Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 149 BSAE 10/8/2018 0.2 "Invesco BulletShares 2021 USD Emerging Markets Debt ETF" NASDAQ "" "" 150 BSBE 10/10/2018 0.23 "Invesco BulletShares 2022 USD Emerging Markets Debt ETF" NASDAQ "" "" 151 BSCE 7/12/2010 5.93 "Guggenheim BulletShares 2014 Co" NYSE "Guggenheim Funds Distributors, Inc." "Intermediate-Term Bond" 152 BSCL 7/17/2013 29 "Guggenheim BulletShrs 2021 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 153 BSCM 7/17/2013 26 "Guggenheim BulletShrs 2022 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 154 BSCN 9/17/2014 18 "Guggenheim BulletShrs 2023 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 155 BSCO 9/19/2014 15 "Guggenheim BulletShrs 2024 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 156 BSCP 10/9/2015 8.87 "Guggenheim BulletShrs 2025 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 157 BSCQ 9/16/2016 5.43 "Guggenheim BulletShares 2026 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 158 BSCR 9/27/2017 3.34 "Invesco BulletShares 2027 Corporate Bond ETF" NASDAQ "" "" 159 BSCS 8/9/2018 1.94 "Invesco BulletShares 2028 Corporate Bond ETF" NASDAQ "" "" 160 BSCT 9/12/2019 1.31 "Invesco BulletShares 2029 Corporate Bond ETF" NASDAQ "" "" 161 BSCU 9/17/2020 0.33 "Invesco BulletShares 2030 Corporate Bond ETF" NASDAQ "" "" 162 BSDE 10/16/2018 0.21 "Invesco BulletShares 2024 USD Emerging Markets Debt ETF" NASDAQ "" "" 163 BSEP 9/3/2019 0.69 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 164 BSJL 9/17/2014 25 "Guggenheim BulletShrs 2021 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 165 BSJM 9/17/2014 23 "Guggenheim BulletShrs 2022 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 166 BSJN 10/14/2015 15 "Guggenheim BulletShrs 2023 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 167 BSJO 9/14/2016 9.8 "Invesco BulletShares 2024 High Yield Corporate Bond ETF" NASDAQ "" "" 168 BSJP 9/27/2017 9.25 "Invesco BulletShares 2025 High Yield Corporate Bond ETF" NASDAQ "" "" 169 BSJQ 8/9/2018 6.43 "Invesco BulletShares 2026 High Yield Corporate Bond ETF" NASDAQ "" "" 170 BSJR 9/12/2019 1.12 "Invesco BulletShares 2027 High Yield Corporate Bond ETF" NASDAQ "" "" 171 BSML 9/27/2019 0.3 "Invesco BulletShares 2021 Municipal Bond ETF" NASDAQ "" "" 172 BSMM 9/27/2019 0.51 "Invesco BulletShares 2022 Municipal Bond ETF" NASDAQ "" "" 173 BSMN 9/26/2019 0.31 "Invesco BulletShares 2023 Municipal Bond ETF" NASDAQ "" "" 174 BSMO 9/26/2019 0.28 "Invesco BulletShares 2024 Municipal Bond ETF" NASDAQ "" "" 175 BSMP 9/26/2019 0.32 "Invesco BulletShares 2025 Municipal Bond ETF" NASDAQ "" "" 176 BSMQ 9/26/2019 0.27 "Invesco BulletShares 2026 Municipal Bond ETF" NASDAQ "" "" 177 BSMR 9/26/2019 0.18 "Invesco BulletShares 2027 Municipal Bond ETF" NASDAQ "" "" 178 BSMS 9/26/2019 0.22 "Invesco BulletShares 2028 Municipal Bond ETF" NASDAQ "" "" 179 BSMT 9/25/2019 0.21 "Invesco BulletShares 2029 Municipal Bond ETF" NASDAQ "" "" 180 BSV 9/25/2009 314 "Vanguard Short-Term Bond ETF" NYSE "Vanguard" "Short-Term Bond" 181 BTAL 9/13/2011 6.95 "QuantShares U.S. Market Neutral" NYSE "FQF TRUST" "Market Neutral" 182 BTEC 8/22/2016 0.65 "Principal Healthcare Innovators ETF" NASDAQ "Principal Funds" "Health" 183 BUFR 8/11/2020 0.94 "First Trust Exchange-Traded Fund VIII" NASDAQ "Exchange Traded Fund" "Financial" 184 BUG 10/31/2019 3.88 "Global X Cybersecurity ETF" NASDAQ "" "" 185 BUL 5/3/2019 0.11 "Pacer US Cash Cows Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 186 BUYZ 2/27/2020 0.59 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 187 BWX 9/25/2009 100 "SPDR Blmbg Barclays Intl Trs Bd ETF" NYSE "SPDR State Street Global Advisors" "World Bond" 188 BWZ 9/25/2009 11 "SPDR Blmbg Barclays ST Intrn TrsBd ETF" NYSE "SPDR State Street Global Advisors" "World Bond" 189 BYLD 4/24/2014 3.48 "iShares Yield Optimized Bond" NYSE "iShares" "Intermediate-Term Bond" 190 BZQ 9/25/2009 80 "ProShares UltraShort MSCI Brazil Capped" NYSE "ProShares" "Trading--Inverse Equity" 191 CACG 3/12/2013 2.53 "ClearBridge All Cap Growth ETF" NASDAQ "" "" 192 CALF 6/19/2017 1.86 "Pacer Funds" NASDAQ "Exchange Traded Fund" "Financial" 193 CANE 9/19/2011 4.93 "Teucrium Sugar ETF" NYSE "Teucrium" "Commodities Agriculture" 194 CAPE 10/11/2012 1.37 "Barclays ETN+ Shiller Capet" NYSE "Barclays Funds" "Large Value" 195 CARZ 5/10/2011 2.99 "First Trust NASDAQ Global Auto ETF" NASDAQ "First Trust" "Consumer Cyclical" 196 CATH 4/19/2016 2.5 "Global X S&P 500 Catholic Values ETF" NASDAQ "Global X Funds" "Large Blend" 197 CBON 11/11/2014 2.23 "VanEck Vectors ChinaAMC China Bond ETF" NYSE "Van Eck" "Emerging-Markets Local-Currency Bond" 198 CCD 3/27/2015 21 "Calamos Dynamic Convertible & Income Fund" NASDAQ "" "" 199 CCOR 5/24/2017 1.45 "Core Alternative ETF" NASDAQ "Exchange Traded Fund" "Financial" 200 CCX 9/24/2010 19 "WisdomTree Dreyfus Commodity Cu" NYSE "WisdomTree" "Currency" 201 CDC 7/2/2014 7.28 "VictoryShares US EQ Income Enhanced Volatility Wtd ETF" NASDAQ "" "" 202 CDL 7/8/2015 2.73 "VictoryShares US LgCp Hi Div Vol Wtd ETF" NASDAQ "Victory" "Large Value" 203 CEF 9/28/2009 385 "Sprott Physical Gold and Silver Trust Units" NASDAQ "Exchange Traded Fund" "Financial" 204 CEFA 6/24/2020 0.02 "Global X S&P Catholic Values Developed ex-U.S. ETF" NASDAQ "" "" 205 CEFD 6/3/2020 0.07 "ETRACS Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN" NASDAQ "Exchange Traded Fund" "Financial" 206 CEFS 3/21/2017 1.72 "Exchange Listed Funds Trust" NASDAQ "Exchange Traded Fund" "Financial" 207 CEMB 4/19/2012 4.49 "iShares Emerging Markets Corporate Bond" BATS "iShares" "Emerging Markets Bond" 208 CEW 9/28/2009 15 "WisdomTree Emerging Currency Strat ETF" NYSE "WisdomTree" "Multicurrency" 209 CEY 10/26/2017 0.96 "VictoryShares Emerging Market High Div Volatility Wtd ETF" NASDAQ "" "" 210 CFA 7/2/2014 6.1 "VictoryShares US 500 Volatility Wtd ETF" NASDAQ "Victory" "Large Blend" 211 CFO 7/2/2014 8.5 "VictoryShares US 500 Enhanced Volatility Wtd ETF" NASDAQ "" "" 212 CGO 9/28/2009 13 "Calamos Global Total Return Fund" NASDAQ "" "" 213 CGW 9/28/2009 18 "Guggenheim S&P Global Water ETF" NYSE "Guggenheim Investments" "Miscellaneous Sector" 214 CHAD 6/17/2015 14 "Direxion Dly CSI 300 Chn A Shr Br 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 215 CHAU 4/16/2015 61 "Direxion Dly CSI 300 CHN A Shr Bl 2X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 216 CHGX 10/10/2017 0.53 "Change Finance U.S. Large Cap Fossil Fuel Free ETF" NASDAQ "Exchange Traded Fund" "Financial" 217 CHI 9/28/2009 80 "Calamos Convertible Opportunities and Income Fund" NASDAQ "" "" 218 CHIC 9/28/2009 0.82 "Global X MSCI China Communication Services ETF" NASDAQ "" "" 219 CHIE 12/16/2009 1.31 "Global X China Energy ETF" NYSE "Global X Funds" "China Region" 220 CHIH 12/11/2018 0.38 "Global X Funds Global X MSCI China Health Care ETF" NASDAQ "Exchange Traded Fund" "Financial" 221 CHII 12/1/2009 1.85 "Global X China Industrials ETF" NYSE "Global X Funds" "China Region" 222 CHIK 12/11/2018 1.04 "Global X Funds Global X MSCI China Information Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 223 CHIL 12/11/2018 0.21 "Global X Funds Global X MSCI China Large-Cap 50 ETF" NASDAQ "Exchange Traded Fund" "Financial" 224 CHIM 1/14/2010 1.84 "Global X China Materials ETF" NYSE "Global X Funds" "China Region" 225 CHIQ 12/1/2009 31 "Global X China Consumer ETF" NYSE "Global X Funds" "China Region" 226 CHIR 12/11/2018 0.45 "Global X Funds Global X MSCI China Real Estate ETF" NASDAQ "Exchange Traded Fund" "Financial" 227 CHIS 12/11/2018 0.45 "Global X Funds Global X MSCI China Consumer Staples ETF" NASDAQ "Exchange Traded Fund" "Financial" 228 CHIU 12/11/2018 0.1 "Global X Funds Global X MSCI China Utilities ETF" NASDAQ "Exchange Traded Fund" "Financial" 229 CHIX 12/11/2009 15 "Global X China Financials ETF" NYSE "Global X Funds" "China Region" 230 CHNA 10/10/2013 0.82 "PowerShares China A-Share ETF" NYSE "PowerShares" "China Region" 231 CHW 9/28/2009 63 "Calamos Global Dynamic Income Fund" NASDAQ "" "" 232 CHY 9/28/2009 78 "Calamos Convertible and High Income Fund" NASDAQ "" "" 233 CIBR 7/7/2015 39 "First Trust NASDAQ Cybersecurity ETF" NASDAQ "First Trust" "Technology" 234 CID 8/20/2015 0.94 "VictoryShares Intl Hi Div Vol Wtd ETF" NASDAQ "Victory" "Foreign Large Value" 235 CIL 7/12/2010 1.25 "VictoryShares International Vol Wtd ETF" NASDAQ "Victory" "Foreign Large Blend" 236 CIZ 10/1/2014 2.65 "VictoryShares Developed Enh Vol Wtd ETF" NASDAQ "Victory" "Foreign Large Blend" 237 CLIX 11/16/2017 3.6 "ProShares Long Online/Short Stores ETF" NASDAQ "Exchange Traded Fund" "Financial" 238 CLOU 4/16/2019 53 "Global X Cloud Computing ETF" NASDAQ "" "" 239 CLRG 12/13/2017 0.52 "IQ Chaikin U.S. Large Cap ETF" NASDAQ "" "" 240 CLTL 1/12/2017 1.59 "PowerShares Treasury Collateral ETF" NYSE "PowerShares" "Ultrashort Bond" 241 CMBS 2/16/2012 12 "iShares CMBS" NYSE "iShares" "Intermediate-Term Bond" 242 CMD 9/28/2009 72 "ProShares UltraShort DJ-AIG Com" NYSE "ProShares" "Trading-Inverse Commodities" 243 CMDY 4/5/2018 0.41 "iShares Bloomberg Roll Select Commodity Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 244 CMF 9/28/2009 15 "iShares S&P Cali Muni Bond" NYSE "iShares" "Muni California Long" 245 CN 4/30/2014 2.16 "Deutsche X-trackers MSCI All China Eq" NYSE "Deutsche Asset Management" "China Region" 246 CNBS 7/23/2019 3.42 "Amplify Seymour Cannabis ETF" NASDAQ "Exchange Traded Fund" "Financial" 247 CNCR 10/14/2015 3.1 "Loncar Cancer Immunotherapy ETF" NASDAQ "ETF Series Solutions" "Health" 248 CNRG 12/31/2018 2.38 "SPDR S&P Kensho Clean Power ETF" NASDAQ "Exchange Traded Fund" "Financial" 249 CNXT 9/28/2009 73 "VanEck Vectors ChinaAMC SME-ChiNext ETF" NYSE "Van Eck" "China Region" 250 CNYA 6/15/2016 4.63 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 251 COM 3/30/2017 1.24 "Direxion Auspice Broad Commodity Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 252 COMB 5/25/2017 1.92 "GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF" NASDAQ "Exchange Traded Fund" "Financial" 253 COMT 10/25/2010 8.45 "iShares Commodities Select Strategy" NASDAQ "iShares" "Commodities Broad Basket" 254 COPX 7/12/2010 25 "Global X Copper Miners ETF" NYSE "Global X Funds" "Natural Resources" 255 CORN 7/12/2010 36 "Teucrium Corn ETF" NYSE "Teucrium" "Commodities Agriculture" 256 CORP 9/24/2010 12 "PIMCO Investment Grade Corporate Bd ETF" NYSE "Pimco" "Corporate Bond" 257 COW 9/28/2009 10 "iPath Bloomberg Livestock SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 258 COWZ 12/19/2016 4.29 "Pacer US Cash Cows 100 ETF" BATS "Pacer" "Large Blend" 259 CPER 11/15/2011 5.25 "United States Copper Index" NYSE "United States Commodity Funds LLC" "Commodities Industrial Metals" 260 CPI 10/27/2009 2.53 "IQ Real Return ETF" NYSE "IndexIQ" "Tactical Allocation" 261 CQQQ 12/8/2009 34 "Guggenheim China Technology ETF" NYSE "Guggenheim Investments" "China Region" 262 CRAK 8/19/2015 2.14 "VanEck Vectors Oil Refiners ETF" NASDAQ "Exchange Traded Fund" "Financial" 263 CRBN 12/9/2014 2.68 "iShares MSCI ACWI Low Carbon Target ETF" NASDAQ "Exchange Traded Fund" "Financial" 264 CROC 7/19/2012 1.55 "ProShares UltraShort Australian Dollar" NYSE "ProShares" "Trading--Miscellaneous" 265 CSA 9/28/2009 35 "VictoryShares US Small Cap Vol Wtd ETF" NASDAQ "Victory" "Small Blend" 266 CSB 7/8/2015 1.84 "VictoryShares US SmCp Hi Div Vol Wtd ETF" NASDAQ "Victory" "Small Value" 267 CSD 9/28/2009 12 "Guggenheim S&P Spin-Off ETF" NYSE "Guggenheim Investments" "Mid-Cap Blend" 268 CSF 8/1/2014 2.25 "VictoryShares US Discv Enh Vol Wtd ETF" NASDAQ "Victory" "Small Blend" 269 CSM 9/28/2009 9.32 "ProShares Large Cap Core Plus" BATS "ProShares" "Large Blend" 270 CSML 5/16/2017 3.13 "IQ Chaikin U.S. Small Cap ETF" NASDAQ "" "" 271 CSQ 9/28/2009 112 "Calamos Strategic Total Return Fund" NASDAQ "" "" 272 CURE 6/15/2011 55 "Direxion Daily Healthcare Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 273 CUT 9/28/2009 14 "Guggenheim MSCI Global Timber ETF" NYSE "Guggenheim Investments" "Natural Resources" 274 CVY 9/28/2009 31 "Guggenheim Multi-Asset Income ETF" NYSE "Guggenheim Investments" "Allocation--85%+ Equity" 275 CWB 9/28/2009 269 "SPDR Blmbg Barclays Convert Secs ETF" NYSE "SPDR State Street Global Advisors" "Convertibles" 276 CWEB 11/2/2016 11 "Direxion Daily CSI China Internet Index Bull 2X Shares" NASDAQ "Exchange Traded Fund" "Financial" 277 CWI 9/28/2009 46 "SPDR MSCI ACWI ex-US ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Blend" 278 CWS 12/29/2009 4.4 "AdvisorShares Focused Equity ETF" NYSE "AdvisorShares" "Large Blend" 279 CXSE 1/5/2015 7.15 "WisdomTree China ex-State-Owd Entpr ETF" NASDAQ "WisdomTree" "China Region" 280 CYB 9/28/2009 19 "WisdomTree Chinese Yuan Strategy ETF" NYSE "WisdomTree" "Single Currency" 281 CZA 9/28/2009 4.48 "Guggenheim Mid-Cap Core ETF" NYSE "Guggenheim Investments" "Mid-Cap Blend" 282 DALI 5/15/2018 0.8 "First Trust DorseyWright DALI 1 ETF" NASDAQ "" "" 283 DALT 9/29/2017 1.18 "Two Roads Shared Trust" NASDAQ "Exchange Traded Fund" "Financial" 284 DAX 10/23/2014 1.52 "Horizons DAX Germany ETF" NASDAQ "" "" 285 DBA 9/28/2009 318 "PowerShares DB Agriculture ETF" NYSE "PowerShares DB" "Commodities Agriculture" 286 DBAW 1/27/2014 3.19 "Deutsche X-trackers MSCI AlWd exUS HgdEq" NYSE "Deutsche Asset Management" "Foreign Large Blend" 287 DBB 9/28/2009 49 "PowerShares DB Base Metals ETF" NYSE "PowerShares DB" "Commodities Industrial Metals" 288 DBC 9/28/2009 519 "PowerShares DB Commodity Tracking ETF" NYSE "PowerShares DB" "Commodities Broad Basket" 289 DBE 9/28/2009 22 "PowerShares DB Energy ETF" NYSE "PowerShares DB" "Commodities Energy" 290 DBEF 6/9/2011 248 "Deutsche X-trackers MSCI EAFE Hedged Eq" NYSE "Deutsche Asset Management" "Foreign Large Blend" 291 DBEH 12/18/2019 0.11 "iM DBi Hedge Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 292 DBEM 6/9/2011 9.26 "Deutsche X-trackers MSCI Em Mkts Hdgd Eq" NYSE "Deutsche Asset Management" "Diversified Emerging Mkts" 293 DBEU 10/1/2013 106 "Deutsche X-trackers MSCI Europe Hedgd Eq" NYSE "Deutsche Asset Management" "Europe Stock" 294 DBEZ 12/15/2014 2.54 "Deutsche X-trackers MSCI Eurozone Hdg Eq" NYSE "Deutsche Asset Management" "Europe Stock" 295 DBGR 2/5/2013 5.21 "Deutsche X-trackers MSCI Germany Hdgd Eq" NYSE "Deutsche Asset Management" "Miscellaneous Region" 296 DBJA 1/4/2021 0.17 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 297 DBJP 6/9/2011 61 "Deutsche X-trackers MSCI Japan Hedged Eq" NYSE "Deutsche Asset Management" "Japan Stock" 298 DBLV 4/16/2018 0.4 "AdvisorShares DoubleLine Value Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 299 DBMF 5/8/2019 0.34 "iM DBi Managed Futures Strategy ETF ETF" NASDAQ "Exchange Traded Fund" "Financial" 300 DBO 9/28/2009 146 "PowerShares DB Oil ETF" NYSE "PowerShares DB" "Commodities Energy" 301 DBP 9/28/2009 16 "PowerShares DB Precious Metals ETF" NYSE "PowerShares DB" "Commodities Precious Metals" 302 DBS 9/28/2009 9.13 "PowerShares DB Silver ETF" NYSE "PowerShares DB" "Commodities Precious Metals" 303 DBV 9/28/2009 13 "PowerShares DB G10 Currency Harvest ETF" NYSE "PowerShares DB" "Multicurrency" 304 DDG 9/28/2009 2.38 "ProShares Short Oil & Gas" NYSE "ProShares" "Trading--Inverse Equity" 305 DDIV 3/12/2018 0.99 "First Trust Dorsey Wright Momentum & Dividend ETF" NASDAQ "" "" 306 DDLS 1/7/2016 0.83 "WisdomTree Dyn Ccy Hdgd Intl SmCp Eq ETF" BATS "WisdomTree" "Foreign Small/Mid Value" 307 DDM 9/28/2009 409 "ProShares Ultra Dow30" NYSE "ProShares" "Trading--Leveraged Equity" 308 DDWM 1/7/2016 3.73 "WisdomTree Dynamic Ccy Hdgd Intl Eq ETF" BATS "WisdomTree" "Foreign Large Value" 309 DEEF 6/1/2015 1.32 "Deutsche X-trackers FTSE Dev exUSCmpsFtr" NYSE "Deutsche Asset Management" "Foreign Large Blend" 310 DEEP 12/30/2019 1.44 "Roundhill Acquirers Deep Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 311 DEF 9/28/2009 6.51 "Guggenheim Defensive Equity ETF" NYSE "Guggenheim Investments" "Large Value" 312 DEFA 1/8/2016 0.15 "iShares Adaptive Ccy Hdgd MSCI EAFE" BATS "iShares" "Foreign Large Blend" 313 DEM 9/28/2009 149 "WisdomTree Emerging Markets High Div ETF" NYSE "WisdomTree" "Diversified Emerging Mkts" 314 DES 9/28/2009 47 "WisdomTree SmallCap Dividend ETF" NYSE "WisdomTree" "Small Value" 315 DEUS 11/24/2015 3.65 "Deutsche X-trackers Russell 1000 CmpsFtr" NYSE "Deutsche Asset Management" "Mid-Cap Blend" 316 DEW 9/28/2009 3.97 "WisdomTree Global High Dividend ETF" NYSE "WisdomTree" "World Stock" 317 DFE 9/28/2009 37 "WisdomTree Europe SmallCap Dividend ETF" NYSE "WisdomTree" "Europe Stock" 318 DFEN 5/3/2017 98 "Direxion Daily Aerospace & Defense Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 319 DFJ 9/28/2009 18 "WisdomTree Japan SmallCap Dividend ETF" NYSE "WisdomTree" "Japan Stock" 320 DFND 1/14/2016 0.62 "Reality Shares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 321 DFNL 1/12/2017 1.96 "Davis Select Financial ETF" NASDAQ "Davis ETFs" "Financial" 322 DFVL 7/12/2011 0.24 "iPath US Treasury 5-year Bull ETN" NASDAQ "Barclays Funds" "Trading--Leveraged Debt" 323 DFVS 7/12/2011 0.77 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 324 DGL 9/28/2009 17 "PowerShares DB Gold ETF" NYSE "PowerShares DB" "Commodities Precious Metals" 325 DGP 9/28/2009 121 "DB Gold Double Long ETN" NYSE "Deutsche Bank AG" "Trading--Leveraged Commodities" 326 DGRE 8/1/2013 3.82 "WisdomTree Emerging Mkts Qual Div Gr ETF" NASDAQ "WisdomTree" "Diversified Emerging Mkts" 327 DGRO 6/12/2014 128 "iShares Core Dividend Growth" NYSE "iShares" "Large Blend" 328 DGRS 7/25/2013 3.04 "WisdomTree U.S. SmallCap Quality Dividend Growth Fund" NASDAQ "" "" 329 DGRW 5/22/2013 38 "WisdomTree US Quality Dividend Gr ETF" NASDAQ "WisdomTree" "Large Blend" 330 DGS 9/28/2009 62 "WisdomTree Emerging Markets SmCp Div ETF" NYSE "WisdomTree" "Diversified Emerging Mkts" 331 DGT 9/28/2009 2.32 "SPDR Global Dow ETF" NYSE "SPDR State Street Global Advisors" "World Stock" 332 DGZ 9/28/2009 15 "DB Gold Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 333 DHS 9/28/2009 17 "WisdomTree High Dividend ETF" NYSE "WisdomTree" "Large Value" 334 DIA 9/28/2009 3129 "SPDR Dow Jones Industrial Average ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 335 DIAL 7/5/2011 8.66 "Columbia Diversified Fixed Income Allocation ETF" NASDAQ "Exchange Traded Fund" "Financial" 336 DIG 9/28/2009 329 "ProShares Ultra Oil & Gas" NYSE "ProShares" "Trading--Leveraged Equity" 337 DIM 9/28/2009 4.88 "WisdomTree International MidCap Div ETF" NYSE "WisdomTree" "Foreign Small/Mid Value" 338 DINT 3/2/2018 1.58 "Davis Select International ETF" NASDAQ "" "" 339 DIV 3/12/2013 20 "Global X Super Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 340 DIVA 1/15/2015 0.31 "AGFiQ Hedged Dividend Income Fund" NASDAQ "Exchange Traded Fund" "Financial" 341 DIVB 11/9/2017 0.88 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 342 DIVO 12/14/2016 2.97 "Amplify CWP Enhanced Dividend Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 343 DJCB 10/25/2019 0.09 "ETRACS Bloomberg Commodity Index Total Return ETN Series B due" NASDAQ "Exchange Traded Fund" "Financial" 344 DJD 12/16/2015 2.36 "Guggenheim Dow Jones Indl Avg Div ETF" NYSE "Guggenheim Investments" "Large Value" 345 DJP 9/28/2009 96 "iPath Bloomberg Cmdty TR ETN" NYSE "Barclays Funds" "Commodities Broad Basket" 346 DLN 9/28/2009 27 "WisdomTree LargeCap Dividend ETF" NYSE "WisdomTree" "Large Value" 347 DLS 9/28/2009 27 "WisdomTree International SmallCp Div ETF" NYSE "WisdomTree" "Foreign Small/Mid Value" 348 DMDV 11/28/2018 0.13 "AAM S&P Developed Markets High Dividend Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 349 DMRE 3/21/2019 0.07 "DeltaShares S&P EM 100 & Managed Risk ETF" NASDAQ "Exchange Traded Fund" "Financial" 350 DMRI 8/2/2017 0.18 "DeltaShares S&P International Managed Risk ETF" NASDAQ "Exchange Traded Fund" "Financial" 351 DMRL 8/2/2017 0.54 "DeltaShares S&P 500 Managed Risk ETF" NASDAQ "Exchange Traded Fund" "Financial" 352 DMRM 8/2/2017 0.27 "DeltaShares S&P 400 Managed Risk ETF" NASDAQ "Exchange Traded Fund" "Financial" 353 DMRS 8/2/2017 0.24 "DeltaShares S&P 600 Managed Risk ETF" NASDAQ "Exchange Traded Fund" "Financial" 354 DMXF 6/18/2020 0.32 "iShares ESG Advanced MSCI EAFE ETF" NASDAQ "" "" 355 DNL 9/28/2009 3.87 "WisdomTree Global ex-US Qual Div Gr ETF" NYSE "WisdomTree" "Foreign Large Growth" 356 DOG 9/28/2009 173 "ProShares Short Dow30" NYSE "ProShares" "Trading--Inverse Equity" 357 DOL 9/28/2009 10 "WisdomTree International LargeCp Div ETF" NYSE "WisdomTree" "Foreign Large Value" 358 DON 9/28/2009 47 "WisdomTree MidCap Dividend ETF" NYSE "WisdomTree" "Mid-Cap Value" 359 DOO 9/28/2009 11 "WisdomTree Intl Div ex-Fincls ETF" NYSE "WisdomTree" "Foreign Large Value" 360 DPST 8/19/2015 25 "Direxion Daily Regional Bnks Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 361 DRIP 5/29/2015 267 "Direxion Dly S&P Oil&Gs Ex&Prd Br 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 362 DRIV 9/28/2009 180 "Global X Autonomous & Electric Vehicles ETF" NASDAQ "" "" 363 DRN 9/28/2009 187 "Direxion Daily Real Estate Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 364 DRSK 8/8/2018 2.3 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 365 DRV 9/28/2009 162 "Direxion Daily Real Estate Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 366 DRVN 6/2/2015 12 "Highland HFR Event-Driven ETF" NYSE "Highland Funds" "Market Neutral" 367 DRW 9/28/2009 7.07 "WisdomTree Global ex-US Real Estate ETF" NYSE "WisdomTree" "Global Real Estate" 368 DSI 9/28/2009 15 "iShares MSCI KLD 400 Social" NYSE "iShares" "Large Blend" 369 DSJA 1/4/2021 0.03 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 370 DSTL 10/24/2018 1.79 "Distillate U.S. Fundamental Stability & Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 371 DTD 9/28/2009 8.44 "WisdomTree Total Dividend ETF" NYSE "WisdomTree" "Large Value" 372 DTEC 12/29/2017 1.97 "NASDAQ Dallas Regional Chamber Index" NASDAQ "Exchange Traded Fund" "Financial" 373 DTH 9/28/2009 8.95 "WisdomTree International High Div ETF" NYSE "WisdomTree" "Foreign Large Value" 374 DTN 9/28/2009 16 "WisdomTree Dividend ex-Financials ETF" NYSE "WisdomTree" "Large Value" 375 DUG 9/28/2009 266 "ProShares UltraShort Oil & Gas" NYSE "ProShares" "Trading--Inverse Equity" 376 DURA 10/31/2018 0.56 "VanEck Vectors ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 377 DUSA 9/28/2009 19 "Davis Select US Equity ETF" NASDAQ "Davis ETFs" "Large Blend" 378 DUSL 5/3/2017 3.79 "Direxion Daily Industrials Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 379 DUST 12/8/2010 1667 "Direxion Daily Gold Miners Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 380 DVLU 9/7/2018 0.59 "First Trust Dorsey Wright Momentum & Value ETF" NASDAQ "" "" 381 DVOL 9/7/2018 2.24 "First Trust Dorsey Wright Momentum & Low Volatility ETF" NASDAQ "" "" 382 DVY 9/28/2009 356 "iShares Select Dividend" NYSE "iShares" "Mid-Cap Value" 383 DVYA 2/24/2012 2.68 "iShares Asia/Pacific Dividend" NYSE "iShares" "Diversified Pacific/Asia" 384 DVYE 2/24/2012 25 "iShares Emerging Markets Dividend Index Fund Exchange Traded F" NASDAQ "Exchange Traded Fund" "Financial" 385 DWAS 7/19/2012 15 "PowerShares DWA SmallCap Momentum ETF" NASDAQ "PowerShares" "Small Growth" 386 DWAT 10/1/2014 0.5 "Arrow DWA Tactical ETF" NASDAQ "ArrowShares" "Tactical Allocation" 387 DWAW 12/27/2019 0.48 "AdvisorShares Dorsey Wright FSM All Cap World ETF" NASDAQ "" "" 388 DWCR 12/29/2017 0.06 "Arrow DWA Country Rotation ETF" NASDAQ "" "" 389 DWEQ 12/27/2019 0.35 "AdvisorShares Dorsey Wright Alpha Equal Weight ETF" NASDAQ "" "" 390 DWIN 3/10/2016 2.62 "PowerShares DWA Tact Multi-Asst Inc" NASDAQ "PowerShares" "Allocation--30% to 50% Equity" 391 DWLD 1/12/2017 3.76 "Davis Select Worldwide ETF" NASDAQ "Davis ETFs" "World Stock" 392 DWM 9/28/2009 17 "WisdomTree International Equity ETF" NYSE "WisdomTree" "Foreign Large Value" 393 DWMC 7/11/2018 0.13 "AdvisorShares Dorsey Wright Micro-Cap ETF" NASDAQ "" "" 394 DWMF 8/10/2018 0.51 "WisdomTree International Multifactor Fund" NASDAQ "Exchange Traded Fund" "Financial" 395 DWPP 2/21/2017 0.66 "First Trust Dorsey Wright People's Portfolio ETF" NASDAQ "" "" 396 DWSH 7/11/2018 5.99 "AdvisorShares Dorsey Wright Short ETF" NASDAQ "" "" 397 DWUS 12/27/2019 0.24 "AdvisorShares Dorsey Wright FSM US Core ETF" NASDAQ "" "" 398 DWX 9/28/2009 45 "SPDR S&P International Dividend ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Value" 399 DXD 9/28/2009 568 "ProShares UltraShort Dow30" NYSE "ProShares" "Trading--Inverse Equity" 400 DXGE 10/17/2013 7.44 "WisdomTree Germany Hedged Equity ETF" NASDAQ "WisdomTree" "Miscellaneous Region" 401 DXJ 9/28/2009 1059 "WisdomTree Japan Hedged Equity ETF" NYSE "WisdomTree" "Japan Stock" 402 DXJS 6/28/2013 6.78 "WisdomTree Japan Hedged SmallCap Eq ETF" NASDAQ "WisdomTree" "Japan Stock" 403 DYHG 6/11/2020 0.05 "Direxion Dynamic Hedge ETF" NASDAQ "Exchange Traded Fund" "Financial" 404 DYNF 3/21/2019 0.66 "BlackRock U.S. Equity Factor Rotation ETF" NASDAQ "Exchange Traded Fund" "Financial" 405 DZZ 9/28/2009 64 "DB Gold Double Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 406 EAGG 10/23/2018 4.09 "iShares ESG Aware U.S. Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 407 EAOA 6/18/2020 0.09 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 408 EAOK 6/18/2020 0.06 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 409 EAOM 6/18/2020 0.06 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 410 EAOR 6/18/2020 0.07 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 411 EASG 9/6/2018 0.26 "Xtrackers MSCI EAFE ESG Leaders Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 412 EBIZ 11/30/2018 2.57 "Global X E-commerce ETF" NASDAQ "" "" 413 EBLU 8/21/2020 0.16 "Ecofin Global Water ESG Fund" NASDAQ "Exchange Traded Fund" "Financial" 414 EBND 2/24/2011 24 "SPDR Blmbg Barclays Em Mkts Lcl Bd ETF" NYSE "SPDR State Street Global Advisors" "Emerging-Markets Local-Currency Bond" 415 ECH 9/28/2009 150 "iShares MSCI Chile Capped" NYSE "iShares" "Miscellaneous Region" 416 ECLN 8/20/2019 0.14 "First Trust EIP Carbon Impact ETF" NASDAQ "Exchange Traded Fund" "Financial" 417 ECNS 9/29/2010 4.87 "iShares MSCI China Small-Cap" NYSE "iShares" "China Region" 418 ECON 9/24/2010 45 "Columbia Emerging Markets Consumer ETF" NYSE "Columbia" "Diversified Emerging Mkts" 419 ECOW 5/6/2019 0.07 "Pacer Emerging Markets Cash Cows 100 ETF" NASDAQ "" "" 420 ECOZ 3/2/2020 0.1 "TrueShares ESG Active Opportunities ETF" NASDAQ "Exchange Traded Fund" "Financial" 421 EDC 9/28/2009 671 "Direxion Daily Emrg Mkts Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 422 EDEN 1/26/2012 5.68 "iShares MSCI Denmark Capped" BATS "iShares" "Miscellaneous Region" 423 EDIV 2/24/2011 25 "SPDR S&P Emerging Markets Dividend ETF" NYSE "SPDR State Street Global Advisors" "Diversified Emerging Mkts" 424 EDOC 7/30/2020 5.68 "Global X Telemedicine & Digital Health ETF" NASDAQ "" "" 425 EDOG 3/28/2014 2.01 "ALPS Emerging Sector Dividend Dogs ETF" NYSE "ALPS" "Diversified Emerging Mkts" 426 EDOW 8/9/2017 1.19 "First Trust Dow 30 Equal Weight ETF" NASDAQ "Exchange Traded Fund" "Financial" 427 EDV 9/28/2009 34 "Vanguard Extended Duration Trs ETF" NYSE "Vanguard" "Long Government" 428 EDZ 9/28/2009 591 "Direxion Emerging Markets Bear" NYSE "Direxion Funds" "Trading-Inverse Equity" 429 EEH 10/8/2009 0.57 "Aktiebolaget Svensk Exportkredi" NYSE "Swedish Export Credit Corporation" "Large Blend" 430 EELV 1/13/2012 15 "PowerShares S&P Em Mkts Low Volatil ETF" NYSE "PowerShares" "Diversified Emerging Mkts" 431 EEMA 2/9/2012 11 "iShares MSCI Emerging Markets Asia" NASDAQ "iShares" "Pacific/Asia ex-Japan Stk" 432 EEMD 11/29/2017 0.2 "AAM S&P Emerging Markets High Dividend Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 433 EEMO 10/8/2015 1.97 "PowerShares S&P Emerg Mkts Momentum ETF" NYSE "PowerShares" "Diversified Emerging Mkts" 434 EEMS 8/18/2011 11 "iShares MSCI Emerging Markets Small-Cap" NYSE "iShares" "Diversified Emerging Mkts" 435 EEMV 10/20/2011 144 "iShares Edge MSCI Min Vol Emerging Mkts" NYSE "iShares" "Diversified Emerging Mkts" 436 EEMX 10/25/2016 0.51 "SPDR MSCI Emerging Markets Fuel Reserves Free ETF" NASDAQ "Exchange Traded Fund" "Financial" 437 EES 9/28/2009 13 "WisdomTree SmallCap Earnings ETF" NYSE "WisdomTree" "Small Blend" 438 EET 9/28/2009 7.06 "ProShares Ultra MSCI Emerging Markets" NYSE "ProShares" "Trading--Leveraged Equity" 439 EEV 9/28/2009 132 "ProShares UltraShort MSCI Emerging Mkts" NYSE "ProShares" "Trading--Inverse Equity" 440 EFA 9/28/2009 5701 "iShares MSCI EAFE" NYSE "iShares" "Foreign Large Blend" 441 EFAD 8/21/2014 3.18 "ProShares MSCI EAFE Dividend Growers" BATS "ProShares" "Foreign Large Growth" 442 EFAS 11/16/2016 0.56 "Global X MSCI SuperDividend EAFE ETF" NASDAQ "Global X Funds" "Foreign Large Value" 443 EFAV 10/20/2011 169 "iShares MSCI EAFE Minimum Volat" NYSE "iShares" "Foreign Large Value" 444 EFAX 10/25/2016 0.54 "SPDR MSCI EAFE Fossil Fuel Free ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Blend" 445 EFG 9/28/2009 72 "iShares MSCI EAFE Growth" NYSE "iShares" "Foreign Large Growth" 446 EFNL 1/26/2012 3.79 "iShares MSCI Finland Capped" BATS "iShares" "Miscellaneous Region" 447 EFO 9/28/2009 1.57 "ProShares Ultra MSCI EAFE" NYSE "ProShares" "Trading--Leveraged Equity" 448 EFU 9/28/2009 7.29 "ProShares UltraShort MSCI EAFE" NYSE "ProShares" "Trading--Inverse Equity" 449 EFV 9/28/2009 165 "iShares MSCI EAFE Value" NYSE "iShares" "Foreign Large Value" 450 EFZ 9/28/2009 21 "ProShares Short MSCI EAFE" NYSE "ProShares" "Trading--Inverse Equity" 451 EGPT 2/18/2010 12 "VanEck Vectors Egypt ETF" NYSE "Van Eck" "Miscellaneous Region" 452 EIDO 7/12/2010 314 "iShares MSCI Indonesia" NYSE "iShares" "Miscellaneous Region" 453 EINC 6/10/2019 0.72 "VanEck Vectors Energy Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 454 EIRL 7/12/2010 9.23 "iShares MSCI Ireland Capped" NYSE "iShares" "Miscellaneous Region" 455 EIS 9/28/2009 12 "iShares MSCI Israel Capped" NYSE "iShares" "Miscellaneous Region" 456 EJAN 1/2/2020 0.83 "Innovator ETFs Trust Innovator MSCI Emerging Markets Power Buf" NASDAQ "Exchange Traded Fund" "Financial" 457 EJUL 7/1/2019 0.65 "Innovator MSCI Emerging Markets Power Buffer ETF - July" NASDAQ "Exchange Traded Fund" "Financial" 458 EKAR 2/13/2018 0.25 "Capital Link NextGen Vehicles & Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 459 ELD 8/9/2010 42 "WisdomTree Emerging Markets Lcl Dbt ETF" NYSE "WisdomTree" "Emerging-Markets Local-Currency Bond" 460 EMAG 8/19/2013 0.78 "VanEck Vectors Emerging Markets Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 461 EMB 9/28/2009 759 "iShares JPMorgan USD Emerg Markets Bond" NYSE "iShares" "Emerging Markets Bond" 462 EMBD 6/3/2020 0.83 "Global X Emerging Markets Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 463 EMBH 7/30/2015 0.3 "iShares Interest Rt Hdgd Emerg Mkts Bd" NYSE "iShares" "Emerging Markets Bond" 464 EMCB 3/8/2012 3.5 "WisdomTree Emerging Markets Corp Bd ETF" NASDAQ "WisdomTree" "Emerging Markets Bond" 465 EMDV 1/27/2016 0.73 "ProShares MSCI Emerg Mkts Div Growers" BATS "ProShares" "Diversified Emerging Mkts" 466 EMFM 11/7/2013 2.36 "Global X Next Emerging & Frontier ETF" NYSE "Global X Funds" "Diversified Emerging Mkts" 467 EMGF 12/10/2015 6.97 "iShares Edge MSCI Multifactor Emerg Mkts" BATS "iShares" "Diversified Emerging Mkts" 468 EMHY 4/3/2012 18 "iShares Emerging Markets High Yield Bond" BATS "iShares" "Emerging Markets Bond" 469 EMIF 9/28/2009 4.18 "iShares Emerging Markets Infrastructure" NASDAQ "iShares" "Diversified Emerging Mkts" 470 EMLC 7/23/2010 282 "VanEck Vectors JP Morgan EM LC Bd ETF" NYSE "Van Eck" "Emerging-Markets Local-Currency Bond" 471 EMLP 6/21/2012 75 "First Trust North Amer Engy InfrasETF" NYSE "First Trust" "Equity Energy" 472 EMMF 8/10/2018 0.26 "WisdomTree Emerging Markets Multifactor Fund" NASDAQ "Exchange Traded Fund" "Financial" 473 EMNT 12/12/2019 0.38 "PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund" NASDAQ "Exchange Traded Fund" "Financial" 474 EMQQ 11/13/2014 22 "EMQQ Emerging Markets Intrnt & Ecmrc ETF" NYSE "Exchange Traded Concepts Trust" "Diversified Emerging Mkts" 475 EMSG 12/6/2018 0.18 "Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 476 EMSH 11/21/2013 0.25 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 477 EMTL 4/14/2016 1.01 "SPDR DoubleLine Emerg Mkts Fxd Inc ETF" BATS "SPDR State Street Global Advisors" "Emerging Markets Bond" 478 EMTY 11/16/2017 1.98 "ProShares Decline of the Retail Store ETF" NASDAQ "Exchange Traded Fund" "Financial" 479 EMXC 7/26/2017 1.47 "iShares MSCI Emerging Markets ex China ETF" NASDAQ "" "" 480 ENFR 11/1/2013 2.74 "Alerian Energy Infrastructure ETF" NYSE "ALPS" "Energy Limited Partnership" 481 ENOR 1/24/2012 4.41 "iShares MSCI Norway Capped" BATS "iShares" "Miscellaneous Region" 482 ENTR 9/28/2009 313 "ERShares Entrepreneur 30 ETF" NASDAQ "Exchange Traded Fund" "Financial" 483 ENZL 9/24/2010 17 "iShares MSCI New Zealand Capped" NASDAQ "iShares" "Miscellaneous Region" 484 EPHE 9/29/2010 104 "iShares MSCI Philippines" NYSE "iShares" "Miscellaneous Region" 485 EPI 9/28/2009 991 "WisdomTree India Earnings ETF" NYSE "WisdomTree" "India Equity" 486 EPOL 7/12/2010 94 "iShares MSCI Poland Capped" NYSE "iShares" "Miscellaneous Region" 487 EPP 9/28/2009 321 "iShares MSCI Pacific ex Japan" NYSE "iShares" "Pacific/Asia ex-Japan Stk" 488 EPRF 5/24/2016 2.33 "Innovator ETFs Trust II" NASDAQ "Exchange Traded Fund" "Financial" 489 EPS 9/28/2009 4.86 "WisdomTree Earnings 500 ETF" NYSE "WisdomTree" "Large Blend" 490 EPU 9/28/2009 56 "iShares MSCI All Peru Capped" NYSE "iShares" "Miscellaneous Region" 491 EPV 9/28/2009 37 "ProShares UltraShort FTSE Europe" NYSE "ProShares" "Trading--Inverse Equity" 492 EQAL 12/29/2014 7.2 "PowerShares Russell 1000 Equal Wght ETF" NYSE "PowerShares" "Mid-Cap Blend" 493 EQL 9/28/2009 3.48 "ALPS Equal Sector Weight ETF" NYSE "ALPS" "Large Blend" 494 EQRR 7/25/2017 0.37 "ProShares Equities for Rising Rates ETF" NASDAQ "" "" 495 EQWL 12/1/2014 0.76 "PowerShares Russell Top 200 Equal Wt ETF" NYSE "PowerShares" "Large Blend" 496 ERM 4/11/2017 0.72 "EquityCompass Risk Manager ETF" NASDAQ "Exchange Traded Fund" "Financial" 497 ERSX 12/28/2018 0.21 "ERShares Non-US Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 498 ERUS 11/10/2010 108 "iShares MSCI Russia Capped" NYSE "iShares" "Miscellaneous Region" 499 ERX 9/28/2009 1336 "Direxion Daily Energy Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 500 ERY 9/28/2009 566 "Direxion Daily Energy Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 501 ESCR 12/9/2013 2.35 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 502 ESEB 5/12/2020 0.22 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 503 ESG 7/14/2016 0.49 "FlexShares STOXX US ESG Impact ETF" NASDAQ "Flexshares Trust" "Large Blend" 504 ESGD 6/30/2016 17 "iShares MSCI EAFE ESG Optimized ETF" NASDAQ "" "" 505 ESGE 7/20/2016 47 "iShares MSCI EM ESG Optimized ETF" NASDAQ "" "" 506 ESGG 7/14/2016 0.35 "FlexShares STOXX Glbl ESG Impact ETF" NASDAQ "Flexshares Trust" "World Stock" 507 ESGN 6/13/2016 0.26 "Columbia Sustainable International Equity Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 508 ESGS 6/17/2016 0.2 "Columbia Sustainable U.S. Equity Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 509 ESGU 12/6/2016 31 "iShares MSCI USA ESG Optimized ETF" NASDAQ "" "" 510 ESGV 9/20/2018 9.9 "Vanguard World Funds" NASDAQ "Exchange Traded Fund" "Financial" 511 ESHY 5/12/2020 0.13 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 512 ESML 4/12/2018 4.93 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 513 ESNG 2/5/2020 0.07 "Direxion MSCI USA ESG - Leaders vs. Laggards ETF" NASDAQ "Exchange Traded Fund" "Financial" 514 ESPO 10/17/2018 7.78 "VanEck Vectors Video Gaming and eSports ETF" NASDAQ "" "" 515 ETHO 5/26/2015 7.74 "Etho Climate Leadership US ETF" NYSE "ETHO Capital" "Mid-Cap Growth" 516 EUDG 5/7/2014 1.31 "WisdomTree Europe Quality Div Gr ETF" NYSE "WisdomTree" "Europe Stock" 517 EUDV 9/11/2015 0.47 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 518 EUFN 2/3/2010 155 "iShares MSCI Europe Financials" NASDAQ "iShares" "Financial" 519 EUFX 6/27/2012 0.86 "ProShares Short Euro" NYSE "ProShares" "Trading--Miscellaneous" 520 EUM 9/28/2009 75 "ProShares Short MSCI Emerging Markets" NYSE "ProShares" "Trading--Inverse Equity" 521 EUO 9/28/2009 173 "ProShares UltraShort Euro" NYSE "ProShares" "Trading--Miscellaneous" 522 EURL 1/22/2014 9.65 "Direxion Daily FTSE Europe Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 523 EURZ 1/22/2014 0.24 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 524 EUSA 7/20/2010 3.67 "iShares MSCI USA Equal Weighted" NYSE "iShares" "Large Blend" 525 EUSB 6/25/2020 1.11 "iShares ESG Advanced Total USD Bond Market ETF" NASDAQ "Exchange Traded Fund" "Financial" 526 EUSC 3/4/2015 6.6 "WisdomTree Europe Hedged SmallCap Eq ETF" NYSE "WisdomTree" "Europe Stock" 527 EVX 9/28/2009 0.69 "VanEck Vectors Environmental Svcs ETF" NYSE "Van Eck" "Industrials" 528 EWA 9/28/2009 994 "iShares MSCI Australia" NYSE "iShares" "Miscellaneous Region" 529 EWC 9/28/2009 766 "iShares MSCI Canada" NYSE "iShares" "Miscellaneous Region" 530 EWCO 11/7/2018 0.63 "Invesco S&P 500 Equal Weight Communication Services ETF" NASDAQ "Exchange Traded Fund" "Financial" 531 EWD 9/28/2009 86 "iShares MSCI Sweden Capped" NYSE "iShares" "Miscellaneous Region" 532 EWG 9/28/2009 873 "iShares MSCI Germany" NYSE "iShares" "Miscellaneous Region" 533 EWGS 1/26/2012 2.14 "iShares MSCI Germany Small-Cap" BATS "iShares" "Miscellaneous Region" 534 EWH 9/28/2009 1133 "iShares MSCI Hong Kong Index Fu" NYSE "iShares" "China Region" 535 EWI 9/28/2009 310 "iShares MSCI Italy Capped" NYSE "iShares" "Miscellaneous Region" 536 EWJ 9/28/2009 2554 "iShares MSCI Japan" NYSE "iShares" "Japan Stock" 537 EWJE 3/7/2019 0.07 "iShares MSCI Japan Equal Weighted ETF" NASDAQ "" "" 538 EWJV 3/7/2019 0.29 "iShares MSCI Japan Value ETF" NASDAQ "" "" 539 EWK 9/28/2009 27 "iShares MSCI Belgium Capped" NYSE "iShares" "Miscellaneous Region" 540 EWL 9/28/2009 226 "iShares MSCI Switzerland Capped" NYSE "iShares" "Miscellaneous Region" 541 EWM 9/28/2009 491 "iShares MSCI Malaysia" NYSE "iShares" "Miscellaneous Region" 542 EWMC 8/3/2015 1.47 "Guggenheim S&P MidCap 400 Equal Wt ETF" NYSE "Guggenheim Investments" "Mid-Cap Blend" 543 EWN 9/28/2009 55 "iShares MSCI Netherlands" NYSE "iShares" "Miscellaneous Region" 544 EWO 9/28/2009 29 "iShares MSCI Austria Capped" NYSE "iShares" "Miscellaneous Region" 545 EWP 9/28/2009 308 "iShares MSCI Spain Capped" NYSE "iShares" "Miscellaneous Region" 546 EWQ 9/28/2009 208 "iShares MSCI France" NYSE "iShares" "Miscellaneous Region" 547 EWRE 8/14/2015 1.25 "Guggenheim S&P 500 Eql Wght Rel Est ETF" NYSE "Guggenheim Investments" "Real Estate" 548 EWS 9/28/2009 434 "iShares MSCI Singapore Capped" NYSE "iShares" "Miscellaneous Region" 549 EWSC 8/3/2015 0.95 "Guggenheim S&P SmallCap 600 Eql Wt ETF" NYSE "Guggenheim Investments" "Small Blend" 550 EWT 9/28/2009 1770 "iShares MSCI Taiwan Capped" NYSE "iShares" "China Region" 551 EWU 9/28/2009 612 "iShares MSCI United Kingdom" NYSE "iShares" "Miscellaneous Region" 552 EWUS 1/26/2012 2.58 "iShares MSCI United Kingdom Small-Cap" BATS "iShares" "Miscellaneous Region" 553 EWV 9/28/2009 7.49 "ProShares UltraShort MSCI Japan" NYSE "ProShares" "Trading--Inverse Equity" 554 EWW 9/28/2009 1838 "iShares MSCI Mexico Capped" NYSE "iShares" "Miscellaneous Region" 555 EWX 9/28/2009 36 "SPDR S&P Emerging Markets Small Cap ETF" NYSE "SPDR State Street Global Advisors" "Diversified Emerging Mkts" 556 EWY 9/28/2009 1744 "iShares MSCI South Korea Capped" NYSE "iShares" "Miscellaneous Region" 557 EWZ 9/28/2009 8064 "iShares MSCI Brazil Capped" NYSE "iShares" "Latin America Stock" 558 EWZS 9/29/2010 14 "iShares MSCI Brazil Small-Cap" NASDAQ "iShares" "Latin America Stock" 559 EXI 9/28/2009 10 "iShares Global Industrials" NYSE "iShares" "Industrials" 560 EYLD 7/14/2016 0.73 "Cambria Emerging Shareholder Yield ETF" BATS "CAMBRIA ETF TRUST" "Diversified Emerging Mkts" 561 EZA 9/28/2009 268 "iShares MSCI South Africa" NYSE "iShares" "Miscellaneous Region" 562 EZJ 9/28/2009 3.52 "ProShares Ultra MSCI Japan" NYSE "ProShares" "Trading--Leveraged Equity" 563 EZM 9/28/2009 15 "WisdomTree MidCap Earnings ETF" NYSE "WisdomTree" "Mid-Cap Blend" 564 EZU 9/28/2009 947 "iShares MSCI Eurozone" BATS "iShares" "Europe Stock" 565 FAAR 5/23/2016 1.38 "First Trust Alternative Absolute Return Strategy ETF" NASDAQ "" "" 566 FAB 9/28/2009 4.45 "First Trust Multi Cap Val AlphaDEX ETF" NASDAQ "First Trust" "Mid-Cap Value" 567 FAD 9/28/2009 2.85 "First Trust Multi Cap Gr AlphaDEX ETF" NASDAQ "First Trust" "Mid-Cap Growth" 568 FALN 6/17/2016 14 "iShares Fallen Angels USD Bond ETF" NASDAQ "" "" 569 FAN 9/28/2009 17 "First Trust Global Wind Energy ETF" NYSE "First Trust" "Miscellaneous Sector" 570 FAS 9/28/2009 4664 "Direxion Daily Financial Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 571 FAZ 9/28/2009 3541 "Direxion Financial Bear 3X Shar" NYSE "Direxion Funds" "Trading-Inverse Equity" 572 FBCG 6/4/2020 3.53 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 573 FBCV 6/4/2020 1.2 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 574 FBGX 6/11/2014 3.75 "UBS AG FI Enhanced Large Cap Growth ETN" NYSE "UBS Group AG" "Large Growth" 575 FBND 10/9/2014 18 "Fidelity Total Bond ETF" NYSE "Fidelity Investments" "Intermediate-Term Bond" 576 FBT 9/28/2009 61 "First Trust NYSE Arca Biotech ETF" NYSE "First Trust" "Health" 577 FBZ 4/19/2011 3.91 "First Trust Brazil AlphaDEX ETF" NASDAQ "First Trust" "Latin America Stock" 578 FCA 4/21/2011 1.41 "First Trust China AlphaDEX ETF" NASDAQ "First Trust" "China Region" 579 FCAL 9/28/2009 9.33 "First Trust California Municipal High income ETF" NASDAQ "" "" 580 FCEF 9/29/2016 1.29 "First Trust CEF Income Opportunity ETF" NASDAQ "First Trust" "Allocation--50% to 70% Equity" 581 FCG 9/28/2009 195 "First Trust Natural Gas ETF" NYSE "First Trust" "Equity Energy" 582 FCOM 10/24/2013 11 "Fidelity MSCI Telecommunication Svc ETF" NYSE "Fidelity Investments" "Communications" 583 FCOR 10/9/2014 4.39 "Fidelity Corporate Bond ETF" NYSE "Fidelity Investments" "Corporate Bond" 584 FCPI 11/7/2019 0.23 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 585 FCTR 7/26/2018 1.06 "First Trust Exchange-Traded Fund" NASDAQ "Exchange Traded Fund" "Financial" 586 FCVT 11/4/2015 6.2 "First Trust SSI Strat Convert Secs ETF" NASDAQ "First Trust" "Convertibles" 587 FDD 9/28/2009 20 "First Trust STOXX European Sel Div ETF" NYSE "First Trust" "Europe Stock" 588 FDEM 2/28/2019 0.34 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 589 FDEV 2/28/2019 0.25 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 590 FDHY 6/14/2018 2.44 "Fidelity High Yield Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 591 FDIS 10/24/2013 20 "Fidelity MSCI Consumer Discret ETF" NYSE "Fidelity Investments" "Consumer Cyclical" 592 FDIV 8/14/2014 1.93 "First Trust Strategic Income ETF" NASDAQ "First Trust" "Allocation--30% to 50% Equity" 593 FDL 9/28/2009 47 "First Trust Morningstar Div Leaders ETF" NYSE "First Trust" "Large Value" 594 FDLO 9/15/2016 5 "Fidelity Low Volatility Factor ETF" NYSE "Fidelity Investments" "Large Blend" 595 FDM 9/28/2009 5.98 "First Trust Dow Jones Sel MicroCap ETF" NYSE "First Trust" "Small Value" 596 FDMO 9/15/2016 3.55 "Fidelity Momentum Factor ETF" NYSE "Fidelity Investments" "Large Growth" 597 FDN 9/28/2009 162 "First Trust Dow Jones Internet ETF" NYSE "First Trust" "Technology" 598 FDNI 11/7/2018 1.16 "First Trust Dow Jones International Internet ETF" NASDAQ "" "" 599 FDRR 9/15/2016 7.08 "Fidelity Dividend ETF for Rising Rates" NYSE "Fidelity Investments" "Large Value" 600 FDT 4/19/2011 17 "First Trust Dev Mkts Ex-US AlphaDEX ETF" NASDAQ "First Trust" "Foreign Large Blend" 601 FDTS 2/16/2012 0.87 "First Trust DevMkts exUS SC AlphaDEXETF" NASDAQ "First Trust" "Foreign Small/Mid Value" 602 FDVV 9/15/2016 9.72 "Fidelity Core Dividend ETF" NYSE "Fidelity Investments" "Large Value" 603 FEM 4/19/2011 34 "First Trust Emerging Mrkts AlphaDEX ETF" NASDAQ "First Trust" "Diversified Emerging Mkts" 604 FEMB 11/5/2014 5.26 "First Trust Emerging Mkts Lcl Ccy Bd ETF" NASDAQ "First Trust" "Emerging-Markets Local-Currency Bond" 605 FEMS 2/17/2012 10 "First Trust Emerg Mkts SC AlphaDEX ETF" NASDAQ "First Trust" "Diversified Emerging Mkts" 606 FENY 10/24/2013 47 "Fidelity MSCI Energy ETF" NYSE "Fidelity Investments" "Equity Energy" 607 FEP 9/28/2009 27 "First Trust Europe AlphaDEX ETF" NASDAQ "First Trust" "Europe Stock" 608 FEUL 5/22/2018 0.34 "Credit Suisse AG" NASDAQ "Investment Bankers/Brokers/Service" "Finance" 609 FEUZ 10/27/2014 2.58 "First Trust Eurozone AlphaDEX ETF" NASDAQ "" "" 610 FEX 9/28/2009 33 "First Trust Large Cap Core AlphaDEX ETF" NASDAQ "First Trust" "Large Blend" 611 FEZ 9/28/2009 548 "SPDR EURO STOXX 50 ETF" NYSE "SPDR State Street Global Advisors" "Europe Stock" 612 FFHG 6/6/2017 1.08 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 613 FFIU 8/21/2017 0.39 "UVA Unconstrained Medium-Term Fixed Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 614 FFR 9/28/2009 3.78 "First Trust FTSE EN Dev Mkts Rel Est ETF" NYSE "First Trust" "Global Real Estate" 615 FFSG 11/1/2017 0.69 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 616 FFTG 11/1/2017 0.89 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 617 FFTI 6/6/2017 2.1 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 618 FFTY 4/9/2015 22 "Innovator IBD 50 ETF" NASDAQ "Exchange Traded Fund" "Financial" 619 FGD 9/28/2009 22 "First Trust Dow Jones Global Sel Div ETF" NYSE "First Trust" "Foreign Large Value" 620 FGM 2/17/2012 3.69 "First Trust Germany AlphaDEX ETF" NASDAQ "First Trust" "Miscellaneous Region" 621 FHLC 10/24/2013 32 "Fidelity MSCI Health Care ETF" NYSE "Fidelity Investments" "Health" 622 FIBR 5/12/2016 1.7 "iShares Edge US Fixed Income Bal Risk" BATS "iShares" "Nontraditional Bond" 623 FID 3/5/2018 0.9 "First Trust S&P International Dividend Aristocrats ETF" NASDAQ "" "" 624 FIDI 1/18/2018 1.76 "Fidelity International High Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 625 FIDU 10/24/2013 16 "Fidelity MSCI Industrials ETF" NYSE "Fidelity Investments" "Industrials" 626 FIEE 2/18/2016 0.73 "UBS AG FI Enhanced Europe 50 ETN" NYSE "UBS Group AG" "Europe Stock" 627 FIHD 2/22/2016 3.74 "UBS AG FI Enhanced Global High Yield ETN" NYSE "UBS Group AG" "World Stock" 628 FILL 2/2/2012 4.51 "iShares MSCI Global Energy Producers" NYSE "iShares" "Equity Energy" 629 FINX 9/13/2016 19 "Global X FinTech Thematic ETF" NASDAQ "Global X Funds" "Technology" 630 FISR 4/3/2019 0.78 "SPDR SSGA Fixed Income Sector Rotation ETF" NASDAQ "Exchange Traded Fund" "Financial" 631 FITE 12/31/2018 0.47 "SPDR S&P Kensho Future Security ETF" NASDAQ "Exchange Traded Fund" "Financial" 632 FIVA 1/18/2018 0.61 "Fidelity International Value Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 633 FIVG 3/5/2019 12 "Defiance Next Gen Connectivity ETF" NASDAQ "Exchange Traded Fund" "Financial" 634 FIW 9/28/2009 9.45 "First Trust Water ETF" NYSE "First Trust" "Miscellaneous Sector" 635 FIXD 2/15/2017 32 "First Trust TCWOpportunistic Fxd Inc ETF" NASDAQ "First Trust Exchange-Traded Fund VIII" "Intermediate-Term Bond" 636 FJNK 10/24/2019 0.04 "Pacific Global Focused High Yield ETF" NASDAQ "Exchange Traded Fund" "Financial" 637 FJP 4/26/2011 7.1 "First Trust Japan AlphaDEX ETF" NASDAQ "First Trust" "Japan Stock" 638 FKU 2/27/2012 5.16 "First Trust United Kingdom AlphaDEX ETF" NASDAQ "First Trust" "Miscellaneous Region" 639 FLAU 11/6/2017 0.48 "Franklin FTSE Australia ETF" NASDAQ "Exchange Traded Fund" "Financial" 640 FLAX 2/8/2018 0.37 "Franklin FTSE Asia ex Japan ETF" NASDAQ "Exchange Traded Fund" "Financial" 641 FLBL 6/1/2018 0.24 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 642 FLBR 11/6/2017 0.83 "Franklin FTSE Brazil ETF" NASDAQ "Exchange Traded Fund" "Financial" 643 FLCA 11/6/2017 0.43 "Franklin FTSE Canada ETF" NASDAQ "Exchange Traded Fund" "Financial" 644 FLCB 9/19/2019 1.37 "Franklin Liberty U.S. Core Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 645 FLCH 11/6/2017 1.51 "Franklin FTSE China ETF" NASDAQ "Exchange Traded Fund" "Financial" 646 FLCO 10/5/2016 1.66 "Franklin Liberty Investment Grd Corp ETF" NYSE "Franklin Templeton Investments" "Corporate Bond" 647 FLDR 9/28/2009 3.5 "Fidelity Merrimack Street Trust" NASDAQ "Exchange Traded Fund" "Financial" 648 FLEE 11/6/2017 0.37 "Franklin FTSE Europe ETF" NASDAQ "Exchange Traded Fund" "Financial" 649 FLEH 11/6/2017 0.26 "Franklin FTSE Europe Hedged ETF" NASDAQ "Exchange Traded Fund" "Financial" 650 FLFR 11/6/2017 0.16 "Franklin FTSE France ETF" NASDAQ "Exchange Traded Fund" "Financial" 651 FLGB 11/6/2017 1.31 "Franklin FTSE United Kingdom ETF" NASDAQ "Exchange Traded Fund" "Financial" 652 FLGE 6/11/2014 2.05 "Credit Suisse FI Large Cap Gr Enh ETN" NYSE "Credit Suisse AG" "Large Growth" 653 FLGR 11/6/2017 0.25 "Franklin FTSE Germany ETF" NASDAQ "Exchange Traded Fund" "Financial" 654 FLGV 6/11/2020 0.24 "Franklin Liberty U.S. Treasury Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 655 FLHK 11/6/2017 0.25 "Franklin FTSE Hong Kong ETF" NASDAQ "Exchange Traded Fund" "Financial" 656 FLHY 6/1/2018 0.49 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 657 FLIA 6/1/2018 0.12 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 658 FLIN 2/8/2018 0.48 "Franklin FTSE India ETF" NASDAQ "Exchange Traded Fund" "Financial" 659 FLIY 11/6/2017 0.19 "Franklin FTSE Italy ETF" NASDAQ "Exchange Traded Fund" "Financial" 660 FLJH 11/6/2017 0.14 "Franklin FTSE Japan Hedged ETF" NASDAQ "Exchange Traded Fund" "Financial" 661 FLJP 11/6/2017 3.41 "Franklin FTSE Japan ETF" NASDAQ "Exchange Traded Fund" "Financial" 662 FLKR 11/6/2017 0.79 "Franklin FTSE South Korea ETF" NASDAQ "Exchange Traded Fund" "Financial" 663 FLLA 10/11/2018 0.14 "Franklin FTSE Latin America ETF" NASDAQ "Exchange Traded Fund" "Financial" 664 FLLV 9/22/2016 0.95 "Franklin Liberty U.S. Low Volatility ETF" NASDAQ "Exchange Traded Fund" "Financial" 665 FLM 9/28/2009 1.87 "First Trust Global Eng and Const ETF" NYSE "First Trust" "Industrials" 666 FLMB 9/5/2017 0.38 "Franklin Templeton ETF Trust Franklin Liberty Federal Tax-Free" NASDAQ "Exchange Traded Fund" "Financial" 667 FLMI 9/5/2017 0.31 "Franklin Templeton ETF Trust Franklin Liberty Federal Intermed" NASDAQ "Exchange Traded Fund" "Financial" 668 FLMX 11/6/2017 0.24 "Franklin FTSE Mexico ETF" NASDAQ "Exchange Traded Fund" "Financial" 669 FLN 4/20/2011 3.23 "First Trust Latin America AlphaDEX ETF" NASDAQ "First Trust" "Latin America Stock" 670 FLOT 6/17/2011 142 "iShares Floating Rate Bond" NYSE "iShares" "Ultrashort Bond" 671 FLQD 6/3/2016 0.43 "Franklin LibertyQ Global Dividend ETF" NYSE "Franklin Templeton Investments" "World Stock" 672 FLQE 6/3/2016 1.02 "Franklin LibertyQ Emerging Markets ETF" NYSE "Franklin Templeton Investments" "Diversified Emerging Mkts" 673 FLQG 6/3/2016 0.24 "Franklin LibertyQ Global Equity ETF" NYSE "Franklin Templeton Investments" "World Stock" 674 FLQH 6/3/2016 0.46 "Franklin LibertyQ Intl Eq Hdgd ETF" NYSE "Franklin Templeton Investments" "Foreign Large Blend" 675 FLQL 4/28/2017 3.07 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 676 FLQM 4/28/2017 0.28 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 677 FLQS 4/28/2017 0.32 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 678 FLRG 9/17/2020 0.15 "Fidelity U.S. Multifactor ETF" NASDAQ "Exchange Traded Fund" "Financial" 679 FLRN 12/1/2011 55 "SPDR Blmbg Barclays Inv Grd Flt Rt ETF" NYSE "SPDR State Street Global Advisors" "Ultrashort Bond" 680 FLRT 2/19/2015 0.31 "AdvisorShares Pacific Asst Enh Fl Rt ETF" NYSE "AdvisorShares" "Bank Loan" 681 FLRU 2/8/2018 0.29 "Franklin FTSE Russia ETF" NASDAQ "Exchange Traded Fund" "Financial" 682 FLSA 10/11/2018 0.09 "Franklin FTSE Saudi Arabia ETF" NASDAQ "Exchange Traded Fund" "Financial" 683 FLSP 12/23/2019 0.07 "Franklin Liberty Systematic Style Premia ETF" NASDAQ "Exchange Traded Fund" "Financial" 684 FLSW 2/8/2018 0.38 "Franklin FTSE Switzerland ETF" NASDAQ "Exchange Traded Fund" "Financial" 685 FLTB 10/9/2014 4.53 "Fidelity Limited Term Bond ETF" NYSE "Fidelity Investments" "Short-Term Bond" 686 FLTR 4/26/2011 16 "Market Vectors Investment Grade" NYSE "Van Eck" "Short-Term Bond" 687 FLTW 11/6/2017 0.32 "Franklin FTSE Taiwan ETF" NASDAQ "Exchange Traded Fund" "Financial" 688 FLYT 2/5/2020 0.25 "Direxion Flight to Safety Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 689 FLZA 10/11/2018 0.13 "Franklin FTSE South Africa ETF" NASDAQ "Exchange Traded Fund" "Financial" 690 FM 9/13/2012 57 "iShares MSCI Frontier 100" NYSE "iShares" "Diversified Emerging Mkts" 691 FMAT 10/24/2013 10 "Fidelity MSCI Materials ETF" NYSE "Fidelity Investments" "Natural Resources" 692 FMB 5/15/2014 13 "First Trust Managed Municipal ETF" NASDAQ "First Trust" "Muni National Interm" 693 FMF 8/2/2013 0.79 "First Trust Morningstar Mgd FutsStrt ETF" NYSE "First Trust" "Managed Futures" 694 FMHI 11/3/2017 1.54 "First Trust Municipal High Income ETF" NASDAQ "" "" 695 FMIL 6/4/2020 0.76 "Fidelity" NASDAQ "Exchange Traded Fund" "Financial" 696 FNCL 10/24/2013 34 "Fidelity MSCI Financials ETF" NYSE "Fidelity Investments" "Financial" 697 FNDA 8/15/2013 23 "Schwab Fundamental US Small Company ETF" NYSE "Schwab ETFs" "Small Blend" 698 FNDB 8/15/2013 5.31 "Schwab Fundamental US Broad Market ETF" NYSE "Schwab ETFs" "Large Value" 699 FNDC 8/15/2013 17 "Schwab Fundamental Intl Sm Co ETF" NYSE "Schwab ETFs" "Foreign Small/Mid Blend" 700 FNDE 8/15/2013 44 "Schwab Fundamental Emerg Mkts Lg Co ETF" NYSE "Schwab ETFs" "Diversified Emerging Mkts" 701 FNDF 8/15/2013 39 "Schwab Fundamental Intl Lg Co ETF" NYSE "Schwab ETFs" "Foreign Large Value" 702 FNDX 8/15/2013 25 "Schwab Fundamental U.S. Large Company Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 703 FNGD 1/23/2018 59 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 704 FNGO 8/2/2018 0.91 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 705 FNGS 11/13/2019 0.9 "MicroSectors FANG ETNs due January 8" NASDAQ "Exchange Traded Fund" "Financial" 706 FNGU 1/23/2018 76 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 707 FNGZ 8/2/2018 0.53 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 708 FNI 9/28/2009 10 "First Trust Chindia ETF" NYSE "First Trust" "Miscellaneous Region" 709 FNK 4/20/2011 3.26 "First Trust Mid Cap Value AlphaDEX ETF" NASDAQ "First Trust" "Small Value" 710 FNX 9/28/2009 20 "First Trust Mid Cap Core AlphaDEX Fund" NASDAQ "" "" 711 FNY 4/20/2011 6.91 "First Trust Mid Cap Growth AlphaDEX ETF" NASDAQ "First Trust" "Mid-Cap Growth" 712 FOVL 3/21/2019 0.26 "iShares Focused Value Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 713 FPA 4/20/2011 3.44 "First Trust AsiaPac ex-Jpn AlphaDEX ETF" NASDAQ "First Trust" "Pacific/Asia ex-Japan Stk" 714 FPE 2/12/2013 123 "First Trust Preferred Sec & Inc ETF" NYSE "First Trust" "Preferred Stock" 715 FPEI 8/23/2017 5.31 "First Trust Institutional Preferred Securities and Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 716 FPX 9/28/2009 22 "First Trust US Equity Opportunities ETF" NYSE "First Trust" "Large Growth" 717 FPXE 10/5/2018 0.12 "First Trust IPOX Europe Equity Opportunities ETF" NASDAQ "" "" 718 FPXI 11/7/2014 8.3 "First Trust International IPO ETF" NASDAQ "First Trust" "Foreign Large Growth" 719 FQAL 9/15/2016 3.1 "Fidelity Quality Factor ETF" NYSE "Fidelity Investments" "Large Blend" 720 FRAK 2/15/2012 5.99 "VanEck Vectors Unconventional Oil & Gas ETF" NASDAQ "Exchange Traded Fund" "Financial" 721 FRDM 5/23/2019 0.53 "Alpha Architect ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 722 FREL 2/5/2015 32 "Fidelity MSCI Real Estate ETF" NYSE "Fidelity Investments" "Real Estate" 723 FRI 9/28/2009 23 "First Trust S&P REIT ETF" NYSE "First Trust" "Real Estate" 724 FRLG 4/3/2018 1.68 "Goldman Sachs Group" NASDAQ "Exchange Traded Fund" "Financial" 725 FSMB 11/27/2018 1.07 "First Trust Short Duration Managed Municipal ETF" NASDAQ "Exchange Traded Fund" "Financial" 726 FSMD 2/28/2019 0.97 "Fidelity Small-Mid Multifactor ETF" NASDAQ "Exchange Traded Fund" "Financial" 727 FSTA 10/24/2013 15 "Fidelity MSCI Consumer Staples ETF" NYSE "Fidelity Investments" "Consumer Defensive" 728 FSZ 2/16/2012 4.24 "First Trust Switzerland AlphaDEX ETF" NASDAQ "First Trust" "Miscellaneous Region" 729 FTA 9/28/2009 26 "First Trust Large Cap Val AlphaDEX ETF" NASDAQ "First Trust" "Large Value" 730 FTAG 6/29/2015 0.83 "First Trust Indxx Global Agriculture ETF" NASDAQ "" "" 731 FTC 9/28/2009 15 "First Trust Large Cap Gr AlphaDEX ETF" NASDAQ "First Trust" "Large Growth" 732 FTCS 2/11/2013 35 "First Trust Capital Strength ETF" NASDAQ "First Trust" "Large Blend" 733 FTEC 10/24/2013 64 "Fidelity MSCI Information Tech ETF" NYSE "Fidelity Investments" "Technology" 734 FTGC 10/23/2013 15 "First Trust Global Tact Cmdty Strat ETF" NASDAQ "First Trust" "Commodities Broad Basket" 735 FTHI 1/7/2014 2.72 "First Trust High Income ETF" NASDAQ "First Trust" "Long-Short Equity" 736 FTLB 1/7/2014 0.98 "First Trust Low Beta Income ETF" NASDAQ "First Trust" "Long-Short Equity" 737 FTLS 9/9/2014 4.3 "First Trust Long/Short Equity ETF" NYSE "First Trust" "Long-Short Equity" 738 FTRI 6/29/2015 1.68 "First Trust Indxx Glbl Natrl Res Inc ETF" NASDAQ "First Trust" "Natural Resources" 739 FTSD 11/5/2013 2.33 "Franklin Liberty Short Dur US Govt ETF" NYSE "Franklin Templeton Investments" "Short Government" 740 FTSL 5/2/2013 38 "First Trust Senior Loan ETF" NASDAQ "First Trust" "Bank Loan" 741 FTSM 8/6/2014 50 "First Trust Enhanced Short Maturity ETF" NASDAQ "First Trust" "Ultrashort Bond" 742 FTXD 10/11/2016 0.39 "First Trust Nasdaq Retail ETF" NASDAQ "First Trust" "Consumer Cyclical" 743 FTXG 10/10/2016 0.32 "First Trust Nasdaq Food & Beverage ETF" NASDAQ "First Trust" "Consumer Defensive" 744 FTXH 9/22/2016 0.58 "First Trust Nasdaq Pharmaceuticals ETF" NASDAQ "First Trust" "Health" 745 FTXL 9/21/2016 1.89 "First Trust Nasdaq Semiconductor ETF" NASDAQ "First Trust" "Technology" 746 FTXN 9/23/2016 1.63 "First Trust Nasdaq Oil & Gas ETF" NASDAQ "First Trust" "Equity Energy" 747 FTXO 10/7/2016 13 "First Trust Nasdaq Bank ETF" NASDAQ "First Trust" "Financial" 748 FTXR 9/22/2016 2.01 "First Trust Nasdaq Transportation ETF" NASDAQ "" "" 749 FUE 9/28/2009 0.89 "ELEMENTS MLCX Biofuels Exch Ser TR ETN" NYSE "ELEMENTS" "Commodities Agriculture" 750 FUMB 11/5/2018 1.29 "First Trust Ultra Short Duration Municipal ETF" NASDAQ "Exchange Traded Fund" "Financial" 751 FUT 2/18/2016 0.28 "ProShares Managed Futures Strategy" BATS "ProShares" "Managed Futures" 752 FUTY 10/24/2013 21 "Fidelity MSCI Utilities ETF" NYSE "Fidelity Investments" "Utilities" 753 FV 3/6/2014 85 "First Trust Dorsey Wright Focus 5 ETF" NASDAQ "First Trust" "Mid-Cap Growth" 754 FVAL 9/15/2016 3.74 "Fidelity Value Factor ETF" NYSE "Fidelity Investments" "Large Value" 755 FVC 3/18/2016 6.04 "First Trust Dorsey Wright Dynamic Foc 5" NASDAQ "First Trust" "Mid-Cap Blend" 756 FVD 9/28/2009 111 "First Trust Value Line Dividend ETF" NYSE "First Trust" "Large Value" 757 FWDB 6/21/2011 1.28 "AdvisorShares Madrona Global Bond ETF" NYSE "AdvisorShares" "World Bond" 758 FXA 9/28/2009 46 "CurrencyShares Australian Dollar ETF" NYSE "Guggenheim Investments" "Single Currency" 759 FXB 9/28/2009 19 "CurrencyShares British Pound Ster ETF" NYSE "Guggenheim Investments" "Single Currency" 760 FXC 9/28/2009 42 "Rydex CurrencyShares Canadian D" NYSE "Rydex/SGI" "Currency" 761 FXD 9/28/2009 62 "First Trust Cnsmr Discret AlphaDEX ETF" NYSE "First Trust" "Consumer Cyclical" 762 FXE 9/28/2009 273 "CurrencyShares Euro ETF" NYSE "Guggenheim Investments" "Single Currency" 763 FXF 9/28/2009 17 "CurrencyShares Swiss Franc ETF" NYSE "Guggenheim Investments" "Single Currency" 764 FXG 9/28/2009 47 "First Trust Cnsmr Staples AlphaDEX ETF" NYSE "First Trust" "Consumer Defensive" 765 FXH 9/28/2009 59 "First Trust Health Care AlphaDEX ETF" NYSE "First Trust" "Health" 766 FXI 9/28/2009 6594 "iShares FTSE China 25 Index Fun" NYSE "iShares" "China Region" 767 FXL 9/28/2009 52 "First Trust Technology AlphaDEX ETF" NYSE "First Trust" "Technology" 768 FXN 9/28/2009 73 "First Trust Energy AlphaDEX ETF" NYSE "First Trust" "Equity Energy" 769 FXO 9/28/2009 61 "First Trust Financials AlphaDEX ETF" NYSE "First Trust" "Financial" 770 FXP 9/28/2009 158 "ProShares UltraShort FTSE China 50" NYSE "ProShares" "Trading--Inverse Equity" 771 FXR 9/28/2009 39 "First Trust Indtls/PrdcrDurbAlphaDEXETF" NYSE "First Trust" "Industrials" 772 FXU 9/28/2009 52 "First Trust Utilities AlphaDEX ETF" NYSE "First Trust" "Utilities" 773 FXY 9/28/2009 69 "CurrencyShares Japanese Yen ETF" NYSE "Guggenheim Investments" "Single Currency" 774 FXZ 9/28/2009 30 "First Trust Materials AlphaDEX ETF" NYSE "First Trust" "Natural Resources" 775 FYC 4/20/2011 8.82 "First Trust Small Cap Gr AlphaDEX ETF" NASDAQ "First Trust" "Small Growth" 776 FYLD 12/3/2013 2.95 "Cambria Foreign Shareholder Yield ETF" BATS "CAMBRIA ETF TRUST" "Foreign Small/Mid Value" 777 FYT 4/20/2011 5.54 "First Trust Small Cap Val AlphaDEX ETF" NASDAQ "First Trust" "Small Value" 778 FYX 9/28/2009 18 "First Trust Small Cap Core AlphaDEX ETF" NASDAQ "First Trust" "Small Blend" 779 GAA 12/10/2014 1.74 "Cambria Global Asset Allocation ETF" BATS "CAMBRIA ETF TRUST" "Multialternative" 780 GAL 4/26/2012 4.53 "SPDR SSgA Global Allocation ETF" NASDAQ "Exchange Traded Fund" "Financial" 781 GAMR 3/10/2016 3.44 "PureFunds Video Game Tech ETF" NYSE "Pure Funds" "Technology" 782 GAZ 9/28/2009 21 "iPath Bloomberg Natural Gas SubTR ETN" NYSE "Barclays Funds" "Commodities Energy" 783 GBF 9/28/2009 4.64 "iShares Government/Credit Bond" NYSE "iShares" "Intermediate-Term Bond" 784 GBGR 7/24/2020 0.04 "Global Beta Rising Stars ETF" NASDAQ "Exchange Traded Fund" "Financial" 785 GBIL 9/8/2016 14 "Goldman Sachs TreasuryAccess 0-1 YearETF" NYSE "Goldman Sachs" "Ultrashort Bond" 786 GBLO 7/24/2020 0.04 "Global Beta Low Beta ETF" NASDAQ "Exchange Traded Fund" "Financial" 787 GBUG 10/8/2019 0.14 "Barclays Bank PLC Pacer iPath Gold ETNs" NASDAQ "Exchange Traded Fund" "Financial" 788 GCC 9/28/2009 20 "WisdomTree Continuous Commodity ETF" NYSE "GreenHaven" "Commodities Broad Basket" 789 GCOR 9/10/2020 0.62 "Goldman Sachs ETF Trust Goldman Sachs Access U.S. Aggregate Bo" NASDAQ "Exchange Traded Fund" "Financial" 790 GCOW 1/13/2017 3.47 "Pacer Funds" NASDAQ "Exchange Traded Fund" "Financial" 791 GDMA 11/15/2018 0.55 "GadsdenA DynamicA Multi-AssetA ETF" NASDAQ "Exchange Traded Fund" "Financial" 792 GDX 9/28/2009 9757 "VanEck Vectors Gold Miners ETF" NYSE "Van Eck" "Equity Precious Metals" 793 GDXJ 11/11/2009 3839 "VanEck Vectors Junior Gold Miners ETF" NYSE "Van Eck" "Equity Precious Metals" 794 GEM 9/29/2015 20 "Goldman Sachs ActiveBeta EMkts Eq ETF" NYSE "Goldman Sachs" "Diversified Emerging Mkts" 795 GENY 8/22/2016 0.41 "Principal Millennials ETF" NASDAQ "Principal Funds" "World Stock" 796 GERM 6/18/2020 1.89 "ETFMG Treatments Testing and Advancements ETF" NASDAQ "Exchange Traded Fund" "Financial" 797 GHYB 9/7/2017 1.12 "Goldman Sachs Access High Yield Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 798 GHYG 4/5/2012 5.57 "iShares Global High Yield Corporate Bond" BATS "iShares" "World Bond" 799 GIGB 6/8/2017 3.4 "Goldman Sachs Access Investment Grade Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 800 GIGE 5/8/2019 0.76 "SoFi Gig Economy ETF" NASDAQ "" "" 801 GII 9/28/2009 5.19 "SPDR S&P Global Infrastructure ETF" NYSE "SPDR State Street Global Advisors" "Infrastructure" 802 GLCN 11/12/2019 0.4 "VanEck Vectors China Growth Leaders ETF" NASDAQ "Exchange Traded Fund" "Financial" 803 GLD 9/28/2009 5219 "SPDR Gold Trust" NYSE "State Street Global Advisors" "Commodities Precious Metals" 804 GLDI 1/29/2013 5.93 "Credit Suisse AG" NASDAQ "Investment Bankers/Brokers/Service" "Finance" 805 GLDM 6/26/2018 36 "SPDR Gold MiniShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 806 GLIF 5/23/2019 0.08 "AGFiQ Global Infrastructure ETF" NASDAQ "Exchange Traded Fund" "Financial" 807 GLIN 11/12/2019 0.98 "VanEck Vectors India Growth Leaders ETF" NASDAQ "Exchange Traded Fund" "Financial" 808 GLL 9/28/2009 64 "ProShares UltraShort Gold" NYSE "ProShares" "Trading--Inverse Commodities" 809 GLTR 10/22/2010 10 "ETFS Physical PM Basket" NYSE "ETF Securities" "Commodities Precious Metals" 810 GMF 9/28/2009 21 "SPDR S&P Emerging Asia Pacific ETF" NYSE "SPDR State Street Global Advisors" "Pacific/Asia ex-Japan Stk" 811 GMOM 11/4/2014 2.31 "Cambria Global Momentum ETF" NYSE "CAMBRIA ETF TRUST" "World Allocation" 812 GNAF 8/2/2018 0.35 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 813 GNMA 2/17/2012 6.44 "iShares GNMA Bond" NASDAQ "iShares" "Intermediate Government" 814 GNOM 11/11/2010 51 "Global X Genomics & Biotechnology ETF" NASDAQ "" "" 815 GNR 9/24/2010 32 "SPDR S&P Global Natural Resources ETF" NYSE "SPDR State Street Global Advisors" "Natural Resources" 816 GOAT 10/31/2018 0.25 "VanEck Vectors ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 817 GOAU 6/28/2017 5.04 "US Global GO Gold and Precious Metal Miners ETF" NASDAQ "Exchange Traded Fund" "Financial" 818 GOEX 3/28/2016 3.37 "Global X Gold Explorers ETF" NYSE "Global X Funds" "Equity Precious Metals" 819 GOVT 2/24/2012 139 "iShares US Treasury Bond" NYSE "iShares" "Intermediate Government" 820 GQRE 11/6/2013 2.65 "FlexShares Glbl Quality Real Estate ETF" NYSE "Flexshares Trust" "Global Real Estate" 821 GREK 12/8/2011 111 "Global X MSCI Greece ETF" NYSE "Global X Funds" "Miscellaneous Region" 822 GRES 10/27/2009 5.55 "IQ Global Resources ETF" NYSE "IndexIQ" "Natural Resources" 823 GRID 11/17/2009 2.93 "First Trust NASDAQ Cln EdgeStGidIfsETF" NASDAQ "First Trust" "Miscellaneous Sector" 824 GRN 9/28/2009 1.43 "iPath Global Carbon ETN" NYSE "Barclays Funds" "Commodities Miscellaneous" 825 GRNB 9/28/2009 6.14 "VanEck Vectors Green Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 826 GRU 9/28/2009 4.23 "ELEMENTS MLCX Grains TR ETN" NYSE "ELEMENTS" "Commodities Agriculture" 827 GSEU 9/8/2015 88 "Goldman Sachs ActiveBeta Europe Eq ETF" NYSE "Goldman Sachs" "Europe Stock" 828 GSEW 9/14/2017 3.08 "GOLDMAN SACHS ETF TRUST" NASDAQ "Exchange Traded Fund" "Financial" 829 GSG 9/28/2009 104 "iShares S&P GSCI Commodity-Indexed Trust" NYSE "iShares" "Commodities Broad Basket" 830 GSIE 11/10/2015 24 "Goldman Sachs ActiveBeta Intl Eq ETF" NYSE "Goldman Sachs" "Foreign Large Blend" 831 GSJY 3/4/2016 0.65 "Goldman Sachs ActiveBeta Japan Eq ETF" NYSE "Goldman Sachs" "Japan Stock" 832 GSLC 9/21/2015 37 "Goldman Sachs ActiveBeta US LgCp Eq ETF" NYSE "Goldman Sachs" "Large Blend" 833 GSP 9/28/2009 7.27 "iPath S&P GSCI Total Return ETN" NYSE "Barclays Funds" "Commodities Broad Basket" 834 GSSC 6/29/2017 2.45 "GS ActiveBeta U.S. Small Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 835 GSST 4/17/2019 1.24 "GOLDMAN SACHS ETF TRUST" NASDAQ "Exchange Traded Fund" "Financial" 836 GSY 2/8/2011 39 "Guggenheim Enhanced Short Dur ETF" NYSE "Guggenheim Investments" "Ultrashort Bond" 837 GTIP 5/23/2011 1.56 "iShares Global Inflation Linked" NYSE "iShares" "World Bond" 838 GTO 2/10/2016 3.52 "Guggenheim Total Return Bond ETF" NYSE "Guggenheim Investments" "Intermediate-Term Bond" 839 GUNR 9/22/2011 102 "FlexShares Mstar Glbl Upstrm Nat Res ETF" NYSE "Flexshares Trust" "Natural Resources" 840 GURU 6/5/2012 8.41 "Global X Guru ETF" NYSE "Global X Funds" "Large Growth" 841 GUSH 5/29/2015 406 "Direxion Dly S&P Oil&Gs Ex&Prd Bl 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 842 GVAL 3/12/2014 6.51 "Cambria Global Value ETF" NYSE "CAMBRIA ETF TRUST" "Foreign Small/Mid Value" 843 GVI 9/28/2009 27 "iShares Interm Government/Credit Bd" NYSE "iShares" "Intermediate-Term Bond" 844 GVIP 11/3/2016 1.83 "Goldman Sachs Hedge Industry VIP ETF" NYSE "Goldman Sachs" "Large Blend" 845 GWX 9/28/2009 36 "SPDR S&P International Small Cap ETF" NYSE "SPDR State Street Global Advisors" "Foreign Small/Mid Blend" 846 GXC 9/28/2009 55 "SPDR S&P China ETF" NYSE "SPDR State Street Global Advisors" "China Region" 847 GXF 9/28/2009 3.39 "Global X FTSE Nordic Region ETF" NYSE "Global X Funds" "Miscellaneous Region" 848 GXG 9/28/2009 35 "Global X MSCI Colombia ETF" NYSE "Global X Funds" "Miscellaneous Region" 849 GXTG 11/4/2019 0.68 "Global X Thematic Growth ETF" NASDAQ "" "" 850 GYLD 5/8/2012 11 "Arrow Dow Jones Global Yield ETF" NYSE "ArrowShares" "World Allocation" 851 HACK 11/12/2014 65 "PureFunds ISE Cyber Security ETF" NYSE "Pure Funds" "Technology" 852 HAIL 12/31/2018 2.27 "SPDR S&P Kensho Smart Mobility ETF" NASDAQ "Exchange Traded Fund" "Financial" 853 HAP 9/28/2009 11 "VanEck Vectors Natural Resources ETF" NYSE "Van Eck" "Natural Resources" 854 HAUZ 8/27/2018 1.69 "Xtrackers International Real Estate ETF" NASDAQ "Exchange Traded Fund" "Financial" 855 HAWX 7/1/2015 1.29 "iShares Currency Hedged MSCI ACWI ex US" NYSE "iShares" "Foreign Large Blend" 856 HCRB 2/20/2020 0.06 "Hartford Funds Exchange-Traded Trust" NASDAQ "Exchange Traded Fund" "Financial" 857 HDAW 8/14/2015 0.53 "Deutsche X-trackers MSCIAWdexUSHDvYdHgEq" NYSE "Deutsche Asset Management" "Foreign Large Value" 858 HDEF 8/18/2015 3.89 "Xtrackers MSCI EAFE High Dividend Yield Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 859 HDG 7/14/2011 1.74 "ProShares Hedge Replication" NYSE "ProShares" "Multialternative" 860 HDGE 1/27/2011 41 "AdvisorShares Ranger Equity Bear ETF" NYSE "AdvisorShares" "Bear Market" 861 HDIV 3/15/2012 0.19 "QRAFT AI-Enhanced U.S. High Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 862 HDMV 8/26/2016 2.24 "First Trust Hrzn MgdVolatil Dev Intl ETF" NYSE "First Trust" "Foreign Large Blend" 863 HDV 3/31/2011 123 "iShares Core High Dividend" NYSE "iShares" "Large Value" 864 HEDJ 12/31/2009 472 "WisdomTree Europe Hedged Equity ETF" NYSE "WisdomTree" "Europe Stock" 865 HEEM 9/25/2014 9.49 "iShares Currency Hedged MSCI Emerg Mkts" NYSE "iShares" "Diversified Emerging Mkts" 866 HEFA 2/14/2014 105 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 867 HERD 5/7/2019 0.05 "Pacer Cash Cows Fund of Funds ETF" NASDAQ "" "" 868 HERO 9/28/2009 696 "Global X Video Games & Esports ETF" NASDAQ "" "" 869 HEWC 7/1/2015 0.63 "iShares Currency Hedged MSCI Canada" NYSE "iShares" "Miscellaneous Region" 870 HEWG 2/18/2014 56 "iShares Currency Hedged MSCI Germany" NYSE "iShares" "Miscellaneous Region" 871 HEWJ 2/5/2014 77 "iShares Currency Hedged MSCI Japan" NYSE "iShares" "Japan Stock" 872 HEWU 7/9/2015 1.53 "iShares Currency Hedged MSCI UK" NYSE "iShares" "Miscellaneous Region" 873 HEWW 7/13/2015 0.23 "iShares Currency Hedged MSCI Mexico" NYSE "iShares" "Miscellaneous Region" 874 HEZU 8/22/2014 94 "iShares Currency Hedged MSCI Eurozone" NYSE "iShares" "Europe Stock" 875 HFXI 7/22/2015 5.1 "IQ 50 Percent Hedged FTSE Intl ETF" NYSE "IndexIQ" "Foreign Large Blend" 876 HIBL 11/7/2019 3.86 "Direxion Daily S&P 500 High Beta Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 877 HIBS 11/7/2019 19 "Direxion Daily S&P 500 High Beta Bear 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 878 HIPR 6/11/2020 0.1 "Direxion High Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 879 HIPS 1/7/2015 1.27 "Master Income ETF" NYSE "Master Shares" "Allocation--85%+ Equity" 880 HJPX 10/2/2015 0.21 "iShares Currency Hedged JPX-Nikkei 400 ETF" NASDAQ "Exchange Traded Fund" "Financial" 881 HLAL 7/16/2019 0.77 "Wahed FTSE USA Shariah ETF" NASDAQ "" "" 882 HMOP 12/14/2017 1.1 "Hartford Municipal Opportunities ETF" NASDAQ "Exchange Traded Fund" "Financial" 883 HNDL 1/17/2018 4.67 "Strategy Shares Nasdaq 7HANDL Index ETF" NASDAQ "" "" 884 HOLD 1/15/2014 0.31 "AdvisorShares Sage Core Reserves ETF" NYSE "AdvisorShares" "Ultrashort Bond" 885 HOMZ 3/20/2019 0.55 "Hoya Capital Housing ETF" NASDAQ "Exchange Traded Fund" "Financial" 886 HSCZ 7/14/2015 1.09 "iShares Currency Hedged MSCI EAFE Sm-Cp" NYSE "iShares" "Foreign Small/Mid Blend" 887 HSMV 4/7/2020 0.12 "First Trust Horizon Managed Volatility Small/Mid ETF" NASDAQ "Exchange Traded Fund" "Financial" 888 HSRT 5/31/2018 0.48 "Hartford Funds Exchange-Traded Trust" NASDAQ "Exchange Traded Fund" "Financial" 889 HTAB 4/19/2018 0.41 "Hartford Schroders Tax-Aware Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 890 HTEC 6/25/2019 1.75 "Robo Global Healthcare Technology and Innovation ETF" NASDAQ "Exchange Traded Fund" "Financial" 891 HTRB 9/28/2017 1.95 "Hartford Total Return Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 892 HTUS 6/25/2015 1.84 "Hull Tactical US ETF" NYSE "Exchange Traded Concepts Trust" "Long-Short Equity" 893 HUSV 8/25/2016 2.9 "First Trust Hrzn MgdVolatil Domestic ETF" NYSE "First Trust" "Large Blend" 894 HYD 9/28/2009 126 "VanEck Vectors High-Yield Municipal ETF" NYSE "Van Eck" "High Yield Muni" 895 HYDB 7/13/2017 0.82 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 896 HYDW 1/11/2018 0.65 "Xtrackers Low Beta High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 897 HYEM 5/9/2012 32 "VanEck Vectors EM High Yield Bond ETF" NYSE "Van Eck" "Emerging Markets Bond" 898 HYG 9/28/2009 3095 "iShares iBoxx $ High Yield Corporate Bd" NYSE "iShares" "High Yield Bond" 899 HYGH 5/29/2014 2.23 "iShares Interest Rate Hedged High Yld Bd" NYSE "iShares" "High Yield Bond" 900 HYGV 7/18/2018 1.77 "FlexShares High Yield Value-Scored Bond Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 901 HYHG 5/23/2013 4.77 "ProShares High Yield Interest Rate Hdgd" BATS "ProShares" "Nontraditional Bond" 902 HYLB 12/7/2016 103 "Deutsche X-trackers USD HY Corp Bd" NYSE "Deutsche Asset Management" "High Yield Bond" 903 HYLD 12/1/2010 24 "Peritus High Yield ETF" NYSE "AdvisorShares" "High Yield Bond" 904 HYLS 2/27/2013 38 "First Trust Tactical High Yield ETF" NASDAQ "First Trust" "High Yield Bond" 905 HYLV 2/15/2017 1.1 "IQ S&P High Yield Low Volatility Bd ETF" NYSE "IndexIQ" "High Yield Bond" 906 HYMB 4/14/2011 33 "SPDR Nuveen S&P High Yield Muni Bd ETF" NYSE "SPDR State Street Global Advisors" "High Yield Muni" 907 HYS 6/17/2011 100 "PIMCO 0-5 Year High Yield Corpo" NYSE "PIMCO" "High Yield Bond" 908 HYTR 1/22/2020 0.1 "CP High Yield Trend ETF" NASDAQ "Exchange Traded Fund" "Financial" 909 HYUP 1/11/2018 0.24 "Xtrackers High Beta High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 910 HYXF 3/23/2020 0.7 "iShares ESG Advanced High Yield Corporate Bond ETF" NASDAQ "" "" 911 HYXU 4/3/2012 4.4 "iShares International High Yield Bond" BATS "iShares" "World Bond" 912 HYZD 12/18/2013 9.13 "WisdomTree Interest Rt Hdg Hi Yld Bd ETF" NASDAQ "WisdomTree" "Nontraditional Bond" 913 IAGG 11/12/2015 18 "iShares Core International Aggregate Bd" BATS "iShares" "World Bond" 914 IAI 9/28/2009 22 "iShares US Broker-Dealers & Secs Exchs" NYSE "iShares" "Financial" 915 IAK 9/28/2009 6.82 "iShares US Insurance" NYSE "iShares" "Financial" 916 IAT 9/28/2009 62 "iShares US Regional Banks" NYSE "iShares" "Financial" 917 IAU 9/28/2009 723 "iShares Gold Trust" NYSE "iShares" "Commodities Precious Metals" 918 IAUF 6/8/2018 0.43 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 919 IBB 9/28/2009 1050 "iShares Nasdaq Biotechnology" NASDAQ "iShares" "Health" 920 IBCE 4/19/2013 0.86 "iShares iBonds Mar 2023 Term Corp exFncl" NYSE "iShares" "Corporate Bond" 921 IBD 7/11/2017 2.26 "Inspire Corporate Bond Impact ETF" NASDAQ "Exchange Traded Fund" "Financial" 922 IBDD 7/10/2013 1.18 "iShares iBonds Mar 2023 Term Corporate" NYSE "iShares" "Corporate Bond" 923 IBDM 3/12/2015 17 "iShares iBonds Dec 2021 Term Corporate" NYSE "iShares" "Corporate Bond" 924 IBDN 3/12/2015 15 "iShares iBonds Dec 2022 Term Corporate" NYSE "iShares" "Corporate Bond" 925 IBDO 3/12/2015 14 "iShares iBonds Dec 2023 Term Corporate" NYSE "iShares" "Corporate Bond" 926 IBDP 3/12/2015 11 "iShares iBonds Dec 2024 Term Corporate" NYSE "iShares" "Corporate Bond" 927 IBDQ 3/12/2015 9.99 "iShares iBonds Dec 2025 Term Corporate" NYSE "iShares" "Corporate Bond" 928 IBDR 9/19/2016 7.18 "iShares iBonds Dec 2026 Term Corporate ETF" NASDAQ "Exchange Traded Fund" "Financial" 929 IBDS 9/14/2017 5 "iShares iBonds Dec 2027 Term Corporate ETF" NASDAQ "Exchange Traded Fund" "Financial" 930 IBDT 9/20/2018 2.75 "iShares iBonds Dec 2028 Term Corporate ETF" NASDAQ "Exchange Traded Fund" "Financial" 931 IBDU 9/19/2019 1.23 "iShares iBonds Dec 2029 Term Corporate ETF" NASDAQ "Exchange Traded Fund" "Financial" 932 IBDV 6/25/2020 0.71 "iShares iBonds Dec 2030 Term Corporate ETF" NASDAQ "Exchange Traded Fund" "Financial" 933 IBHA 5/9/2019 0.63 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 934 IBHB 5/9/2019 0.82 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 935 IBHC 5/9/2019 0.79 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 936 IBHD 5/9/2019 0.47 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 937 IBHE 5/9/2019 0.48 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 938 IBMJ 9/4/2015 3.88 "iShares iBonds Dec 2021 Term Muni Bond" NYSE "iShares" "Muni National Interm" 939 IBMK 9/4/2015 3.8 "iShares iBonds Dec 2022 Term Muni Bond" NYSE "iShares" "Muni National Interm" 940 IBML 4/13/2017 2.49 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 941 IBMM 3/22/2018 1.69 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 942 IBMN 11/15/2018 1.06 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 943 IBMO 4/4/2019 0.76 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 944 IBMP 4/11/2019 0.58 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 945 IBMQ 4/18/2019 0.6 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 946 IBND 7/12/2010 15 "SPDR Blmbg Barclays Intl Corp Bd ETF" NYSE "SPDR State Street Global Advisors" "World Bond" 947 IBTA 2/28/2020 0.13 "iShares iBonds Dec 2021 Term Treasury ETF" NASDAQ "" "" 948 IBTB 3/3/2020 0.13 "iShares iBonds Dec 2022 Term Treasury ETF" NASDAQ "" "" 949 IBTD 3/3/2020 0.15 "iShares iBonds Dec 2023 Term Treasury ETF" NASDAQ "" "" 950 IBTE 2/28/2020 0.11 "iShares iBonds Dec 2024 Term Treasury ETF" NASDAQ "" "" 951 IBTF 2/28/2020 0.1 "iShares iBonds Dec 2025 Term Treasury ETF" NASDAQ "" "" 952 IBTG 2/28/2020 0.19 "iShares iBonds Dec 2026 Term Treasury ETF" NASDAQ "" "" 953 IBTH 2/28/2020 0.13 "iShares iBonds Dec 2027 Term Treasury ETF" NASDAQ "" "" 954 IBTI 2/28/2020 0.12 "iShares iBonds Dec 2028 Term Treasury ETF" NASDAQ "" "" 955 IBTJ 2/28/2020 0.18 "iShares iBonds Dec 2029 Term Treasury ETF" NASDAQ "" "" 956 IBTK 7/20/2020 0.03 "iShares iBonds Dec 2030 Term Treasury ETF" NASDAQ "" "" 957 IBUY 4/20/2016 16 "Amplify Online Retail ETF" NASDAQ "Amplifyetfs" "Consumer Cyclical" 958 ICF 9/28/2009 193 "iShares Cohen & Steers REIT" NYSE "iShares" "Real Estate" 959 ICLN 9/28/2009 174 "iShares Global Clean Energy" NASDAQ "iShares" "Miscellaneous Sector" 960 ICOL 6/20/2013 2.38 "iShares MSCI Colombia Capped" NYSE "iShares" "Miscellaneous Region" 961 ICOW 6/19/2017 0.64 "Pacer Funds" NASDAQ "Exchange Traded Fund" "Financial" 962 ICSH 12/13/2013 25 "iShares Ultra Short-Term Bond" BATS "iShares" "Ultrashort Bond" 963 ICVT 6/4/2015 10 "iShares Convertible Bond" BATS "iShares" "Convertibles" 964 IDEV 3/23/2017 12 "iShares Core MSCI International Developed Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 965 IDHD 12/1/2016 0.47 "PowerShares S&P Intl Dev Hi Div Low Vltl" BATS "PowerShares" "Foreign Large Value" 966 IDHQ 11/7/2011 2.27 "PowerShares S&P Intl Dev Quality ETF" NYSE "PowerShares" "Foreign Small/Mid Value" 967 IDIV 2/6/2018 0.34 "U.S. Equity Cumulative Dividends Fund Series 2027 Shares" NASDAQ "Exchange Traded Fund" "Financial" 968 IDLB 11/5/2015 1.4 "PowerShares FTSE Intl Lw Bt Eq Wgt" NASDAQ "PowerShares" "Foreign Large Blend" 969 IDLV 1/17/2012 24 "PowerShares S&P Intl Dev Low Volatil ETF" NYSE "PowerShares" "Foreign Large Blend" 970 IDMO 10/5/2015 0.35 "PowerShares S&P Intl Dev Momentum ETF" NYSE "PowerShares" "Foreign Large Blend" 971 IDNA 6/13/2019 3.05 "iShares Genomics Immunology and Healthcare ETF" NASDAQ "Exchange Traded Fund" "Financial" 972 IDOG 6/28/2013 9.52 "ALPS International Sector Div Dogs ETF" NYSE "ALPS" "Foreign Large Value" 973 IDRV 4/18/2019 2.93 "iShares Self-Driving EV and Tech ETF" NASDAQ "Exchange Traded Fund" "Financial" 974 IDU 9/28/2009 52 "iShares US Utilities" NYSE "iShares" "Utilities" 975 IDV 9/28/2009 179 "iShares International Select Dividend" NYSE "iShares" "Foreign Large Value" 976 IDX 9/28/2009 58 "VanEck Vectors Indonesia ETF" NYSE "Van Eck" "Miscellaneous Region" 977 IECS 3/23/2018 0.35 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 978 IEDI 3/23/2018 0.51 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 979 IEF 9/28/2009 710 "iShares 7-10 Year Treasury Bond" NYSE "iShares" "Long Government" 980 IEFA 10/22/2012 834 "iShares Core MSCI EAFE" NYSE "iShares" "Foreign Large Blend" 981 IEFN 3/23/2018 0.15 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 982 IEHS 3/23/2018 0.48 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 983 IEI 9/28/2009 135 "iShares 3-7 Year Treasury Bond" NYSE "iShares" "Intermediate Government" 984 IEIH 3/23/2018 0.54 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 985 IEME 3/23/2018 0.43 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 986 IEMG 10/22/2012 1469 "iShares Core MSCI Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 987 IEO 9/28/2009 88 "iShares US Oil&Gas Explor&Prodtn" NYSE "iShares" "Equity Energy" 988 IETC 3/23/2018 1.8 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 989 IEUR 6/12/2014 67 "iShares Core MSCI Europe" NYSE "iShares" "Europe Stock" 990 IEUS 5/12/2014 3.55 "iShares MSCI Europe Small-Cap" NASDAQ "iShares" "Europe Stock" 991 IEV 9/28/2009 187 "iShares S&P Europe 350 Index Fu" NYSE "iShares" "Europe Stock" 992 IEZ 9/28/2009 68 "iShares US Oil Equipment&Services" NYSE "iShares" "Equity Energy" 993 IFGL 9/28/2009 32 "iShares International Dev Rel Est" NASDAQ "iShares" "Global Real Estate" 994 IFRA 4/5/2018 3.44 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 995 IFV 7/23/2014 25 "First Trust Dorsey Wright Intl Foc 5" NASDAQ "First Trust" "Foreign Large Blend" 996 IG 9/28/2009 49 "Principal Investment Grade Corporate Active ETF" NASDAQ "Exchange Traded Fund" "Financial" 997 IGBH 2/5/2018 1.98 "iShares Interest Rate Hedged Long-Term Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 998 IGE 9/28/2009 146 "iShares North American Natural Resources" NYSE "iShares" "Natural Resources" 999 IGEB 7/13/2017 1.65 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1000 IGF 9/28/2009 62 "iShares Global Infrastructure" NASDAQ "iShares" "Infrastructure" 1001 IGHG 11/7/2013 9.06 "ProShares Investment Grade Intr Rt Hdgd" BATS "ProShares" "Nontraditional Bond" 1002 IGIB 2/5/2018 81 "iShares Intermediate-Term Corporate Bond ETF" NASDAQ "" "" 1003 IGLB 2/5/2018 28 "iShares 10 Year Investment Grade Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1004 IGM 9/28/2009 20 "iShares North American Tech" NYSE "iShares" "Technology" 1005 IGN 9/28/2009 12 "iShares North American Tech-Multimd Ntwk" NYSE "iShares" "Technology" 1006 IGOV 9/28/2009 36 "iShares International Treasury Bond" NASDAQ "iShares" "World Bond" 1007 IGRO 5/19/2016 1.42 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1008 IGSB 2/5/2018 111 "iShares Short-Term Corporate Bond ETF" NASDAQ "" "" 1009 IGV 9/28/2009 148 "iShares North American Tech-Software" NYSE "iShares" "Technology" 1010 IHAK 6/13/2019 3.1 "iShares Cybersecurity and Tech ETF" NASDAQ "Exchange Traded Fund" "Financial" 1011 IHDG 5/7/2014 14 "WisdomTree Intl Hdgd Qual Div Gr ETF" NYSE "WisdomTree" "Foreign Large Growth" 1012 IHE 9/28/2009 15 "iShares US Pharmaceuticals" NYSE "iShares" "Health" 1013 IHF 9/28/2009 29 "iShares US Healthcare Providers" NYSE "iShares" "Health" 1014 IHI 9/28/2009 56 "iShares US Medical Devices" NYSE "iShares" "Health" 1015 IHY 4/3/2012 11 "VanEck Vectors Intl Hi Yld Bd ETF" NYSE "Van Eck" "World Bond" 1016 IIGD 9/7/2018 1.04 "Invesco Investment Grade Defensive ETF" NASDAQ "Exchange Traded Fund" "Financial" 1017 IIGV 9/7/2018 1.09 "Invesco Investment Grade Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1018 IJAN 1/2/2020 0.76 "Innovator ETFs Trust Innovator MSCI EAFE Power Buffer ETF - Ja" NASDAQ "Exchange Traded Fund" "Financial" 1019 IJH 9/28/2009 607 "iShares Core S&P Mid-Cap" NYSE "iShares" "Mid-Cap Blend" 1020 IJJ 9/28/2009 72 "iShares S&P Mid-Cap 400 Value" NYSE "iShares" "Mid-Cap Value" 1021 IJK 9/28/2009 81 "iShares S&P Mid-Cap 400 Growth" NYSE "iShares" "Mid-Cap Growth" 1022 IJR 9/28/2009 1144 "iShares Core S&P Small-Cap" NYSE "iShares" "Small Blend" 1023 IJS 9/28/2009 84 "iShares S&P Small-Cap 600 Value" NYSE "iShares" "Small Value" 1024 IJT 9/28/2009 72 "iShares S&P Small-Cap 600 Growth" NYSE "iShares" "Small Growth" 1025 IJUL 7/1/2019 0.94 "Innovator MSCI EAFE Power Buffer ETF - July" NASDAQ "Exchange Traded Fund" "Financial" 1026 ILF 9/28/2009 643 "iShares Latin America 40" NYSE "iShares" "Latin America Stock" 1027 ILTB 6/25/2012 8.97 "iShares Core 10+ Year USD Bond" NYSE "iShares" "Long-Term Bond" 1028 IMLP 1/4/2013 2.04 "iPath S&P MLP ETN" NYSE "Barclays" "Energy Limited Partnership" 1029 IMOM 12/23/2015 1.33 "MomentumShares Intl Quant Mom ETF" BATS "Alpha Architect" "Foreign Large Blend" 1030 IMTB 11/7/2016 1.47 "iShares 5-10 Year USD Bond" NYSE "iShares" "Intermediate-Term Bond" 1031 IMTM 1/26/2015 6.4 "iShares Edge MSCI Intl Momentum Factor" NYSE "iShares" "Foreign Large Growth" 1032 INCO 8/10/2011 6.13 "Columbia India Consumer ETF" NYSE "Columbia" "India Equity" 1033 INDA 2/3/2012 730 "iShares MSCI India" BATS "iShares" "India Equity" 1034 INDF 5/12/2016 0.13 "iShares Edge MSCI Multifactor Indtls" BATS "iShares" "Industrials" 1035 INDL 4/9/2010 28 "Direxion Daily MSCI India Bull 3x ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1036 INDS 5/15/2018 1.68 "Pacer Benchmark Industrial Real Estate SCTR ETF" NASDAQ "Exchange Traded Fund" "Financial" 1037 INDY 11/20/2009 66 "iShares India 50" NASDAQ "iShares" "India Equity" 1038 INFL 12/6/2011 2.16 "PowerShares DB US Inflation ETN" NYSE "" "" 1039 INFR 12/30/2016 0.47 "Legg Mason Global Infrastructure ETF" NASDAQ "Legg Mason" "Infrastructure" 1040 INKM 4/26/2012 2.99 "SPDR SSgA Income Allocation ETF" NYSE "SPDR State Street Global Advisors" "Allocation--50% to 70% Equity" 1041 INTF 5/4/2015 19 "iShares Edge MSCI Multifactor Intl" NYSE "iShares" "Foreign Large Blend" 1042 IOO 9/28/2009 26 "iShares Global 100" NYSE "iShares" "World Stock" 1043 IPAC 6/12/2014 14 "iShares Core MSCI Pacific" NYSE "iShares" "Diversified Pacific/Asia" 1044 IPAY 7/16/2015 21 "PureFunds ISE Mobile Payments ETF" NYSE "Pure Funds" "Miscellaneous Sector" 1045 IPFF 11/17/2011 11 "iShares International Preferred Stock" NYSE "iShares" "Preferred Stock" 1046 IPKW 2/27/2014 5.49 "PowerShares Intl BuyBack Achiev ETF" NASDAQ "PowerShares" "Foreign Large Blend" 1047 IPO 10/16/2013 14 "Renaissance IPO ETF" NYSE "Renaissance Capital" "Mid-Cap Growth" 1048 IPOS 10/7/2014 0.85 "Renaissance International IPO ETF" NYSE "Renaissance Capital" "Foreign Small/Mid Growth" 1049 IQDE 4/16/2013 2.56 "FlexShares International Quality Dividend Defensive Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 1050 IQDF 4/16/2013 15 "FlexShares Intl Qual Div ETF" NYSE "Flexshares Trust" "Foreign Large Value" 1051 IQDG 4/7/2016 1.89 "WisdomTree International Qual Div Gr ETF" BATS "WisdomTree" "Foreign Large Growth" 1052 IQDY 4/16/2013 2.11 "FlexShares Intl Qual Div Dynamic ETF" NYSE "Flexshares Trust" "Foreign Large Value" 1053 IQIN 12/13/2018 0.14 "IQ 500 International ETF" NASDAQ "Exchange Traded Fund" "Financial" 1054 IQLT 1/15/2015 24 "iShares Edge MSCI Intl Quality Factor" NYSE "iShares" "Foreign Large Blend" 1055 IQM 9/28/2009 2.9 "Franklin Templeton ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1056 IQSI 12/17/2019 0.1 "IQ Candriam ESG International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1057 IRBO 6/28/2018 3.97 "iShares Robotics and Artificial Intelligence Multisector ETF" NASDAQ "Exchange Traded Fund" "Financial" 1058 ISCF 5/1/2015 2.46 "iShares Edge MSCI Multifactor Intl Sm-Cp" NYSE "iShares" "Foreign Small/Mid Blend" 1059 ISDX 9/14/2018 0.5 "Invesco RAFI Strategic Developed ex-US ETF" NASDAQ "" "" 1060 ISEM 9/13/2018 0.17 "Invesco RAFI Strategic Emerging Markets ETF" NASDAQ "" "" 1061 ISHG 9/28/2009 3.76 "iShares 1-3 Year International Trs Bd" NASDAQ "iShares" "World Bond" 1062 ISMD 2/28/2017 1.34 "Inspire Small/Mid Cap Impact ETF" NYSE "Inspire" "Mid-Cap Blend" 1063 ISRA 6/26/2013 1.76 "VanEck Vectors Israel ETF" NYSE "Van Eck" "Miscellaneous Region" 1064 ISTB 10/22/2012 34 "iShares Core 1-5 Year USD Bond" NYSE "iShares" "Short-Term Bond" 1065 ISZE 7/7/2015 0.16 "iShares Edge MSCI Intl Size Factor" NYSE "iShares" "Foreign Large Blend" 1066 ITA 9/28/2009 60 "iShares US Aerospace & Defense" NYSE "iShares" "Industrials" 1067 ITB 9/28/2009 1170 "iShares US Home Construction" NYSE "iShares" "Consumer Cyclical" 1068 ITEQ 11/3/2015 3.06 "BlueStar TA-BIGITech Israel Tech ETF" NASDAQ "BlueStar Global Investors" "Technology" 1069 ITM 9/28/2009 49 "VanEck Vectors AMT-Free Interm Muni ETF" NYSE "Van Eck" "Muni National Interm" 1070 ITOT 6/25/2012 204 "iShares Core S&P Total US Stock Mkt" NYSE "iShares" "Large Blend" 1071 IUS 9/12/2018 0.61 "Invesco RAFI Strategic US ETF" NASDAQ "" "" 1072 IUSB 6/12/2014 40 "iShares Core Total USD Bond Market" NYSE "iShares" "Intermediate-Term Bond" 1073 IUSG 6/12/2014 68 "iShares Core S&P US Growth" NYSE "iShares" "Large Growth" 1074 IUSS 9/13/2018 0.32 "Invesco RAFI Strategic US Small Company ETF" NASDAQ "" "" 1075 IUSV 6/12/2014 60 "iShares Core S&P US Value" NYSE "iShares" "Large Value" 1076 IVAL 12/17/2014 2.11 "ValueShares International Quant Val ETF" BATS "Alpha Architect" "Foreign Large Value" 1077 IVE 9/28/2009 376 "iShares S&P 500 Value" NYSE "iShares" "Large Value" 1078 IVES 4/8/2020 0.36 "Wedbush ETFMG Global Cloud Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 1079 IVLU 7/15/2015 8.1 "iShares Edge MSCI Intl Value Factor" NYSE "iShares" "Foreign Large Value" 1080 IVOG 9/24/2010 6.29 "Vanguard S&P Mid-Cap 400 Growth ETF" NYSE "Vanguard" "Mid-Cap Growth" 1081 IVOL 5/14/2019 16 "Quadratic Interest Rate Volatility and Inflation Hedge ETF" NASDAQ "Exchange Traded Fund" "Financial" 1082 IVOO 9/24/2010 9.37 "Vanguard S&P Mid-Cap 400 ETF" NYSE "Vanguard" "Mid-Cap Blend" 1083 IVOV 9/24/2010 5.82 "Vanguard S&P Mid-Cap 400 Value ETF" NYSE "Vanguard" "Mid-Cap Value" 1084 IVV 9/28/2009 1888 "iShares Core S&P 500" NYSE "iShares" "Large Blend" 1085 IVW 9/28/2009 383 "iShares S&P 500 Growth" NYSE "iShares" "Large Growth" 1086 IWB 9/28/2009 542 "iShares Russell 1000" NYSE "iShares" "Large Blend" 1087 IWC 9/28/2009 41 "iShares Micro-Cap" NYSE "iShares" "Small Blend" 1088 IWD 9/28/2009 975 "iShares Russell 1000 Value" NYSE "iShares" "Large Value" 1089 IWF 9/28/2009 959 "iShares Russell 1000 Growth" NYSE "iShares" "Large Growth" 1090 IWL 9/28/2009 5.63 "iShares Russell Top 200" NYSE "iShares" "Large Blend" 1091 IWN 9/28/2009 846 "iShares Russell 2000 Value" NYSE "iShares" "Small Value" 1092 IWO 9/28/2009 688 "iShares Russell 2000 Growth" NYSE "iShares" "Small Growth" 1093 IWP 9/28/2009 200 "iShares Russell Mid-Cap Growth" NYSE "iShares" "Mid-Cap Growth" 1094 IWR 9/28/2009 322 "iShares Russell Mid-Cap" NYSE "iShares" "Mid-Cap Blend" 1095 IWS 9/28/2009 310 "iShares Russell Mid-Cap Value" NYSE "iShares" "Mid-Cap Value" 1096 IWV 9/28/2009 141 "iShares Russell 3000" NYSE "iShares" "Large Blend" 1097 IWX 9/28/2009 8.57 "iShares Russell Top 200 Value" NYSE "iShares" "Large Value" 1098 IWY 9/28/2009 20 "iShares Russell Top 200 Growth" NYSE "iShares" "Large Growth" 1099 IXC 9/28/2009 102 "iShares Global Energy" NYSE "iShares" "Equity Energy" 1100 IXG 9/28/2009 19 "iShares Global Financials" NYSE "iShares" "Financial" 1101 IXJ 9/28/2009 33 "iShares Global Healthcare" NYSE "iShares" "Health" 1102 IXN 9/28/2009 25 "iShares Global Tech" NYSE "iShares" "Technology" 1103 IXP 9/28/2009 17 "iShares Global Telecom" NYSE "iShares" "Communications" 1104 IXSE 4/4/2019 0.1 "WisdomTree India Ex-State-Owned Enterprises Fund" NASDAQ "Exchange Traded Fund" "Financial" 1105 IXUS 10/22/2012 118 "iShares Core MSCI Total Intl Stk" NASDAQ "iShares" "Foreign Large Blend" 1106 IYC 9/28/2009 23 "iShares US Consumer Services" NYSE "iShares" "Consumer Cyclical" 1107 IYE 9/28/2009 313 "iShares US Energy" NYSE "iShares" "Equity Energy" 1108 IYF 9/28/2009 283 "iShares US Financials" NYSE "iShares" "Financial" 1109 IYG 9/28/2009 64 "iShares US Financial Services" NYSE "iShares" "Financial" 1110 IYH 9/28/2009 55 "iShares US Healthcare" NYSE "iShares" "Health" 1111 IYJ 9/28/2009 41 "iShares US Industrials" NYSE "iShares" "Industrials" 1112 IYK 9/28/2009 17 "iShares US Consumer Goods" NYSE "iShares" "Consumer Defensive" 1113 IYLD 4/5/2012 9.31 "iShares Morningstar Multi-Asset Income" BATS "iShares" "Allocation--30% to 50% Equity" 1114 IYM 9/28/2009 146 "iShares Dow Jones U.S. Basic Ma" NYSE "iShares" "Natural Resources" 1115 IYR 9/28/2009 4632 "iShares US Real Estate" NYSE "iShares" "Real Estate" 1116 IYT 9/28/2009 223 "iShares Transportation Average" NYSE "iShares" "Industrials" 1117 IYW 9/28/2009 120 "iShares US Technology" NYSE "iShares" "Technology" 1118 IYY 9/28/2009 16 "iShares Dow Jones U.S. Total Ma" NYSE "iShares" "Large Blend" 1119 IYZ 9/28/2009 157 "iShares US Telecommunications" NYSE "iShares" "Communications" 1120 IZRL 12/5/2017 5.37 "ARK ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1121 JAGG 12/14/2018 6.2 "JPMorgan U.S. Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1122 JAMF 3/29/2019 26 "" "" 1123 JCPB 1/30/2019 0.69 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1124 JDIV 11/9/2017 0.47 "JPMorgan U.S. Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 1125 JDST 10/3/2013 784 "Direxion Daily Jr Gld Mnrs Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1126 JEPI 5/21/2020 3.33 "JPMorgan Equity Premium Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1127 JETS 4/30/2015 176 "US Global Jets ETF" NYSE "U.S. Global Investors" "Miscellaneous Sector" 1128 JHCS 3/13/2019 0.14 "John Hancock Multifactor Media and Communications ETF" NASDAQ "Exchange Traded Fund" "Financial" 1129 JHEM 9/28/2018 2.74 "John Hancock Multifactor Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 1130 JHMA 3/29/2016 0.24 "John Hancock Multifactor Materials ETF" NASDAQ "Exchange Traded Fund" "Financial" 1131 JHMC 10/1/2015 0.63 "John Hancock Multifactor Consumer Discretionary ETF" NASDAQ "Exchange Traded Fund" "Financial" 1132 JHMD 12/16/2016 2.72 "JHancock Multifactor Developed Intl ETF" NYSE "John Hancock" "Foreign Large Blend" 1133 JHME 3/29/2016 0.6 "John Hancock Multifactor Energy ETF" NASDAQ "Exchange Traded Fund" "Financial" 1134 JHMF 9/29/2015 0.88 "JHancock Multifactor Financials ETF" NYSE "John Hancock" "Financial" 1135 JHMH 9/30/2015 0.8 "JHancock Multifactor Health Care ETF" NYSE "John Hancock" "Health" 1136 JHMI 3/29/2016 0.4 "John Hancock Multifactor Industrials ETF" NASDAQ "Exchange Traded Fund" "Financial" 1137 JHML 9/30/2015 5.78 "JHancock Multifactor Large Cap ETF" NYSE "John Hancock" "Large Blend" 1138 JHMM 9/29/2015 12 "JHancock Multifactor Mid Cap ETF" NYSE "John Hancock" "Mid-Cap Blend" 1139 JHMS 3/29/2016 0.49 "John Hancock Multifactor Consumer Staples ETF" NASDAQ "Exchange Traded Fund" "Financial" 1140 JHMT 9/30/2015 0.93 "JHancock Multifactor Technology ETF" NYSE "John Hancock" "Technology" 1141 JHMU 3/29/2016 0.49 "John Hancock Multifactor Utilities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1142 JHSC 11/9/2017 3.82 "John Hancock Multifactor Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1143 JIG 5/21/2020 0.35 "JPMorgan International Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1144 JIGB 12/14/2018 0.27 "JPMorgan Corporate Bond Research Enhanced ETF" NASDAQ "Exchange Traded Fund" "Financial" 1145 JJA 9/28/2009 4.99 "iPath Bloomberg Agriculture SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1146 JJC 9/28/2009 24 "iPath Dow Jones UBS Copper Tota" NYSE "iPath" "Commodities Industrial Metals" 1147 JJE 9/28/2009 1.27 "iPath Bloomberg Energy SubTR ETN" NYSE "Barclays Funds" "Commodities Energy" 1148 JJG 9/28/2009 21 "iPath Bloomberg Grains SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1149 JJM 9/28/2009 1.9 "iPath Dow Jones UBS Industrial" NYSE "iPath" "Commodities Industrial Metals" 1150 JJN 9/28/2009 3.03 "iPath Bloomberg Nickel SubTR ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 1151 JJP 9/28/2009 1.38 "iPath DJ-UBS Precious Metals Su" NYSE "iPath" "Commodities Precious Metals" 1152 JJS 9/28/2009 2.08 "iPath Bloomberg Softs SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1153 JJT 9/30/2009 2.58 "iPath Bloomberg Tin SubTR ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 1154 JJU 9/28/2009 1.27 "iPath DJ-UBS Aluminum Subindex" NYSE "iPath" "Commodities Industrial Metals" 1155 JMBS 9/13/2018 3.55 "Janus Henderson Mortgage-Backed Securities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1156 JMIN 11/9/2017 0.67 "JPMorgan U.S. Minimum Volatility ETF" NASDAQ "Exchange Traded Fund" "Financial" 1157 JMOM 11/9/2017 0.93 "JPMorgan U.S. Momentum Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 1158 JMST 10/18/2018 4.89 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1159 JMUB 10/31/2018 0.43 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1160 JNK 9/28/2009 2000 "SPDR Blmbg Barclays High Yield Bd ETF" NYSE "SPDR State Street Global Advisors" "High Yield Bond" 1161 JNUG 10/3/2013 1571 "Direxion Daily Jr Gld Mnrs Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1162 JO 9/28/2009 42 "iPath Bloomberg Coffee SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1163 JOYY 12/30/2019 0.24 "Infusive US Trust ETF Infusive Compounding Global Equities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1164 JPEM 1/9/2015 4.77 "JPMorgan Diversified Return EMkts Eq ETF" NYSE "JPMorgan" "Diversified Emerging Mkts" 1165 JPHY 9/15/2016 3.7 "JPMorgan Disciplined High Yield ETF" BATS "JPMorgan" "High Yield Bond" 1166 JPIB 9/14/2020 0.52 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1167 JPIN 11/7/2014 17 "JPMorgan Diversified Return Intl Eq ETF" NYSE "JPMorgan" "Foreign Large Blend" 1168 JPMB 1/31/2018 0.85 "JPMorgan USD Emerging Markets Sovereign Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1169 JPME 5/18/2016 1.8 "JPMorgan Divers Ret US Mid Cp Eq ETF" NYSE "JPMorgan" "Mid-Cap Blend" 1170 JPN 6/24/2015 1.31 "Deutsche X-trackers JPN JPX-Nikkei400 Eq" NYSE "Deutsche Asset Management" "Japan Stock" 1171 JPSE 11/17/2016 2.84 "JPMorgan Divers Ret US Small Cap Eq ETF" NYSE "JPMorgan" "Small Blend" 1172 JPST 5/19/2017 82 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1173 JPUS 9/30/2015 4.76 "JPMorgan Diversified Return US Eq ETF" NYSE "JPMorgan" "Large Blend" 1174 JPXN 3/9/2015 1.71 "iShares JPX-Nikkei 400" NYSE "iShares" "Japan Stock" 1175 JQUA 11/9/2017 1.97 "JPMorgan U.S. Quality Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 1176 JSMD 2/25/2016 1.27 "Janus Small/Mid Cap Growth Alpha ETF" NASDAQ "Janus" "Mid-Cap Growth" 1177 JSML 2/25/2016 1.03 "Janus Small Cap Growth Alpha ETF" NASDAQ "" "" 1178 JUST 6/13/2018 1.75 "Goldman Sachs JUST U.S. Large Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1179 JVAL 11/9/2017 0.87 "JPMorgan U.S. Value Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 1180 JXI 9/28/2009 13 "iShares Global Utilities" NYSE "iShares" "Utilities" 1181 KALL 2/5/2018 0.2 "KraneShares MSCI All China Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1182 KAPR 4/1/2020 0.5 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1183 KARS 1/19/2018 2.81 "KraneShares Electric Vehicles and Future Mobility Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1184 KBA 3/5/2014 28 "KraneShares Bosera MSCI China A ETF" NYSE "KraneShares" "China Region" 1185 KBE 9/28/2009 1174 "SPDR S&P Bank ETF" NYSE "SPDR State Street Global Advisors" "Financial" 1186 KBWB 11/1/2011 99 "PowerShares KBW Bank ETF" NASDAQ "PowerShares" "Financial" 1187 KBWD 12/2/2010 17 "PowerShares KBW High Div Yld Fincl ETF" NASDAQ "PowerShares" "Financial" 1188 KBWP 12/2/2010 2.81 "PowerShares KBW Prpty & Casualty Ins ETF" NASDAQ "PowerShares" "Financial" 1189 KBWR 11/1/2011 4.37 "PowerShares KBW Regional Banking ETF" NASDAQ "PowerShares" "Financial" 1190 KBWY 12/2/2010 15 "PowerShares KBW Premium Yld Eq REIT ETF" NASDAQ "PowerShares" "Real Estate" 1191 KCCB 6/28/2018 0.13 "KraneShares CCBS China Corporate High Yield Bond USD Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1192 KCE 9/28/2009 9.27 "SPDR S&P Capital Markets ETF" NYSE "SPDR State Street Global Advisors" "Financial" 1193 KCNY 12/3/2014 2.01 "KraneShares E China Comrcl Paper ETF" NYSE "KraneShares" "Emerging-Markets Local-Currency Bond" 1194 KEMQ 10/12/2017 1.82 "KraneShares Emerging Markets Consumer Technology Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1195 KEMX 4/12/2019 0.14 "KraneShares MSCI Emerging Markets ex China Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1196 KESG 7/29/2020 0.16 "KraneShares MSCI China ESG Leaders Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1197 KFYP 7/23/2013 1.16 "KraneShares Zacks New China ETF" NYSE "KraneShares" "China Region" 1198 KGRN 10/13/2017 2.03 "KraneShares MSCI China Environment Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1199 KIE 9/28/2009 99 "SPDR S&P Insurance ETF" NYSE "SPDR State Street Global Advisors" "Financial" 1200 KJAN 1/2/2020 1 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1201 KLCD 6/12/2019 0.37 "KFA Large Cap Quality Dividend Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1202 KLDW 7/9/2015 1.79 "Gavekal Knowledge Leaders Dev Wld ETF" NYSE "GaveKal" "World Stock" 1203 KMED 8/30/2018 0.17 "KraneShares Trust KraneShares Emerging Markets Healthcare Inde" NASDAQ "Exchange Traded Fund" "Financial" 1204 KNG 3/27/2018 1.11 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 1205 KOCT 10/1/2019 0.76 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1206 KOIN 1/30/2018 0.66 "Capital Link NextGen Protocol ETF" NASDAQ "Exchange Traded Fund" "Financial" 1207 KOLD 10/6/2011 41 "ProShares UltraShort Bloomberg Natrl Gas" NYSE "ProShares" "Trading--Inverse Commodities" 1208 KOMP 10/23/2018 4.57 "SPDR S&P Kensho New Economies Composite ETF" NASDAQ "Exchange Traded Fund" "Financial" 1209 KOR 9/29/2016 3.65 "" "" 1210 KORP 1/16/2018 0.57 "American Century Diversified Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1211 KORU 4/10/2013 12 "Direxion Daily South Korea Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1212 KRBN 7/30/2020 2.15 "KFA Global Carbon ETF" NASDAQ "Exchange Traded Fund" "Financial" 1213 KRE 9/28/2009 2694 "SPDR S&P Regional Banking ETF" NYSE "SPDR State Street Global Advisors" "Financial" 1214 KRMA 7/12/2016 1.52 "Global X Conscious Companies ETF" NASDAQ "Global X Funds" "Large Blend" 1215 KSA 9/28/2009 57 "iShares MSCI Saudi Arabia Capped" NYSE "iShares" "Miscellaneous Region" 1216 KSCD 6/12/2019 0.26 "KFA Small Cap Quality Dividend Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1217 KURE 2/1/2018 4.87 "KraneShares MSCI All China Health Care Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1218 KWEB 8/1/2013 272 "KraneShares CSI China Internet ETF" NASDAQ "" "" 1219 KWT 9/28/2009 3.24 "VanEck Vectors Solar Energy ETF" NYSE "Van Eck" "Miscellaneous Sector" 1220 KXI 9/28/2009 15 "iShares Global Consumer Staples" NYSE "iShares" "Consumer Defensive" 1221 LABD 5/28/2015 459 "Direxion Daily S&P Biotech Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1222 LABU 5/28/2015 544 "Direxion Daily S&P Biotech Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1223 LBJ 12/3/2009 14 "Direxion Daily Latin America Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1224 LCR 1/6/2020 0.11 "Leuthold Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1225 LD 9/28/2009 0.81 "iPath DJ-UBS Lead Subindex Tota" NYSE "iPath" "Commodities Industrial Metals" 1226 LDEM 2/12/2020 0.19 "iShares ESG MSCI EM Leaders ETF" NASDAQ "" "" 1227 LDRS 12/21/2017 1.71 "Innovator IBD ETF Leaders ETF" NASDAQ "Exchange Traded Fund" "Financial" 1228 LDSF 1/7/2019 2.05 "First Trust Low Duration Strategic Focus ETF" NASDAQ "" "" 1229 LDUR 1/23/2014 4.7 "PIMCO Low Duration Active ETF" NYSE "Pimco" "Short-Term Bond" 1230 LEAD 1/6/2016 1.01 "Reality Shares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1231 LEGR 1/25/2018 1.24 "First Trust Indxx Innovative Transaction & Process ETF" NASDAQ "" "" 1232 LEMB 10/20/2011 27 "iShares Emerg Mkts Local Currency Bond" NYSE "iShares" "Emerging-Markets Local-Currency Bond" 1233 LEND 5/9/2019 0.15 "Amplify CrowdBureau Online Lending and Digital Banking ETF" NASDAQ "Exchange Traded Fund" "Financial" 1234 LFEQ 10/5/2017 0.93 "VanEck Vectors Long/Flat Trend ETF" NASDAQ "Exchange Traded Fund" "Financial" 1235 LGH 10/10/2019 0.61 "HCM Defender 500 Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1236 LGLV 2/21/2013 6.62 "SPDR SSGA US Large Cap Low Volatil ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1237 LGOV 1/23/2019 0.55 "First Trust Long Duration Opportunities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1238 LIT 7/23/2010 76 "Global X Lithium & Battery Tech ETF" NYSE "Global X Funds" "Natural Resources" 1239 LKOR 9/24/2015 0.73 "FlexShares Credit-Scored US Long Corporate Bond Index Fund" NASDAQ "" "" 1240 LMBS 11/5/2014 48 "First Trust Low Duration Opportunities ETF" NASDAQ "" "" 1241 LOUP 7/25/2018 1.04 "Innovator Loup Frontier Tech E" NASDAQ "Exchange Traded Fund" "Financial" 1242 LOWC 11/26/2014 0.7 "SPDR MSCI ACWI Low Carbon Target ETF" NYSE "SPDR State Street Global Advisors" "World Stock" 1243 LQD 9/28/2009 1656 "iShares iBoxx $ Investment Grad" NYSE "iShares" "Long-Term Bond" 1244 LQDH 6/17/2014 2.79 "iShares Interest Rate Hedged Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1245 LQDI 5/10/2018 0.3 "iShares U.S. ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1246 LRGE 5/25/2017 1.25 "ClearBridge Large Cap Growth ESG ETF" NASDAQ "" "" 1247 LRGF 4/30/2015 17 "iShares Edge MSCI Multifactor USA" NYSE "iShares" "Large Value" 1248 LRNZ 3/2/2020 0.41 "TrueShares Technology" NASDAQ "Exchange Traded Fund" "Financial" 1249 LSAF 10/2/2018 0.7 "LeaderShares AlphaFactor US Core Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1250 LSLT 3/13/2019 0.18 "Salt Low truBeta US Market" NASDAQ "Exchange Traded Fund" "Financial" 1251 LSST 12/28/2017 0.37 "Natixis ETF Trust Natixis Loomis Sayles Short Duration Income" NASDAQ "Exchange Traded Fund" "Financial" 1252 LTL 9/28/2009 1.07 "ProShares Ultra Telecommunicati" NYSE "ProShares" "Trading-Leveraged Equity" 1253 LTPZ 9/28/2009 9.52 "PIMCO 15+ Year US TIPS ETF" NYSE "Pimco" "Inflation-Protected Bond" 1254 LVHD 12/29/2015 7.35 "Legg Mason Low Volatility High Div ETF" NASDAQ "Legg Mason" "Large Value" 1255 LVHI 7/28/2016 1.04 "Legg Mason Intl Low Volatil Hi Div ETF" BATS "Legg Mason" "Foreign Large Value" 1256 MAAX 5/16/2019 0.21 "VanEck Vectors ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1257 MAGA 9/7/2017 0.63 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 1258 MARB 2/5/2020 0.1 "First Trust Merger Arbitrage ETF" NASDAQ "Exchange Traded Fund" "Financial" 1259 MBB 9/28/2009 195 "iShares MBS" NYSE "iShares" "Intermediate-Term Bond" 1260 MBSD 9/4/2014 1.61 "FlexShares Disciplined Duration MBS ETF" NASDAQ "Flexshares Trust" "Intermediate Government" 1261 MCEF 9/29/2016 0.44 "First Trust Municipal CEF Income Opp ETF" NASDAQ "First Trust" "Muni National Interm" 1262 MCHI 3/31/2011 930 "iShares MSCI China" NASDAQ "iShares" "China Region" 1263 MCRO 9/28/2009 1.99 "IQ Hedge Macro Tracker ETF" NYSE "IndexIQ" "World Allocation" 1264 MDIV 8/14/2012 28 "Multi-Asset Diversified Income ETF" NASDAQ "First Trust" "Allocation--50% to 70% Equity" 1265 MDY 9/28/2009 1190 "SPDR S&P MidCap 400 ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Blend" 1266 MDYG 8/30/2010 14 "SPDR S&P 400 Mid Cap Growth ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Growth" 1267 MDYV 8/30/2010 13 "SPDR S&P 400 Mid Cap Value ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Value" 1268 MEAR 3/5/2015 2.93 "iShares Short Maturity Municipal Bond" BATS "iShares" "Muni National Short" 1269 MEXX 5/3/2017 3.05 "Direxion Daily MSCI Mexico Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1270 MFDX 9/6/2017 0.7 "PIMCO Equitiy Series PIMCO RAFI Dynamic Multi-Factor Internati" NASDAQ "Exchange Traded Fund" "Financial" 1271 MFEM 9/6/2017 1.61 "PIMCO Equitiy Series PIMCO RAFI Dynamic Multi-Factor Emerging" NASDAQ "Exchange Traded Fund" "Financial" 1272 MFUS 9/6/2017 0.9 "PIMCO Equitiy Series PIMCO RAFI Dynamic Multi-Factor U.S. Equi" NASDAQ "Exchange Traded Fund" "Financial" 1273 MGC 9/28/2009 24 "Vanguard Mega Cap ETF" NYSE "Vanguard" "Large Blend" 1274 MGK 9/28/2009 56 "Vanguard Mega Cap Growth ETF" NYSE "Vanguard" "Large Growth" 1275 MGV 9/28/2009 24 "Vanguard Mega Cap Value ETF" NYSE "Vanguard" "Large Value" 1276 MIDF 6/6/2019 0.08 "iShares MSCI USA Mid-Cap Multifactor ETF" NASDAQ "Exchange Traded Fund" "Financial" 1277 MIDU 3/5/2012 23 "Direxion Daily Mid Cap Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1278 MILN 5/6/2016 2.82 "Global X Millennials Thematic ETF" NASDAQ "Global X Funds" "Large Growth" 1279 MINC 3/20/2013 4.74 "AdvisorShares Newfleet Multi-sector Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1280 MINT 11/17/2009 126 "PIMCO Enhanced Short Maturity Active ETF" NYSE "Pimco" "Ultrashort Bond" 1281 MJ 8/14/2017 127 "ETFMG Alternative Harvest ETF" NASDAQ "Exchange Traded Fund" "Financial" 1282 MJJ 12/11/2019 0.08 "MicroSectors Cannabis ETNs" NASDAQ "Exchange Traded Fund" "Financial" 1283 MJO 12/11/2019 0.17 "MicroSectors Cannabis 2X Leveraged ETNs" NASDAQ "Exchange Traded Fund" "Financial" 1284 MLN 9/28/2009 12 "VanEck Vectors AMT-Free Long Muni ETF" NYSE "Van Eck" "Muni National Long" 1285 MLPA 4/19/2012 69 "Global X MLP ETF" NYSE "Global X Funds" "Energy Limited Partnership" 1286 MLPB 10/9/2015 2.25 "UBS ETRACS Alerian MLPInfrs ETN SerB" NYSE "UBS Group AG" "Energy Limited Partnership" 1287 MLPO 12/4/2014 0.14 "Credit Suisse AG" NASDAQ "Investment Bankers/Brokers/Service" "Finance" 1288 MLPR 6/3/2020 0.35 "ETRACS Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN" NASDAQ "Exchange Traded Fund" "Financial" 1289 MLPX 8/7/2013 29 "Global X MLP & Energy Infrastructure ETF" NYSE "Global X Funds" "Energy Limited Partnership" 1290 MLPY 3/17/2011 1.95 "Morgan Stanley Cushing MLP High" NYSE "" "" 1291 MMIN 10/18/2017 2.58 "IQ MacKay Municipal Insured ETF" NASDAQ "Exchange Traded Fund" "Financial" 1292 MMIT 10/18/2017 0.67 "IQ MacKay Municipal Intermediate ETF" NASDAQ "Exchange Traded Fund" "Financial" 1293 MMLG 7/22/2020 0.13 "First Trust Multi-Manager Large Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1294 MMTM 10/25/2012 0.61 "SPDR S&P 1500 Momentum Tilt ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1295 MNA 11/17/2009 17 "IQ Merger Arbitrage ETF" NYSE "IndexIQ" "Market Neutral" 1296 MOAT 4/25/2012 51 "VanEck Vectors Morningstar Wide Moat ETF" NYSE "Van Eck" "Large Blend" 1297 MOO 9/28/2009 181 "VanEck Vectors Agribusiness ETF" NYSE "Van Eck" "Natural Resources" 1298 MORT 8/17/2011 13 "VanEck Vectors Mortgage REIT Income ETF" NYSE "Van Eck" "Real Estate" 1299 MOTI 7/14/2015 1.85 "VanEck Vectors Morningstar Intl Moat ETF" NYSE "Van Eck" "Foreign Large Value" 1300 MOTO 11/15/2019 0.18 "SmartETFs Smart Transportation & Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 1301 MRGR 12/13/2012 0.54 "ProShares Merger" BATS "ProShares" "Market Neutral" 1302 MSOS 9/2/2020 15 "AdvisorShares Trust AdvisorShares Pure US Cannabis ETF" NASDAQ "Exchange Traded Fund" "Financial" 1303 MTGP 11/14/2019 0.16 "WisdomTree Mortgage Plus Bond Fund" NASDAQ "Exchange Traded Fund" "Financial" 1304 MTUM 4/18/2013 158 "iShares Edge MSCI USA Momentum Factor" NYSE "iShares" "Large Growth" 1305 MUB 9/28/2009 188 "iShares National Muni Bond" NYSE "iShares" "Muni National Interm" 1306 MUNI 12/2/2009 8.81 "PIMCO Intermediate Municipal Bd Actv ETF" NYSE "Pimco" "Muni National Interm" 1307 MUST 10/10/2018 0.74 "Columbia Multi-Sector Municipal Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1308 MVRL 6/3/2020 1.3 "ETRACS Monthly Pay 1.5X Leveraged Mortgage REIT ETN" NASDAQ "Exchange Traded Fund" "Financial" 1309 MVV 9/28/2009 63 "ProShares Ultra MidCap400" NYSE "ProShares" "Trading--Leveraged Equity" 1310 MXDU 9/18/2017 0.16 "Nationwide Maximum Diversification U.S. Core Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1311 MXI 9/28/2009 20 "iShares S&P Global Materials Se" NYSE "iShares" "Natural Resources" 1312 MYY 9/28/2009 12 "ProShares Short MidCap400" NYSE "ProShares" "Trading--Inverse Equity" 1313 MZZ 9/28/2009 24 "ProShares UltraShort MidCap400" NYSE "ProShares" "Trading--Inverse Equity" 1314 NACP 7/19/2018 0.26 "Impact Shares Trust I Impact Shares NAACP Minority Empowerment" NASDAQ "Exchange Traded Fund" "Financial" 1315 NAIL 8/19/2015 44 "Direxion Daily Hmbldrs&Supls Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1316 NANR 12/16/2015 2.95 "SPDR S&P North American Natural Res ETF" NYSE "SPDR State Street Global Advisors" "Natural Resources" 1317 NEAR 9/26/2013 66 "iShares Short Maturity Bond" BATS "iShares" "Ultrashort Bond" 1318 NERD 6/4/2019 2.31 "Roundhill BITKRAFT Esports & Digital Entertainment ETF" NASDAQ "Exchange Traded Fund" "Financial" 1319 NETL 9/28/2009 206 "NETLease Corporate Real Estate ETF" NASDAQ "Exchange Traded Fund" "Financial" 1320 NFLT 8/11/2015 4.34 "Virtus Newfleet Multi-Sect Uncons Bd ETF" NYSE "Newfleet Asset Management" "Multisector Bond" 1321 NFRA 10/9/2013 8.28 "FlexShares STOXX Global Broad Infras ETF" NYSE "Flexshares Trust" "Infrastructure" 1322 NFTY 11/3/2017 0.14 "First Trust India Nifty 50 Equal Weight ETF" NASDAQ "" "" 1323 NGE 4/3/2013 10 "Global X MSCI Nigeria ETF" NYSE "Global X Funds" "Miscellaneous Region" 1324 NIB 9/29/2009 13 "iPath Bloomberg Cocoa SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1325 NIFE 6/11/2020 0.08 "Direxion Fallen Knives ETF" NASDAQ "Exchange Traded Fund" "Financial" 1326 NJAN 1/2/2020 0.64 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1327 NLR 9/28/2009 8.28 "VanEck Vectors Uranium+Nuclear Engy ETF" NYSE "Van Eck" "Miscellaneous Sector" 1328 NOBL 10/10/2013 87 "ProShares S&P 500 Dividend Aristocrats" BATS "ProShares" "Large Blend" 1329 NOCT 10/1/2019 0.87 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1330 NORW 11/10/2010 13 "Global X MSCI Norway ETF" NYSE "Global X Funds" "Miscellaneous Region" 1331 NRGD 4/10/2019 9.82 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 1332 NRGU 4/10/2019 40 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 1333 NTSX 8/2/2018 1.97 "WisdomTree 90/60 U.S. Balanced Fund" NASDAQ "Exchange Traded Fund" "Financial" 1334 NUAG 9/15/2016 2.74 "NuShares Enhanced Yield US Aggt Bd ETF" NYSE "Nuveen" "Intermediate-Term Bond" 1335 NUBD 10/2/2017 2.12 "Nuveen ESG U.S. Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1336 NUDM 6/7/2017 0.93 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1337 NUEM 6/7/2017 0.82 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1338 NUGT 12/8/2010 2825 "Direxion Daily Gold Miners Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1339 NUHY 9/26/2019 0.63 "Nuveen ESG High Yield Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1340 NULC 6/4/2019 0.17 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1341 NULG 12/14/2016 2.86 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1342 NULV 12/14/2016 3.65 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1343 NUMG 12/14/2016 1.79 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1344 NUMV 12/14/2016 1.7 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1345 NURE 12/20/2016 0.7 "NuShares Short-Term REIT ETF" BATS "Nuveen" "Real Estate" 1346 NUSA 4/3/2017 0.57 "Nuveen Enhanced Yield 1-5 Year U.S. Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1347 NUSC 12/14/2016 4.56 "NuShares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1348 NUSI 12/20/2019 3.02 "Nationwide Risk-Managed Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1349 NXTG 12/3/2018 3.64 "First Trust Indxx NextG ETF" NASDAQ "" "" 1350 NYC 9/28/2009 1.42 "iShares NYSE Composite Index Fu" NYSE "iShares" "Large Blend" 1351 NYF 9/28/2009 5.33 "iShares S&P NY Muni" NYSE "iShares" "Muni New York Long" 1352 OBOR 9/8/2017 0.79 "KraneShares MSCI One Belt One Road Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1353 OCIO 6/27/2017 0.18 "ETF Series Solutions Trust ETF" NASDAQ "Exchange Traded Fund" "Financial" 1354 OEF 9/28/2009 318 "iShares S&P 100" NYSE "iShares" "Large Blend" 1355 OEUR 8/19/2015 1.76 "O'Shares FTSE Europe Quality Div ETF" NYSE "O\u2019Shares Investments" "Europe Stock" 1356 OGIG 6/5/2018 10 "O'Shares Global Internet Giants ETF" NASDAQ "Exchange Traded Fund" "Financial" 1357 OIH 9/28/2009 2582 "VanEck Vectors Oil Services ETF" NYSE "Van Eck" "Equity Energy" 1358 OIL 9/28/2009 265 "iPath S&P GSCI Crude Oil TR ETN" NYSE "Barclays Funds" "Commodities Energy" 1359 OILK 9/28/2016 3.99 "ProShares K-1 Free Crude Oil Strategy" BATS "ProShares" "Commodities Energy" 1360 OLD 6/9/2016 0.94 "The Long-Term Care ETF" NASDAQ "Janus" "Real Estate" 1361 OLO 9/28/2009 8.85 "DB Crude Oil Long ETN" NYSE "Deutsche Bank AG" "Commodities Energy" 1362 OMFL 11/10/2017 4.13 "Invesco Exchange-Traded Self-Indexed Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1363 OMFS 11/10/2017 0.26 "Invesco Exchange-Traded Self-Indexed Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 1364 ONEO 12/3/2015 0.92 "SPDR Russell 1000 Momentum ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Blend" 1365 ONEQ 9/28/2009 13 "Fidelity Nasdaq Composite Tr Stk ETF" NASDAQ "Fidelity Investments" "Large Growth" 1366 ONEV 12/3/2015 1.05 "SPDR Russell 1000 Low Vol Foc ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Blend" 1367 ONEY 6/8/2015 0.58 "SPDR Russell 1000 Yield ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Value" 1368 ONLN 7/16/2018 6.18 "ProShares Online Retail ETF" NASDAQ "Exchange Traded Fund" "Financial" 1369 OPER 7/11/2018 0.36 "ETF Series Solutions ETF ClearShares Ultra-Short Maturity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1370 OSCV 7/18/2018 0.69 "Opus Small Cap Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1371 OUNZ 5/16/2014 9.84 "VanEck Merk Gold Trust" NYSE "Merk Funds" "Commodities Precious Metals" 1372 OUSA 7/14/2015 9.62 "O'Shares FTSE US Quality Dividend ETF" NYSE "O\u2019Shares Investments" "Large Value" 1373 OUSM 12/30/2016 3.21 "OShares U.S. Small-Cap Quality Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 1374 OVB 10/1/2019 0.45 "Overlay Shares Core Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1375 OVF 10/1/2019 0.15 "Overlay Shares Foreign Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1376 OVL 10/1/2019 0.48 "Overlay Shares Large Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1377 OVM 10/1/2019 0.13 "Overlay Shares Municipal Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1378 OVS 10/1/2019 0.12 "Overlay Shares Small Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1379 PAK 4/23/2015 6.67 "Global X MSCI Pakistan ETF" NYSE "Global X Funds" "Miscellaneous Region" 1380 PALC 6/25/2020 0.19 "Pacer Lunt Large Cap Multi-Factor Alternator ETF" NASDAQ "Exchange Traded Fund" "Financial" 1381 PALL 1/8/2010 33 "ETFS Physical Palladium" NYSE "ETF Securities" "Commodities Precious Metals" 1382 PAMC 6/25/2020 0.17 "Pacer Lunt MidCap Multi-Factor Alternator ETF" NASDAQ "Exchange Traded Fund" "Financial" 1383 PAPR 4/1/2019 1.94 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1384 PAUG 8/1/2019 1.14 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1385 PAVE 3/8/2017 22 "Global X Funds" NASDAQ "Exchange Traded Fund" "Financial" 1386 PAWZ 11/6/2018 2.23 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1387 PBD 9/28/2009 11 "PowerShares Global Clean Energy ETF" NYSE "PowerShares" "Miscellaneous Sector" 1388 PBDM 9/22/2017 0.15 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1389 PBE 9/28/2009 15 "PowerShares Dynamic Biotech & Genome ETF" NYSE "PowerShares" "Health" 1390 PBEE 9/22/2017 0.11 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1391 PBJ 9/28/2009 11 "PowerShares Dynamic Food & Beverage ETF" NYSE "PowerShares" "Consumer Defensive" 1392 PBND 9/29/2017 0.39 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1393 PBP 9/28/2009 24 "PowerShares S&P 500 BuyWrite ETF" NYSE "PowerShares" "Option Writing" 1394 PBS 9/28/2009 13 "PowerShares Dynamic Media ETF" NYSE "PowerShares" "Consumer Cyclical" 1395 PBSM 9/22/2017 0.26 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1396 PBTP 9/22/2017 0.29 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1397 PBUS 9/22/2017 0.31 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1398 PBW 9/28/2009 64 "PowerShares WilderHill Clean Energy ETF" NYSE "PowerShares" "Miscellaneous Sector" 1399 PCEF 2/19/2010 34 "PowerShares CEF Income Composite ETF" NYSE "PowerShares" "Allocation--30% to 50% Equity" 1400 PCY 9/28/2009 320 "PowerShares Emerging Markets So" NYSE "PowerShares" "Emerging Markets Bond" 1401 PDBC 11/7/2014 91 "Invesco Optimum Yield Diversified Commodity Strategy No K-1 ET" NASDAQ "" "" 1402 PDEC 12/2/2019 1.13 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1403 PDEV 7/24/2019 0.02 "Principal International Multi-Factor ETF" NASDAQ "" "" 1404 PDN 9/28/2009 9.33 "PowerShares FTSE RAFI DvMkt exUS S/M ETF" NYSE "PowerShares" "Foreign Small/Mid Value" 1405 PDP 9/28/2009 44 "PowerShares DWA Technical Leade" NYSE "PowerShares" "Mid-Cap Growth" 1406 PEJ 9/28/2009 20 "PowerShares Dynamic Leisure & Entmnt ETF" NYSE "PowerShares" "Consumer Cyclical" 1407 PEX 2/28/2013 0.68 "ProShares Global Listed Private Equity" BATS "ProShares" "Miscellaneous Sector" 1408 PEXL 7/24/2018 0.1 "Pacer US Export Leaders ETF" NASDAQ "Exchange Traded Fund" "Financial" 1409 PEY 9/28/2009 37 "PowerShares High Yld Eq Div Achiev ETF" NASDAQ "PowerShares" "Mid-Cap Value" 1410 PEZ 9/28/2009 4.94 "PowerShares DWA Cnsmr Cyclicals Mom ETF" NASDAQ "PowerShares" "Consumer Cyclical" 1411 PFEB 2/3/2020 1.15 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1412 PFF 9/28/2009 823 "iShares US Preferred Stock" NYSE "iShares" "Preferred Stock" 1413 PFFA 5/16/2018 5.29 "Virtus InfraCap U.S. Preferred Stock ETF" NASDAQ "Exchange Traded Fund" "Financial" 1414 PFFD 9/13/2017 17 "Global X U.S. Preferred ETF" NASDAQ "Exchange Traded Fund" "Financial" 1415 PFFL 9/26/2018 1.15 "UBS AG" NASDAQ "Major Banks" "Finance" 1416 PFFR 2/8/2017 1.79 "ETFIS Series Trust I ETF" NASDAQ "Exchange Traded Fund" "Financial" 1417 PFFV 6/24/2020 0.18 "Global X Variable Rate Preferred ETF" NASDAQ "Exchange Traded Fund" "Financial" 1418 PFI 9/28/2009 2.86 "PowerShares DWA Financial Momentum ETF" NASDAQ "PowerShares" "Financial" 1419 PFIG 9/15/2011 3.92 "PowerShares Fundamental Investm" NYSE "PowerShares" "Intermediate-Term Bond" 1420 PFM 9/28/2009 12 "PowerShares Dividend Achievers ETF" NASDAQ "PowerShares" "Large Value" 1421 PFXF 7/17/2012 27 "VanEck Vectors Pref Secs ex Fincls ETF" NYSE "Van Eck" "Preferred Stock" 1422 PGAL 11/13/2013 5.67 "Global X MSCI Portugal ETF" NYSE "Global X Funds" "Miscellaneous Region" 1423 PGF 9/28/2009 119 "PowerShares Financial Preferred ETF" NYSE "PowerShares" "Preferred Stock" 1424 PGHY 6/21/2013 9.7 "Invesco Global Short Term High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1425 PGJ 9/28/2009 20 "PowerShares Golden Dragon China ETF" NASDAQ "PowerShares" "China Region" 1426 PGM 9/28/2009 3.4 "iPath DJ-UBS Platinum Subindex" NYSE "iPath" "Commodities Precious Metals" 1427 PGX 9/28/2009 305 "PowerShares Preferred ETF" NYSE "PowerShares" "Preferred Stock" 1428 PHB 9/28/2009 99 "PowerShares High Yield Corporat" NYSE "PowerShares" "High Yield Bond" 1429 PHDG 12/6/2012 7.53 "PowerShares S&P 500 Downside Hedged ETF" NYSE "PowerShares" "Long-Short Equity" 1430 PHO 9/28/2009 38 "PowerShares Water Resources ETF" NASDAQ "PowerShares" "Miscellaneous Sector" 1431 PHYL 9/27/2018 0.47 "PGIM Active High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1432 PHYS 4/9/2010 241 "Sprott Physical Gold Trust ETV" NYSE "" "" 1433 PICB 7/12/2010 12 "PowerShares International Corpo" NYSE "PowerShares" "World Bond" 1434 PICK 2/2/2012 37 "iShares" NASDAQ "Exchange Traded Fund" "Financial" 1435 PID 9/28/2009 51 "PowerShares Intl Div Achiev ETF" NASDAQ "PowerShares" "Foreign Large Value" 1436 PIE 9/28/2009 34 "PowerShares DWA Emerging Markets Mom ETF" NASDAQ "PowerShares" "Diversified Emerging Mkts" 1437 PILL 9/21/2015 3.25 "Direxion Daily Pharmctcl&Medcl Bl 2X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1438 PIN 9/28/2009 149 "PowerShares India ETF" NYSE "PowerShares" "India Equity" 1439 PIO 9/28/2009 12 "PowerShares Global Water ETF" NASDAQ "PowerShares" "Miscellaneous Sector" 1440 PIZ 9/28/2009 21 "PowerShares DWA Developed Mkts Mom ETF" NASDAQ "PowerShares" "Foreign Large Growth" 1441 PJAN 1/2/2019 2.31 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1442 PJP 9/28/2009 37 "PowerShares Dynamic Pharmaceuticals ETF" NYSE "PowerShares" "Health" 1443 PJUL 8/8/2018 1.51 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1444 PJUN 6/3/2019 0.76 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1445 PKB 9/28/2009 11 "PowerShares Dynamic Building & Const ETF" NYSE "PowerShares" "Industrials" 1446 PKW 9/28/2009 45 "PowerShares Buyback Achievers ETF" NASDAQ "PowerShares" "Large Blend" 1447 PLAT 5/22/2019 0.28 "WisdomTree Growth Leaders Fund" NASDAQ "Exchange Traded Fund" "Financial" 1448 PLTM 4/9/2010 3.96 "First Trust ISE Global Platinum" NASDAQ "First Trust" "Equity Precious Metals" 1449 PLW 9/28/2009 8.64 "PowerShares 1-30 Treasury Ladde" NYSE "PowerShares" "Long Government" 1450 PMAR 3/2/2020 0.95 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1451 PMAY 5/1/2020 0.74 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1452 PNOV 11/1/2019 0.65 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1453 PNQI 9/28/2009 12 "PowerShares NASDAQ Internet ETF" NASDAQ "PowerShares" "Technology" 1454 POCT 10/1/2018 2.54 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1455 POTX 9/20/2019 8.51 "Global X Cannabis ETF" NASDAQ "" "" 1456 PPA 9/28/2009 20 "PowerShares Aerospace & Defense ETF" NYSE "PowerShares" "Industrials" 1457 PPH 9/28/2009 58 "VanEck Vectors Pharmaceutical ETF" NASDAQ "" "" 1458 PPLT 1/8/2010 35 "ETFS Physical Platinum" NYSE "ETF Securities" "Commodities Precious Metals" 1459 PPTY 3/27/2018 1.16 "PPTY U.S. Diversified Real Estate ETF" NASDAQ "Exchange Traded Fund" "Financial" 1460 PQDI 6/17/2020 0.05 "Principal Spectrum Tax-Advantaged Dividend Active ETF" NASDAQ "Exchange Traded Fund" "Financial" 1461 PQIN 12/10/2018 0.07 "PGIM QMA Strategic Alpha International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1462 PQLC 10/18/2018 0.08 "PGIM QMA Strategic Alpha Large-Cap Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1463 PQSG 11/15/2018 0.07 "PGIM QMA Strategic Alpha Small-Cap Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1464 PQSV 11/15/2018 0.07 "PGIM ETF Trust ETF PGIM QMA Strategic Alpha Small-Cap Value ET" NASDAQ "Exchange Traded Fund" "Financial" 1465 PREF 7/11/2017 2.38 "Principal Spectrum Preferred Securities Active ETF" NASDAQ "Exchange Traded Fund" "Financial" 1466 PRF 9/28/2009 46 "PowerShares FTSE RAFI US 1000 ETF" NYSE "PowerShares" "Large Value" 1467 PRFZ 9/28/2009 20 "PowerShares FTSE RAFI US 1500 Sm-Mid ETF" NASDAQ "PowerShares" "Small Blend" 1468 PRN 4/30/2010 5.26 "PowerShares Dynamic Industrials" NYSE "PowerShares" "Industrials" 1469 PRNT 7/19/2016 10 "The 3D Printing ETF" BATS "ARK ETF Trust" "Technology" 1470 PSC 9/29/2009 0.4 "Principal U.S. Small Cap Index ETF" NASDAQ "" "" 1471 PSCC 11/29/2010 2.65 "PowerShares S&P SmallCap Cnsmr Stapl ETF" NASDAQ "PowerShares" "Consumer Defensive" 1472 PSCD 11/29/2010 3.35 "PowerShares S&P SmCap Cnsmr Discret ETF" NASDAQ "PowerShares" "Consumer Cyclical" 1473 PSCE 11/29/2010 11 "PowerShares S&P SmallCap Energy ETF" NASDAQ "PowerShares" "Equity Energy" 1474 PSCF 11/29/2010 4 "PowerShares S&P SmallCap Financ" NASDAQ "PowerShares" "Financial" 1475 PSCH 11/29/2010 12 "PowerShares S&P SmallCap Health Care ETF" NASDAQ "PowerShares" "Health" 1476 PSCI 11/29/2010 2.64 "PowerShares S&P SmallCap Industrials ETF" NASDAQ "PowerShares" "Industrials" 1477 PSCM 11/29/2010 1.97 "PowerShares S&P SmallCap Materials ETF" NASDAQ "PowerShares" "Natural Resources" 1478 PSCT 11/29/2010 8.56 "PowerShares S&P SmallCap Info Tech ETF" NASDAQ "PowerShares" "Technology" 1479 PSCU 11/29/2010 2.5 "PowerShares S&P SmallCap Utilities ETF" NASDAQ "PowerShares" "Utilities" 1480 PSEP 9/3/2019 1.55 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1481 PSET 3/22/2016 0.22 "Principal Price Setters Index ETF" NASDAQ "" "" 1482 PSI 9/28/2009 13 "PowerShares Dynamic Semiconductors ETF" NYSE "PowerShares" "Technology" 1483 PSJ 9/28/2009 7.99 "PowerShares Dynamic Software ETF" NYSE "PowerShares" "Technology" 1484 PSK 9/28/2009 30 "SPDR Wells Fargo Preferred Stock ETF" NYSE "SPDR State Street Global Advisors" "Preferred Stock" 1485 PSL 9/28/2009 5.33 "PowerShares DWA Consumer Staples Mom ETF" NASDAQ "PowerShares" "Consumer Defensive" 1486 PSLV 10/29/2010 215 "Sprott Physical Silver Trust ET" NYSE "" "" 1487 PSMB 2/23/2017 0.35 "PowerShares Bal Multi-Asst Allc" BATS "PowerShares" "Allocation--50% to 70% Equity" 1488 PSMC 2/23/2017 0.29 "PowerShares Cnsrv Multi-Asst Allc" BATS "PowerShares" "Allocation--30% to 50% Equity" 1489 PSMG 2/23/2017 0.31 "PowerShares Gr Multi-Asst Allc" BATS "PowerShares" "Allocation--70% to 85% Equity" 1490 PSMM 2/23/2017 0.3 "Invesco Actively Managed Exchange-Traded Fund Trus" NASDAQ "Exchange Traded Fund" "Financial" 1491 PSP 9/28/2009 42 "PowerShares Global Listed Private Eq ETF" NYSE "PowerShares" "Miscellaneous Sector" 1492 PSQ 9/28/2009 247 "ProShares Short QQQ" NYSE "ProShares" "Trading--Inverse Equity" 1493 PSR 9/28/2009 1.92 "PowerShares Active U.S. Real Es" NYSE "PowerShares" "Real Estate" 1494 PST 9/28/2009 28 "ProShares UltraShort Lehman 7-1" NYSE "ProShares" "Trading-Inverse Debt" 1495 PSTL 9/28/2009 3.88 "PowerShares Global Steel Portfo" NASDAQ "PowerShares" "Natural Resources" 1496 PTBD 10/23/2019 4.6 "Pacer Trendpilot US Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1497 PTE 9/28/2009 84 "PowerShares Dynamic Telecom & Wireless" NYSE "Powershares Exchange Traded Fund Trust" "Specialty-Communications" 1498 PTEU 12/15/2015 3.75 "Pacer Funds" NASDAQ "Exchange Traded Fund" "Financial" 1499 PTF 9/28/2009 7.26 "PowerShares DWA Technology Momentum ETF" NASDAQ "PowerShares" "Technology" 1500 PTH 9/28/2009 8.79 "PowerShares DWA Healthcare Momentum ETF" NASDAQ "PowerShares" "Health" 1501 PTIN 5/3/2019 1.47 "Pacer Trendpilot International ETF" NASDAQ "Exchange Traded Fund" "Financial" 1502 PTLC 6/12/2015 32 "Pacer Trendpilot 750 ETF" BATS "Pacer" "Large Blend" 1503 PTMC 6/12/2015 9.7 "Pacer Trendpilot 450 ETF" BATS "Pacer" "Mid-Cap Blend" 1504 PTNQ 6/12/2015 7.26 "Pacer Trendpilot 100 ETF" BATS "Pacer" "Large Growth" 1505 PUI 9/28/2009 6.27 "PowerShares DWA Utilities Momentum ETF" NASDAQ "PowerShares" "Utilities" 1506 PULS 10/25/2010 26 "PGIM Ultra Short Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1507 PUTW 2/24/2016 4.7 "WisdomTree CBOE S&P 500 PutWrite Strategy Fund" NASDAQ "Exchange Traded Fund" "Financial" 1508 PVI 9/28/2009 8.14 "PowerShares VRDO Tax Free Weekl" NYSE "PowerShares" "Muni Short" 1509 PWB 9/28/2009 12 "PowerShares Dynamic Large Cap Growth ETF" NYSE "PowerShares" "Large Growth" 1510 PWC 9/28/2009 2.93 "PowerShares Dynamic Market ETF" NYSE "PowerShares" "Mid-Cap Blend" 1511 PWS 12/12/2017 1.41 "Pacer Funds" NASDAQ "Exchange Traded Fund" "Financial" 1512 PWV 9/28/2009 26 "PowerShares Dynamic Large Cap Value ETF" NYSE "PowerShares" "Large Value" 1513 PWZ 9/28/2009 8.64 "PowerShares Insured CA Municipa" NYSE "PowerShares" "Muni California Long" 1514 PXE 9/28/2009 8.69 "PowerShares Dynamic Engy Explr&Prdtn ETF" NYSE "PowerShares" "Equity Energy" 1515 PXF 9/28/2009 23 "PowerShares FTSE RAFI Dev Mkts ex-US ETF" NYSE "PowerShares" "Foreign Large Value" 1516 PXH 9/28/2009 61 "PowerShares FTSE RAFI Emerging Mkts ETF" NYSE "PowerShares" "Diversified Emerging Mkts" 1517 PXI 9/28/2009 9.63 "PowerShares DWA Energy Momentum ETF" NASDAQ "PowerShares" "Equity Energy" 1518 PXJ 9/28/2009 15 "PowerShares Dynamic Oil & Gas Svcs ETF" NYSE "PowerShares" "Equity Energy" 1519 PXQ 9/28/2009 5.11 "PowerShares Dynamic Networking ETF" NYSE "PowerShares" "Technology" 1520 PY 3/22/2016 0.22 "Principal Shareholder Yield Index ETF" NASDAQ "" "" 1521 PYPE 8/21/2018 0.22 "UBS AG" NASDAQ "Major Banks" "Finance" 1522 PYZ 9/28/2009 4.35 "PowerShares DWA Basic Materials Mom ETF" NASDAQ "PowerShares" "Natural Resources" 1523 PZA 9/28/2009 67 "PowerShares Insured National Mu" NYSE "PowerShares" "Muni National Long" 1524 PZT 9/28/2009 3.48 "PowerShares Insured NY Municipa" NYSE "PowerShares" "Muni New York Long" 1525 QABA 9/28/2009 9.39 "First Trust NASDAQ ABA Community Bk ETF" NASDAQ "First Trust" "Financial" 1526 QAI 9/28/2009 26 "IQ Hedge Multi-Strategy Tracker ETF" NYSE "IndexIQ" "Multialternative" 1527 QARP 4/5/2018 0.98 "Xtrackers Russell 1000 US Quality at a Reasonable Price ETF ET" NASDAQ "Exchange Traded Fund" "Financial" 1528 QAT 5/1/2014 3.23 "iShares MSCI Qatar Capped" NASDAQ "iShares" "Miscellaneous Region" 1529 QCLN 9/28/2009 24 "First Trust NASDAQ Cln Edge GrnEngyETF" NASDAQ "First Trust" "Miscellaneous Sector" 1530 QDEF 12/19/2012 4.24 "FlexShares Quality Dividend Defensv ETF" NYSE "Flexshares Trust" "Large Value" 1531 QDF 12/19/2012 13 "FlexShares Quality Dividend ETF" NYSE "Flexshares Trust" "Large Value" 1532 QDIV 7/17/2018 0.2 "Global X S&P 500 Quality Dividend ETF" NASDAQ "Exchange Traded Fund" "Financial" 1533 QDYN 12/19/2012 0.81 "FlexShares Quality Dividend Dynamic ETF" NYSE "Flexshares Trust" "Large Value" 1534 QED 3/24/2015 0.3 "IQ Hedge Event-Driven Tracker ETF" NASDAQ "Exchange Traded Fund" "Financial" 1535 QEFA 6/5/2014 3.96 "SPDR MSCI EAFE StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Blend" 1536 QEMM 6/5/2014 2.04 "SPDR MSCI Emerging Mkts StratcFacts ETF" NYSE "SPDR State Street Global Advisors" "Diversified Emerging Mkts" 1537 QGRO 9/12/2018 0.66 "American Century STOXX U.S. Quality Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1538 QID 9/28/2009 1613 "ProShares UltraShort QQQ" NYSE "ProShares" "Trading-Inverse Equity" 1539 QINT 9/12/2018 0.44 "American Century Quality Diversified International ETF" NASDAQ "Exchange Traded Fund" "Financial" 1540 QLC 9/24/2015 0.87 "FlexShares US Quality Large Cap Index Fund" NASDAQ "" "" 1541 QLD 9/28/2009 1466 "ProShares Ultra QQQ" NYSE "ProShares" "Trading--Leveraged Equity" 1542 QLS 3/24/2015 0.28 "IQ Hedge Long/Short Tracker ETF" NYSE "IndexIQ" "Long-Short Equity" 1543 QLTA 2/16/2012 15 "iShares Aaa - A Rated Corporate Bond" NYSE "iShares" "Corporate Bond" 1544 QLV 7/16/2019 0.71 "FlexShares US Quality Low Volatility Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 1545 QLVD 7/16/2019 0.15 "FlexShares Developed Markets ex-US Quality Low Volatility Inde" NASDAQ "Exchange Traded Fund" "Financial" 1546 QLVE 7/16/2019 0.09 "FlexShares Emerging Markets Quality Low Volatility Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 1547 QMJ 2/5/2020 0.11 "Direxion S&P 500 High minus Low Quality ETF" NASDAQ "Exchange Traded Fund" "Financial" 1548 QMN 10/4/2012 1.3 "IQ Hedge Market Neutral Tracker ETF" NYSE "IndexIQ" "Market Neutral" 1549 QMOM 12/2/2015 1.34 "Alpha Architect ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1550 QQEW 9/28/2009 18 "First Trust NASDAQ-100 Equal Wtd ETF" NASDAQ "First Trust" "Large Growth" 1551 QQH 10/10/2019 0.72 "HCM Defender 100 Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1552 QQQE 3/21/2012 7.24 "Direxion NASDAQ-100 Equal Wtd ETF" NYSE "Direxion Funds" "Large Growth" 1553 QQQX 9/28/2009 42 "Nuveen NASDAQ 100 Dynamic Overwrite Fund" NASDAQ "" "" 1554 QQXT 9/28/2009 4.4 "First Trust NASDAQ-100 ex-Tech Sect ETF" NASDAQ "First Trust" "Large Growth" 1555 QRFT 5/21/2019 0.21 "QRAFT AI-Enhanced U.S. Large Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1556 QSY 6/26/2017 0.37 "WisdomTree U.S. Quality Shareholder Yield Fund" NASDAQ "Exchange Traded Fund" "Financial" 1557 QTEC 9/28/2009 50 "First Trust NASDAQ-100-Tech Sector ETF" NASDAQ "First Trust" "Technology" 1558 QTUM 9/5/2018 1.22 "Defiance Quantum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1559 QUAL 7/18/2013 125 "iShares Edge MSCI USA Quality Factor" NYSE "iShares" "Large Growth" 1560 QUS 4/16/2015 3.47 "SPDR MSCI USA StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1561 QVAL 10/22/2014 3 "Alpha Architect ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1562 QWLD 6/5/2014 0.37 "SPDR MSCI World StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "World Stock" 1563 QYLD 12/12/2013 40 "Recon Capital NASDAQ 100 Cov Call ETF" NASDAQ "Recon Capital Series Trust" "Option Writing" 1564 QYLG 9/22/2020 0.12 "Global X Nasdaq 100 Covered Call & Growth ETF" NASDAQ "" "" 1565 RAAX 4/10/2018 0.43 "VanEck Vectors Real Asset Allocation ETF" NASDAQ "Exchange Traded Fund" "Financial" 1566 RAFE 12/19/2019 0.12 "PIMCO RAFI ESG U.S. ETF" NASDAQ "Exchange Traded Fund" "Financial" 1567 RALS 12/9/2010 2.47 "ProShares RAFI Long/Short" NYSE "ProShares" "Market Neutral" 1568 RAVI 10/11/2012 2.57 "FlexShares Ready Access Variable Inc ETF" NYSE "Flexshares Trust" "Ultrashort Bond" 1569 RBIN 9/18/2017 0.1 "Nationwide Risk-Based International Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1570 RBUS 9/18/2017 0.11 "Nationwide Risk-Based U.S. Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1571 RCD 9/28/2009 5.18 "Guggenheim S&P 500 Eq Wt Cons Discr ETF" NYSE "Guggenheim Investments" "Consumer Cyclical" 1572 RDIV 10/1/2013 18 "Oppenheimer Ultra Dividend Revenue ETF" NYSE "OppenheimerFunds" "Large Value" 1573 RDOG 1/2/2020 0.21 "ALPS ETF Trust ALPS REIT Dividend Dogs ETF" NASDAQ "Exchange Traded Fund" "Financial" 1574 RDVY 1/7/2014 23 "First Trust Rising Dividend Achiev ETF" NASDAQ "First Trust" "Large Value" 1575 REC 9/28/2009 0.23 "Rydex Etf Trust" NYSE "" "" 1576 RECS 9/25/2019 0.06 "Columbia Research Enhanced Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1577 REET 7/10/2014 40 "iShares Global REIT" NYSE "iShares" "Real Estate" 1578 REGL 2/5/2015 7.99 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1579 REK 4/9/2010 7.15 "ProShares Short Real Estate" NYSE "ProShares" "Trading--Inverse Equity" 1580 REM 9/28/2009 155 "iShares Mortgage Real Estate Capped" NYSE "iShares" "Real Estate" 1581 REML 7/13/2016 23 "Credit Suisse X-LinksMP2xLvgMortREIT ETN" NYSE "Credit Suisse AG" "Trading--Leveraged Equity" 1582 REMX 10/28/2010 48 "VanEck Vectors Rare Earth/Strat Mtls ETF" NYSE "Van Eck" "Equity Precious Metals" 1583 RESD 3/16/2020 0.11 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1584 RESE 3/16/2020 0.2 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1585 RESP 9/23/2019 0.39 "WisdomTree U.S. ESG Fund" NASDAQ "Exchange Traded Fund" "Financial" 1586 RETL 7/14/2010 9.2 "Direxion Daily Retail Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1587 REVS 9/25/2019 0.11 "Columbia Research Enhanced Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1588 REW 9/28/2009 10 "ProShares UltraShort Technology" NYSE "ProShares" "Trading--Inverse Equity" 1589 REZ 9/28/2009 15 "iShares Residential Rel Est Capped" NYSE "iShares" "Real Estate" 1590 RFAP 4/14/2016 0.58 "First Trust RiverFront Dyn Asia Pac ETF" NASDAQ "First Trust" "Diversified Pacific/Asia" 1591 RFCI 6/17/2016 1.67 "RiverFront Dynamic Core Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1592 RFDA 6/7/2016 1.5 "RiverFront Dynamic US Dividend Advtg ETF" NYSE "ALPS" "Large Blend" 1593 RFDI 4/14/2016 5.17 "First Trust RiverFront Dyn Dev Intl ETF" NASDAQ "First Trust" "Foreign Large Blend" 1594 RFEM 6/15/2016 1.38 "First Trust RiverFront Dyn Em Mkts ETF" NASDAQ "First Trust" "Diversified Emerging Mkts" 1595 RFEU 4/14/2016 1.39 "First Trust RiverFront Dynamic Eurp ETF" NASDAQ "First Trust" "Europe Stock" 1596 RFFC 6/7/2016 1.73 "RiverFront Dynamic US Flex-Cap ETF" NYSE "ALPS" "Large Blend" 1597 RFG 9/28/2009 13 "Guggenheim S&P MidCap 400 Pure Gr ETF" NYSE "Guggenheim Investments" "Mid-Cap Growth" 1598 RFL 9/28/2009 6.75 "Rydex 2x S&P Select Sector Financial Common" NYSE "" "" 1599 RFUN 6/14/2016 0.65 "RiverFront Dynamic Unconstrained Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1600 RFV 9/28/2009 4.42 "Guggenheim S&P MidCap 400 Pure Val ETF" NYSE "Guggenheim Investments" "Small Value" 1601 RGI 9/28/2009 5.15 "Guggenheim S&P 500 Eq Wt Indls ETF" NYSE "Guggenheim Investments" "Industrials" 1602 RHS 9/28/2009 10 "Guggenheim S&P 500 Eq Wt Cons Stapl ETF" NYSE "Guggenheim Investments" "Consumer Defensive" 1603 RIGS 10/9/2013 9.95 "RiverFront Strategic Income ETF" NYSE "ALPS" "World Bond" 1604 RINF 1/12/2012 2.52 "ProShares Inflation Expectations" NYSE "ProShares" "Trading--Miscellaneous" 1605 RING 2/2/2012 48 "iShares MSCI Global Gold Miners" NYSE "iShares" "Equity Precious Metals" 1606 RISN 7/16/2020 0.16 "Inspire Tactical Balanced ESG ETF" NASDAQ "Exchange Traded Fund" "Financial" 1607 RJA 9/28/2009 40 "ELEMENTS Rogers Intl Cmdty Agri TR ETN" NYSE "ELEMENTS" "Commodities Agriculture" 1608 RJI 9/28/2009 44 "ELEMENTS Rogers Intl Cmdty TR ETN" NYSE "ELEMENTS" "Commodities Broad Basket" 1609 RJN 9/28/2009 5.36 "ELEMENTS Rogers Intl Cmdty Energy TR ETN" NYSE "ELEMENTS" "Commodities Energy" 1610 RJZ 9/28/2009 3.01 "ELEMENTS Rogers Intl Cmdty Metals TR ETN" NYSE "ELEMENTS" "Commodities Industrial Metals" 1611 RLY 4/26/2012 5.18 "SPDR SSgA Multi-Asset Real Return ETF" NYSE "SPDR State Street Global Advisors" "Allocation--50% to 70% Equity" 1612 RMM 9/28/2009 4.05 "Rydex 2x S&P Midcap 400" NYSE "" "" 1613 RNDM 6/23/2017 0.36 "First Trust Developed International Equity Select ETF" NASDAQ "" "" 1614 RNDV 6/22/2017 0.28 "First Trust US Equity Dividend Select ETF" NASDAQ "" "" 1615 RNEM 6/23/2017 0.19 "First Trust Emerging Markets Equity Select ETF" NASDAQ "" "" 1616 RNLC 6/22/2017 0.54 "First Trust Large Cap US Equity Select ETF" NASDAQ "" "" 1617 RNMC 6/22/2017 0.48 "First Trust Mid Cap US Equity Select ETF" NASDAQ "" "" 1618 RNSC 6/22/2017 0.35 "First Trust Small Cap US Equity Select ETF" NASDAQ "" "" 1619 ROAM 2/26/2015 1.53 "Hartford Multifactor Emerging Mkts ETF" NYSE "Lattice Strategies LLC" "Diversified Emerging Mkts" 1620 ROBO 10/22/2013 48 "Robo Global Robotics&Automation ETF" NASDAQ "Exchange Traded Concepts Trust" "Miscellaneous Sector" 1621 ROBT 2/22/2018 2.22 "First Trust Nasdaq Artificial Intelligence and Robotics ETF" NASDAQ "" "" 1622 RODE 11/6/2019 0.04 "Lattice Strategies Trust" NASDAQ "Exchange Traded Fund" "Financial" 1623 RODI 9/15/2014 0.05 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 1624 RODM 9/28/2009 42 "Hartford Multifactor Dev Mkts (exUS) ETF" NYSE "Lattice Strategies LLC" "Foreign Large Blend" 1625 ROKT 12/31/2018 0.51 "SPDR S&P Kensho Final Frontiers ETF" NASDAQ "Exchange Traded Fund" "Financial" 1626 ROM 9/28/2009 30 "ProShares Ultra Technology" NYSE "ProShares" "Trading--Leveraged Equity" 1627 ROOF 6/14/2011 4.24 "IQ US Real Estate Small Cap ETF" NYSE "IndexIQ" "Real Estate" 1628 RORO 9/10/2014 0.37 "" "" 1629 ROSC 5/13/2019 0.18 "Hartford Multifactor Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1630 ROUS 2/26/2015 2.4 "Hartford Multifactor US Equity ETF" NYSE "Lattice Strategies LLC" "Large Blend" 1631 RPG 9/28/2009 44 "Guggenheim S&P 500 Pure Growth ETF" NYSE "Guggenheim Investments" "Large Growth" 1632 RPV 9/28/2009 55 "Guggenheim S&P 500 Pure Value ETF" NYSE "Guggenheim Investments" "Large Value" 1633 RSP 9/28/2009 421 "Guggenheim S&P 500 Equal Weight ETF" NYSE "Guggenheim Investments" "Large Blend" 1634 RSX 9/28/2009 2262 "VanEck Vectors Russia ETF" NYSE "Van Eck" "Miscellaneous Region" 1635 RSXJ 4/14/2011 8.59 "VanEck Vectors Russia Small-Cap ETF" NYSE "Van Eck" "Miscellaneous Region" 1636 RTH 9/28/2009 164 "VanEck Vectors Retail ETF" NYSE "Van Eck" "Consumer Cyclical" 1637 RTM 9/28/2009 4.23 "Guggenheim S&P 500 Eq Wt Materials ETF" NYSE "Guggenheim Investments" "Natural Resources" 1638 RUSL 5/25/2011 143 "Direxion Daily Russia Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1639 RVNU 6/4/2013 2.57 "Deutsche X-trackers Muni Infras Revn Bd" NYSE "Deutsche Asset Management" "Muni National Long" 1640 RVRS 11/1/2017 0.43 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 1641 RWGV 1/16/2019 0.85 "Direxion Russell 1000 Growth Over Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1642 RWJ 9/28/2009 11 "Oppenheimer Small Cap Revenue ETF" NYSE "OppenheimerFunds" "Small Blend" 1643 RWK 9/28/2009 6.9 "Oppenheimer Mid Cap Revenue ETF" NYSE "OppenheimerFunds" "Mid-Cap Value" 1644 RWL 9/28/2009 13 "Oppenheimer Large Cap Revenue ETF" NYSE "OppenheimerFunds" "Large Value" 1645 RWM 9/28/2009 293 "ProShares Short Russell2000" NYSE "ProShares" "Trading--Inverse Equity" 1646 RWO 9/28/2009 61 "SPDR Dow Jones Global Real Estate ETF" NYSE "SPDR State Street Global Advisors" "Global Real Estate" 1647 RWR 9/28/2009 136 "SPDR Dow Jones REIT ETF" NYSE "SPDR State Street Global Advisors" "Real Estate" 1648 RWVG 1/16/2019 0.8 "Direxion Russell 1000 Value Over Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1649 RWX 9/28/2009 184 "SPDR Dow Jones International RelEst ETF" NYSE "SPDR State Street Global Advisors" "Global Real Estate" 1650 RXD 9/28/2009 1.69 "ProShares UltraShort Health Car" NYSE "ProShares" "Trading-Inverse Equity" 1651 RXI 9/28/2009 9.22 "iShares Globl Consumer Discretionary" NYSE "iShares" "Consumer Cyclical" 1652 RXL 9/28/2009 7.24 "ProShares Ultra Health Care" NYSE "ProShares" "Trading--Leveraged Equity" 1653 RYE 9/28/2009 11 "Guggenheim S&P 500 Equal Wt Energy ETF" NYSE "Guggenheim Investments" "Equity Energy" 1654 RYF 9/28/2009 11 "Guggenheim S&P 500 Eq Weight Fincl ETF" NYSE "Guggenheim Investments" "Financial" 1655 RYH 9/28/2009 9.31 "Guggenheim S&P 500 Eq Weight HC ETF" NYSE "Guggenheim Investments" "Health" 1656 RYJ 9/28/2009 5.74 "Guggenheim Raymond James SB-1 Equity ETF" NYSE "Guggenheim Investments" "Mid-Cap Blend" 1657 RYLD 4/22/2019 1.42 "Global X Funds" NASDAQ "Exchange Traded Fund" "Financial" 1658 RYT 9/28/2009 21 "Guggenheim S&P 500 Eq Wt Technology ETF" NYSE "Guggenheim Investments" "Technology" 1659 RYU 9/28/2009 7.21 "Guggenheim S&P 500 Eq Wt Utilities ETF" NYSE "Guggenheim Investments" "Utilities" 1660 RZG 9/28/2009 4.84 "Guggenheim S&P SmallCap 600 Pure Gr ETF" NYSE "Guggenheim Investments" "Small Growth" 1661 RZV 9/28/2009 8.86 "Guggenheim S&P SmallCap 600 PureVal ETF" NYSE "Guggenheim Investments" "Small Value" 1662 SAA 9/28/2009 7.35 "ProShares Ultra SmallCap600" NYSE "ProShares" "Trading--Leveraged Equity" 1663 SBB 9/28/2009 4.79 "ProShares Short SmallCap600" NYSE "ProShares" "Trading--Inverse Equity" 1664 SBIO 12/31/2014 12 "ALPS Medical Breakthroughs ETF" NYSE "ALPS" "Health" 1665 SBM 4/12/2010 1.53 "Short Basic Materials" NYSE "ProShares" "Trading-Inverse Equity" 1666 SBUG 10/8/2019 0.1 "iPath Silver ETN" NASDAQ "Exchange Traded Fund" "Financial" 1667 SCC 9/28/2009 4.56 "ProShares UltraShort Consumer Services" NYSE "ProShares" "Trading--Inverse Equity" 1668 SCHA 11/3/2009 104 "Schwab US Small-Cap ETF" NYSE "Schwab ETFs" "Small Blend" 1669 SCHB 11/3/2009 183 "Schwab US Broad Market ETF" NYSE "Schwab ETFs" "Large Blend" 1670 SCHC 1/14/2010 43 "Schwab International Small-Cap Eq ETF" NYSE "Schwab ETFs" "Foreign Small/Mid Blend" 1671 SCHD 10/20/2011 194 "Schwab US Dividend Equity ETF" NYSE "Schwab ETFs" "Large Value" 1672 SCHE 1/14/2010 184 "SCHW EMG MKT EQ ETF" NYSE "Schwab Funds" "Diversified Emerging Mkts" 1673 SCHF 11/3/2009 317 "Schwab International Equity ETF" NYSE "Schwab ETFs" "Foreign Large Blend" 1674 SCHG 12/11/2009 78 "Schwab US Large-Cap Growth ETF" NYSE "Schwab ETFs" "Large Growth" 1675 SCHH 1/13/2011 132 "Schwab US REIT ETF" NYSE "Schwab ETFs" "Real Estate" 1676 SCHI 10/10/2019 2.3 "Schwab 5-10 Year Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1677 SCHJ 10/10/2019 2.45 "Schwab 1-5 Year Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1678 SCHK 10/11/2017 13 "Schwab 1000 Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1679 SCHM 1/13/2011 60 "Schwab US Mid-Cap ETF" NYSE "Schwab ETFs" "Mid-Cap Blend" 1680 SCHO 8/5/2010 55 "Schwab Short-Term US Treasury ETF" NYSE "Schwab ETFs" "Short Government" 1681 SCHP 8/5/2010 77 "Schwab US TIPS ETF" NYSE "Schwab ETFs" "Inflation-Protected Bond" 1682 SCHQ 10/10/2019 3.17 "Schwab Long-Term U.S. Treasury ETF" NASDAQ "Exchange Traded Fund" "Financial" 1683 SCHR 8/5/2010 38 "Schwab Intermediate-Term US Trs ETF" NYSE "Schwab ETFs" "Intermediate Government" 1684 SCHV 12/11/2009 74 "Schwab US Large-Cap Value ETF" NYSE "Schwab ETFs" "Large Value" 1685 SCHX 11/3/2009 208 "Schwab US Large-Cap ETF" NYSE "Schwab ETFs" "Large Blend" 1686 SCHZ 7/14/2011 78 "Schwab US Aggregate Bond ETF" NYSE "Schwab ETFs" "Intermediate-Term Bond" 1687 SCJ 9/28/2009 12 "iShares MSCI Japan Small-Cap" NYSE "iShares" "Japan Stock" 1688 SCO 9/28/2009 639 "ProShares UltraShort Bloomberg Crude Oil" NYSE "ProShares" "Trading--Inverse Commodities" 1689 SCZ 9/28/2009 284 "iShares MSCI EAFE Small-Cap" NASDAQ "iShares" "Foreign Small/Mid Blend" 1690 SDCI 5/3/2018 0.25 "USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund" NASDAQ "Exchange Traded Fund" "Financial" 1691 SDD 9/28/2009 5.74 "ProShares UltraShort SmallCap600" NYSE "ProShares" "Trading--Inverse Equity" 1692 SDEM 3/17/2015 1.97 "Global X MSCI SuperDividend Em Mkts ETF" NYSE "Global X Funds" "Diversified Emerging Mkts" 1693 SDG 9/28/2009 1.36 "iShares MSCI Global Impact ETF" NASDAQ "" "" 1694 SDGA 9/24/2018 0.1 "Impact Shares Sustainable Development Goals Global Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1695 SDIV 6/9/2011 56 "Global X SuperDividend ETF" NYSE "Global X Funds" "World Stock" 1696 SDOG 6/29/2012 33 "ALPS Sector Dividend Dogs ETF" NYSE "ALPS" "Large Value" 1697 SDOW 2/11/2010 698 "ProShares UltraPro Short Dow30" NYSE "ProShares" "Trading--Inverse Equity" 1698 SDP 9/28/2009 3.02 "ProShares UltraShort Utilities" NYSE "ProShares" "Trading--Inverse Equity" 1699 SDS 9/28/2009 3206 "ProShares UltraShort S&P500" NYSE "ProShares" "Trading--Inverse Equity" 1700 SDVY 11/3/2017 0.42 "First Trust SMID Cap Rising Dividend Achievers ETF" NASDAQ "" "" 1701 SDY 9/28/2009 274 "SPDR S&P Dividend ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 1702 SECT 9/6/2017 2.34 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 1703 SEF 9/28/2009 17 "ProShares Short Financials" NYSE "ProShares" "Trading--Inverse Equity" 1704 SEIX 4/25/2019 0.11 "Virtus Seix Senior Loan ETF" NASDAQ "Exchange Traded Fund" "Financial" 1705 SFHY 4/27/2016 0.38 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1706 SFIG 4/27/2016 0.3 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1707 SFY 9/28/2009 345 "SoFi Select 500 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1708 SFYF 5/8/2019 0.4 "SoFi 50 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1709 SFYX 4/11/2019 0.57 "SoFi Next 500 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1710 SGDJ 3/31/2015 6.25 "ALPS Sprott Junior Gold Miners ETF" NYSE "ALPS" "Equity Precious Metals" 1711 SGDM 7/15/2014 15 "Sprott Gold Miners ETF" NYSE "ALPS" "Equity Precious Metals" 1712 SGG 9/28/2009 18 "iPath Bloomberg Sugar SubTR ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1713 SGOL 9/28/2009 56 "ETFS Physical Swiss Gold" NYSE "ETFS Swiss Gold Trust" "Commodities Precious Metals" 1714 SH 9/28/2009 794 "ProShares Short S&P500" NYSE "ProShares" "Trading--Inverse Equity" 1715 SHAG 5/18/2017 1.5 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1716 SHE 12/23/2009 1.99 "SPDR SSGA Gender Diversity ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1717 SHM 9/28/2009 94 "SPDR Nuveen Blmbg Barclays ST MunBd ETF" NYSE "SPDR State Street Global Advisors" "Muni National Short" 1718 SHV 9/28/2009 165 "iShares Short Treasury Bond" NYSE "iShares" "Short Government" 1719 SHY 9/28/2009 294 "iShares 1-3 Year Treasury Bond" NYSE "iShares" "Short Government" 1720 SHYD 1/14/2014 8.04 "VanEck Vectors Short High-Yield Muni ETF" NYSE "Van Eck" "High Yield Muni" 1721 SHYG 10/17/2013 113 "iShares 0-5 Year High Yield Corp Bd" NYSE "iShares" "High Yield Bond" 1722 SHYL 1/10/2018 0.83 "Xtrackers Short Duration High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1723 SIJ 9/28/2009 4.57 "ProShares UltraShort Industrial" NYSE "ProShares" "Trading-Inverse Equity" 1724 SIL 7/12/2010 98 "Global X Silver Miners ETF" NYSE "Global X Funds" "Equity Precious Metals" 1725 SILJ 11/29/2012 56 "ETFMG Prime Junior Silver Miners ETF" NASDAQ "Exchange Traded Fund" "Financial" 1726 SIMS 12/31/2018 0.45 "SPDR S&P Kensho Intelligent Structures ETF" NASDAQ "Exchange Traded Fund" "Financial" 1727 SIVR 9/28/2009 67 "ETFS Physical Silver" NYSE "ETF Securities" "Commodities Precious Metals" 1728 SIXA 5/11/2020 0.09 "6 Meridian Mega Cap Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1729 SIZE 4/18/2013 8.99 "iShares Edge MSCI USA Size Factor" NYSE "iShares" "Large Blend" 1730 SJB 3/22/2011 23 "ProShares Short High Yield" NYSE "ProShares" "Trading--Inverse Debt" 1731 SJNK 3/15/2012 329 "SPDR Blmbg BarclaysST HY Bd ETF" NYSE "SPDR State Street Global Advisors" "High Yield Bond" 1732 SKF 9/28/2009 813 "ProShares UltraShort Financials" NYSE "ProShares" "Trading--Inverse Equity" 1733 SKOR 4/14/2010 1.71 "FlexShares Credit-Scored US Corp Bd ETF" NASDAQ "Flexshares Trust" "Corporate Bond" 1734 SKYY 7/6/2011 55 "First Trust Cloud Computing ETF" NASDAQ "First Trust" "Technology" 1735 SLQD 10/17/2013 23 "iShares 0-5 Year Invmt Grd Corp Bd" NASDAQ "iShares" "Short-Term Bond" 1736 SLT 9/28/2009 200 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 1737 SLV 9/28/2009 3604 "iShares Silver Trust" NYSE "iShares" "Commodities Precious Metals" 1738 SLVO 4/17/2013 8.9 "Credit Suisse X-Links Silver CovCall ETN" NASDAQ "Credit Suisse AG" "Commodities Precious Metals" 1739 SLVP 2/2/2012 17 "iShares MSCI Global Silver Miners" NYSE "iShares" "Equity Precious Metals" 1740 SLX 9/28/2009 41 "VanEck Vectors Steel ETF" NYSE "Van Eck" "Natural Resources" 1741 SLY 8/30/2010 13 "SPDR S&P 600 Small Cap ETF" NYSE "SPDR State Street Global Advisors" "Small Blend" 1742 SLYG 8/30/2010 19 "SPDR S&P 600 Small Cap Growth ETF" NYSE "SPDR State Street Global Advisors" "Small Growth" 1743 SLYV 8/30/2010 25 "SPDR S&P 600 Small Cap Value ETF" NYSE "SPDR State Street Global Advisors" "Small Value" 1744 SMB 9/28/2009 12 "VanEck Vectors AMT-Free Short Muni ETF" NYSE "Van Eck" "Muni National Short" 1745 SMCP 4/21/2015 0.35 "AlphaMark Actively Managed Small Cap ETF" NASDAQ "" "" 1746 SMDD 2/11/2010 12 "ProShares UltraPro Short MidCap400" NYSE "ProShares" "Trading--Inverse Equity" 1747 SMDV 2/5/2015 9.23 "ProShares Russell 2000 Dividend Growers" BATS "ProShares" "Small Value" 1748 SMDY 1/17/2020 0.04 "Syntax Stratified MidCap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1749 SMH 9/28/2009 2367 "VanEck Vectors Semiconductor ETF" NYSE "Van Eck" "Technology" 1750 SMHB 11/9/2018 4.3 "UBS AG" NASDAQ "Major Banks" "Finance" 1751 SMIN 2/9/2012 13 "iShares MSCI India Small-Cap" BATS "iShares" "India Equity" 1752 SMLF 4/30/2015 5.23 "iShares Edge MSCI Multifactor USA Sm-Cp" NYSE "iShares" "Small Blend" 1753 SMLV 2/21/2013 3.46 "SPDR SSGA US Small Cap Low Volatil ETF" NYSE "SPDR State Street Global Advisors" "Small Blend" 1754 SMMD 7/7/2017 1.63 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1755 SMMU 2/3/2010 3.48 "PIMCO Short Term Municipal Bond Actv ETF" NYSE "Pimco" "Muni National Short" 1756 SMMV 9/9/2016 7.91 "iShares Edge MSCI Min Vol USA Small-Cap" BATS "iShares" "Small Blend" 1757 SMN 9/28/2009 173 "ProShares UltraShort Basic Mate" NYSE "ProShares" "Trading-Inverse Equity" 1758 SMOG 1/14/2019 0.86 "VanEck Vectors Low Carbon Energy ETF" NASDAQ "Exchange Traded Fund" "Financial" 1759 SNLN 11/7/2012 22 "Highland/iBoxx Senior Loan ETF" NASDAQ "Highland Funds" "Bank Loan" 1760 SNPE 6/26/2019 2.71 "Xtrackers S&P 500 ESG ETF" NASDAQ "Exchange Traded Fund" "Financial" 1761 SNSR 9/16/2016 7.09 "Global X Internet of Things Thematic ETF" NASDAQ "Global X Funds" "Technology" 1762 SOCL 11/15/2011 18 "Global X Social Media ETF" NASDAQ "" "" 1763 SOXL 4/9/2010 439 "Direxion Daily Semicondct Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1764 SOXS 4/9/2010 429 "Direxion Daily Semicondct Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1765 SOXX 9/24/2010 257 "iShares PHLX SOX Semiconductor Sector Index Fund" NASDAQ "" "" 1766 SOYB 9/19/2011 9.73 "Teucrium Soybean Fund ETV" NYSE "Teucrium" "Commodities Agriculture" 1767 SPAB 4/24/2017 64 "SPDR Portfolio Aggregate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1768 SPBO 4/1/2019 2.76 "SPDR Portfolio Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1769 SPDN 6/8/2016 11 "Direxion Daily S&P 500 Bear 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1770 SPDV 11/29/2017 0.66 "AAM S&P 500 High Dividend Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1771 SPDW 4/24/2017 89 "SPDR Portfolio Developed World ex-US ETF" NASDAQ "Exchange Traded Fund" "Financial" 1772 SPEM 4/24/2017 87 "SPDR Index Shares Fund SPDR Portfolio Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 1773 SPEU 4/1/2019 1.92 "SPDR Portfolio Europe ETF" NASDAQ "Exchange Traded Fund" "Financial" 1774 SPFF 7/17/2012 18 "Global X SuperIncome Preferred ETF" NYSE "Global X Funds" "Preferred Stock" 1775 SPGM 4/1/2019 1.45 "SPDR Portfolio MSCI Global Stock Market ETF" NASDAQ "Exchange Traded Fund" "Financial" 1776 SPGP 12/31/2018 3.34 "Invesco S&P 500 GARP ETF" NASDAQ "Exchange Traded Fund" "Financial" 1777 SPHB 5/5/2011 46 "PowerShares S&P 500 High Beta ETF" NYSE "PowerShares" "Large Blend" 1778 SPHD 10/18/2012 107 "PowerShares S&P 500 High Div Low VolETF" NYSE "PowerShares" "Large Value" 1779 SPHQ 11/7/2011 50 "PowerShares S&P 500 Quality ETF" NYSE "PowerShares" "Large Blend" 1780 SPHY 4/1/2019 3.67 "SPDR Portfolio High Yield Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1781 SPIB 4/24/2017 96 "SPDR Portfolio Intermediate Term Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1782 SPIP 4/1/2019 15 "SPDR Portfolio TIPS ETF" NASDAQ "Exchange Traded Fund" "Financial" 1783 SPLB 4/24/2017 52 "SPDR Portfolio Long Term Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1784 SPLG 4/24/2017 74 "SPDR Portfolio S&P 500 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1785 SPLV 5/5/2011 457 "PowerShares S&P 500 Low Volatility ETF" NYSE "PowerShares" "Large Value" 1786 SPMB 4/1/2019 14 "SPDR Portfolio Mortgage Backed Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1787 SPMD 1/5/2010 71 "SPDR Portfolio S&P 400 Mid Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1788 SPMO 10/12/2015 1.38 "PowerShares S&P 500 Momentum" NYSE "PowerShares" "Large Growth" 1789 SPMV 7/13/2017 0.16 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1790 SPPP 12/19/2012 22 "Sprott Physical Platinum and Palladium Trust" NASDAQ "Exchange Traded Fund" "Financial" 1791 SPSB 4/24/2017 74 "SPDR Portfolio Short Term Corporate Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1792 SPSK 12/30/2019 0.55 "Tidal ETF Trust SP Funds Dow Jones Global Sukuk ETF" NASDAQ "Exchange Traded Fund" "Financial" 1793 SPSM 4/24/2017 34 "SPDR Portfolio S&P 600 Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1794 SPTI 4/1/2019 39 "SPDR Portfolio Intermediate Term Treasury ETF" NASDAQ "Exchange Traded Fund" "Financial" 1795 SPTL 4/24/2017 51 "SPDR Portfolio Long Term Treasury ETF" NASDAQ "Exchange Traded Fund" "Financial" 1796 SPTM 4/24/2017 39 "SPDR Portfolio S&P 1500 Composite Stock Market ETF" NASDAQ "Exchange Traded Fund" "Financial" 1797 SPTS 4/24/2017 32 "SPDR Portfolio Short Term Treasury ETF" NASDAQ "Exchange Traded Fund" "Financial" 1798 SPUU 5/28/2014 3.73 "Direxion Daily S&P 500 Bull 2X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1799 SPVM 4/6/2017 0.58 "Invesco S&P 500 Value with Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1800 SPVU 10/9/2015 1.2 "Invesco S&P 500 Enhanced Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1801 SPXB 5/3/2018 0.57 "ProShares S&P 500 Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1802 SPXE 9/24/2015 0.36 "ProShares S&P 500 ex-Energy" NYSE "ProShares" "Large Blend" 1803 SPXL 3/5/2012 1115 "Direxion Daily S&P500 Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1804 SPXN 9/24/2015 0.14 "ProShares S&P 500 ex-Financials" NYSE "ProShares" "Large Blend" 1805 SPXS 3/5/2012 1034 "Direxion Daily S&P 500 Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1806 SPXT 9/24/2015 0.19 "ProShares S&P 500 Ex-Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 1807 SPXU 9/28/2009 2004 "ProShares UltraPro Short S&P500" NYSE "ProShares" "Trading--Inverse Equity" 1808 SPXV 9/24/2015 0.12 "ProShares S&P 500 Ex-Health Care ETF" NASDAQ "Exchange Traded Fund" "Financial" 1809 SPY 9/30/2009 42700 "SPDR S&P 500 ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1810 SPYD 10/22/2015 85 "SPDR S&P 500 High Dividend ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 1811 SPYG 8/30/2010 143 "SPDR S&P 500 Growth ETF" NYSE "SPDR State Street Global Advisors" "Large Growth" 1812 SPYV 8/30/2010 83 "SPDR S&P 500 Value ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 1813 SPYX 12/1/2015 3.42 "SPDR S&P 500 Fossil Fuel Rsrv Free ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1814 SQEW 5/12/2020 0.26 "LeaderShares Equity Skew ETF" NASDAQ "Exchange Traded Fund" "Financial" 1815 SQLV 7/13/2017 0.15 "Legg Mason Small-Cap Quality Value ETF" NASDAQ "" "" 1816 SQQQ 2/11/2010 2771 "ProShares UltraPro Short QQQ" NASDAQ "ProShares" "Trading--Inverse Equity" 1817 SRET 3/17/2015 22 "Global X SuperDividend REIT ETF" NASDAQ "Global X Funds" "Real Estate" 1818 SRLN 4/4/2013 67 "SPDR Blackstone / GSO Senior Loan ETF" NYSE "SPDR State Street Global Advisors" "Bank Loan" 1819 SRS 9/28/2009 465 "ProShares UltraShort Real Estate" NYSE "ProShares" "Trading--Inverse Equity" 1820 SRTY 2/11/2010 393 "ProShares UltraPro Short Russell2000" NYSE "ProShares" "Trading--Inverse Equity" 1821 SRVR 5/16/2018 9.29 "Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF" NASDAQ "Exchange Traded Fund" "Financial" 1822 SSG 9/28/2009 17 "ProShares UltraShort Semiconductors" NYSE "ProShares" "Trading--Inverse Equity" 1823 SSO 9/28/2009 2771 "ProShares Ultra S&P500" NYSE "ProShares" "Trading--Leveraged Equity" 1824 SSPY 1/4/2019 0.36 "Syntax Stratified LargeCap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1825 SSUS 1/17/2020 0.71 "Day Hagan/Ned Davis Research Smart Sector ETF" NASDAQ "Exchange Traded Fund" "Financial" 1826 STIP 12/3/2010 24 "iShares 0-5 Year TIPS Bond" NYSE "iShares" "Inflation-Protected Bond" 1827 STLC 4/16/2020 0.03 "iShares Global 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1828 STLG 1/16/2020 0.05 "iShares Global 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1829 STLV 1/16/2020 0.04 "iShares Global 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1830 STMB 4/16/2020 0.03 "iShares Global 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1831 STN 9/28/2009 19 "" "" 1832 STOT 4/14/2016 1.77 "SSGA Active Trust" NASDAQ "Exchange Traded Fund" "Financial" 1833 STPZ 9/28/2009 22 "PIMCO 1-5 Year US TIPS ETF" NYSE "Pimco" "Inflation-Protected Bond" 1834 STSB 4/16/2020 0.04 "iShares Global 100 ETF" NASDAQ "Exchange Traded Fund" "Financial" 1835 SUB 9/28/2009 27 "iShares Short-Term National Muni Bond" NYSE "iShares" "Muni National Short" 1836 SUSA 7/13/2017 8.46 "iShares MSCI USA ESG Select ETF" NASDAQ "Exchange Traded Fund" "Financial" 1837 SUSB 7/18/2017 5.32 "iShares ESG 1-5 Year USD Corporate Bond ETF" NASDAQ "" "" 1838 SUSC 7/20/2017 6.6 "iShares ESG USD Corporate Bond ETF" NASDAQ "" "" 1839 SUSL 5/10/2019 1.51 "iShares ESG MSCI USA Leaders ETF" NASDAQ "" "" 1840 SVXY 10/4/2011 1500 "ProShares Short VIX Short-Term Futures" NYSE "ProShares" "Volatility" 1841 SWAN 11/6/2018 5.86 "Amplify ETF Trust Amplify BlackSwan Growth & Treasury Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1842 SYLD 5/14/2013 5.91 "Cambria Shareholder Yield ETF" NYSE "CAMBRIA ETF TRUST" "Mid-Cap Value" 1843 SZK 9/28/2009 1.95 "ProShares UltraShort Consumer Goods" NYSE "ProShares" "Trading--Inverse Equity" 1844 SZNE 7/24/2018 1.03 "Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF" NASDAQ "Exchange Traded Fund" "Financial" 1845 TAAG 5/8/2020 0.08 "Trend Aggregation Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1846 TADS 5/8/2020 0.18 "Trend Aggregation Dividend Stock ETF" NASDAQ "Exchange Traded Fund" "Financial" 1847 TAGS 3/28/2012 0.68 "Teucrium Agricultural Fund ETV" NASDAQ "Exchange Traded Fund" "Financial" 1848 TAIL 4/6/2017 8.23 "Cambria ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1849 TAN 9/28/2009 154 "Guggenheim Solar ETF" NYSE "Guggenheim Investments" "Miscellaneous Sector" 1850 TAXF 9/12/2018 0.62 "American Century Diversified Municipal Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1851 TBF 9/28/2009 127 "ProShares Short 20+ Year Treasury" NYSE "ProShares" "Trading--Inverse Debt" 1852 TBT 9/28/2009 2070 "ProShares UltraShort 20+ Year Treasury" NYSE "ProShares" "Trading--Inverse Debt" 1853 TBX 4/5/2011 3.94 "ProShares Short 7-10 Year Treasury" NYSE "ProShares" "Trading--Inverse Debt" 1854 TCHP 8/5/2020 0.89 "T. Rowe Price Blue Chip Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1855 TCTL 10/28/2016 0.48 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 1856 TDIV 8/14/2012 20 "First Trust NASDAQ Technology Dividend Index Fund" NASDAQ "" "" 1857 TDTF 9/22/2011 8.55 "FlexShares iBoxx 5Yr Target Dur TIPS ETF" NYSE "Flexshares Trust" "Inflation-Protected Bond" 1858 TDTT 9/23/2011 13 "FlexShares iBoxx 3 Year Target" NYSE "Northern Trust" "Inflation-Protected Bond" 1859 TDV 9/28/2009 1.07 "db-X 2040 Target Date Fund" NYSE "Deutsche Bank" "Target Date 2036-2040" 1860 TDVG 8/5/2020 0.28 "T. Rowe Price Dividend Growth ETF" NASDAQ "Exchange Traded Fund" "Financial" 1861 TECL 3/5/2012 105 "Direxion Daily Technology Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1862 TECS 3/5/2012 132 "Direxion Technology Bear 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1863 TEQI 8/5/2020 0.18 "T. Rowe Price Equity Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1864 TERM 4/11/2017 1 "EquityCompass Tactical Risk Manager ETF" NASDAQ "Exchange Traded Fund" "Financial" 1865 TFI 9/28/2009 97 "SPDR Nuveen Blmbg Barclays Muni Bd ETF" NYSE "SPDR State Street Global Advisors" "Muni National Long" 1866 TFIV 7/31/2018 0.17 "Global X Funds" NASDAQ "Exchange Traded Fund" "Financial" 1867 TFLO 2/4/2014 4.27 "iShares Treasury Floating Rate Bond" NYSE "iShares" "Short Government" 1868 TFLT 7/31/2018 0.11 "Global X Funds" NASDAQ "Exchange Traded Fund" "Financial" 1869 TGRW 8/5/2020 0.17 "T. Rowe Price Growth Stock ETF" NASDAQ "Exchange Traded Fund" "Financial" 1870 THCX 7/9/2019 6.3 "Spinnaker ETF Series The Cannabis ETF" NASDAQ "Exchange Traded Fund" "Financial" 1871 THD 9/28/2009 127 "iShares MSCI Thailand Capped" NYSE "iShares" "Miscellaneous Region" 1872 THNQ 5/11/2020 0.43 "ROBO Global Artificial Intelligence ETF" NASDAQ "Exchange Traded Fund" "Financial" 1873 TILT 9/22/2011 4.28 "FlexShares Mstar US Mkt Factors Tilt ETF" NYSE "Flexshares Trust" "Large Blend" 1874 TIP 9/28/2009 503 "iShares Barclays TIPS Bond Fund" NYSE "iShares" "Inflation-Protected Bond" 1875 TIPX 5/30/2013 3.76 "SPDR Blmbg Barclays 1-10 Year TIPS ETF" NYSE "SPDR State Street Global Advisors" "Inflation-Protected Bond" 1876 TIPZ 9/28/2009 2.71 "PIMCO Broad US TIPS ETF" NYSE "Pimco" "Inflation-Protected Bond" 1877 TLH 9/28/2009 27 "iShares 10-20 Year Treasury Bond" NYSE "iShares" "Long Government" 1878 TLT 9/28/2009 4442 "iShares 20+ Year Treasury Bond" NASDAQ "iShares" "Long Government" 1879 TLTD 9/28/2012 8.09 "FlexShares Mstar DevMks exUS FctTilt ETF" NYSE "Flexshares Trust" "Foreign Large Blend" 1880 TLTE 9/28/2012 6.95 "FlexShares Mstar EmgMkts FctTilt ETF" NYSE "Flexshares Trust" "Diversified Emerging Mkts" 1881 TMDV 11/7/2019 0.09 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1882 TMF 9/28/2009 184 "Direxion Daily 20+ Yr Trsy Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Debt" 1883 TMFC 1/30/2018 5.46 "Motley Fool 100 Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 1884 TMV 9/28/2009 317 "Direxion Daily 20+ Yr Trsy Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Debt" 1885 TNA 9/28/2009 3766 "Direxion Daily Small Cap Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1886 TOK 9/28/2009 4.57 "iShares MSCI Kokusai" NYSE "iShares" "World Stock" 1887 TOKE 7/25/2019 1.12 "Cambria ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1888 TOLZ 3/27/2014 2.83 "ProShares DJ Brookfield Global Infras" NYSE "ProShares" "Infrastructure" 1889 TOTL 2/24/2015 50 "SPDR DoubleLine Total Return Tact ETF" NYSE "SPDR State Street Global Advisors" "Intermediate-Term Bond" 1890 TPAY 2/1/2019 0.23 "Ecofin Digital Payments Infrastructure Fund" NASDAQ "Exchange Traded Fund" "Financial" 1891 TPHD 5/1/2019 1.31 "Timothy Plan High Dividend Stock ETF" NASDAQ "Exchange Traded Fund" "Financial" 1892 TPIF 12/3/2019 0.43 "Timothy Plan International ETF" NASDAQ "Exchange Traded Fund" "Financial" 1893 TPLC 5/1/2019 1.17 "Timothy Plan US Large/Mid Cap Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1894 TPOR 5/3/2017 6.94 "Direxion Daily Transportation Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1895 TPSC 12/3/2019 0.25 "Timothy Plan US Small Cap Core ETF" NASDAQ "Exchange Traded Fund" "Financial" 1896 TPYP 6/30/2015 9.33 "Tortoise North American Pipeline Fund" NYSE "Tortoise Capital" "Energy Limited Partnership" 1897 TQQQ 2/11/2010 3830 "ProShares UltraPro QQQ" NASDAQ "ProShares" "Trading--Leveraged Equity" 1898 TRND 12/8/2010 4.49 "RBS US Large Cap Trendpilot ETN" NYSE "Royal Bank of Scotland NV" "Large Blend" 1899 TRTY 9/12/2018 0.7 "Cambria ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1900 TSJA 1/4/2021 0.12 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1901 TTAC 9/28/2016 1.82 "TrimTabs Float Shrink ETF" BATS "TrimTabs" "Large Blend" 1902 TTAI 6/28/2017 0.2 "TRIMTABS ETF TRUST" NASDAQ "Exchange Traded Fund" "Financial" 1903 TTT 4/9/2010 33 "ProShares UltraPro Short 20+ Year Trs" NYSE "ProShares" "Trading--Inverse Debt" 1904 TUR 9/28/2009 198 "iShares MSCI Turkey ETF" NASDAQ "" "" 1905 TUSA 9/16/2014 0.54 "First Trust Total US Market AlphaDEX ETF" NASDAQ "" "" 1906 TWM 9/28/2009 958 "ProShares UltraShort Russell2000" NYSE "ProShares" "Trading--Inverse Equity" 1907 TYD 9/28/2009 3.41 "Direxion Daily 10-Yr Treasury B" NYSE "Direxion Funds" "Trading-Leveraged Debt" 1908 TYO 9/28/2009 5.9 "Direxion Daily 7-10 Yr Trs Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Debt" 1909 TZA 9/28/2009 3751 "Direxion Daily Small Cap Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1910 UAE 5/1/2014 3.25 "iShares MSCI UAE Capped" NASDAQ "iShares" "Miscellaneous Region" 1911 UAPR 4/1/2019 0.67 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1912 UAUG 8/1/2019 0.54 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1913 UBOT 4/19/2018 4.62 "Direxion Daily Robotics" NASDAQ "Exchange Traded Fund" "Financial" 1914 UBR 7/12/2010 4.33 "ProShares Ultra MSCI Brazil Capped" NYSE "ProShares" "Trading--Leveraged Equity" 1915 UBT 1/21/2010 15 "ProShares Ultra 20+ Year Treasury" NYSE "ProShares" "Trading--Leveraged Debt" 1916 UCC 9/28/2009 1.72 "ProShares Ultra Consumer Services" NYSE "ProShares" "Trading--Leveraged Equity" 1917 UCIB 10/9/2015 0.24 "UBS AG" NASDAQ "Major Banks" "Finance" 1918 UCO 9/28/2009 1478 "ProShares Ultra DJ-AIG Crude Oi" NYSE "ProShares" "Trading-Leveraged Commodities" 1919 UCON 6/5/2018 3.52 "First Trust TCW Unconstrained Plus Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1920 UDEC 12/2/2019 0.46 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1921 UDN 9/28/2009 22 "PowerShares DB US Dollar Bearish ETF" NYSE "PowerShares DB" "Multicurrency" 1922 UDOW 2/11/2010 327 "ProShares UltraPro Dow30" NYSE "ProShares" "Trading--Leveraged Equity" 1923 UEVM 10/26/2017 0.67 "VictoryShares USAA MSCI Emerging Markets Value Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1924 UFEB 2/3/2020 0.56 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1925 UFO 4/11/2019 2.86 "Procure Space ETF" NASDAQ "" "" 1926 UGA 9/28/2009 22 "United States Gasoline" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1927 UGE 9/28/2009 1.38 "ProShares Ultra Consumer Goods" NYSE "ProShares" "Trading--Leveraged Equity" 1928 UGL 9/28/2009 60 "ProShares Ultra Gold" NYSE "ProShares" "Trading--Leveraged Commodities" 1929 UITB 10/26/2017 1.13 "VictoryShares USAA Core Intermediate-Term Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1930 UIVM 10/26/2017 0.67 "VictoryShares USAA MSCI International Value Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1931 UJAN 1/2/2019 1.21 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1932 UJB 4/14/2011 0.68 "ProShares Ultra High Yield" NYSE "ProShares" "Trading--Leveraged Debt" 1933 UJUL 8/8/2018 0.98 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1934 UJUN 6/3/2019 0.42 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1935 UK 4/29/2015 3.53 "Recon Capital FTSE 100 ETF" NYSE "ETF Series Trust" "Miscellaneous Region" 1936 ULE 9/28/2009 4.88 "ProShares Ultra Euro" NYSE "ProShares" "Trading--Miscellaneous" 1937 ULST 10/10/2013 3.93 "SPDR SSgA Ultra Short Term Bond ETF" NYSE "SPDR State Street Global Advisors" "Ultrashort Bond" 1938 ULTR 9/28/2009 21 "IQ Ultra Short Duration ETF" NASDAQ "Exchange Traded Fund" "Financial" 1939 ULVM 10/26/2017 0.85 "VictoryShares USAA MSCI USA Value Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1940 UMAR 3/2/2020 0.42 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1941 UMAY 5/1/2020 0.2 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1942 UMDD 2/11/2010 12 "ProShares UltraPro MidCap400" NYSE "ProShares" "Trading--Leveraged Equity" 1943 UNG 9/28/2009 1779 "United States Natural Gas" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1944 UNL 11/18/2009 6.49 "United States 12 Month Natural Gas" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1945 UNOV 11/1/2019 0.22 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1946 UOCT 10/1/2018 1.57 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1947 UPRO 9/28/2009 1417 "ProShares UltraPro S&P500" NYSE "ProShares" "Trading--Leveraged Equity" 1948 UPV 7/12/2010 2.21 "ProShares Ultra FTSE Europe" NYSE "ProShares" "Trading--Leveraged Equity" 1949 UPW 9/28/2009 2.95 "ProShares Ultra Utilities" NYSE "ProShares" "Trading--Leveraged Equity" 1950 URA 11/5/2010 80 "Global X Uranium ETF" NYSE "Global X Funds" "Natural Resources" 1951 URE 9/28/2009 230 "ProShares Ultra Real Estate" NYSE "ProShares" "Trading-Leveraged Equity" 1952 URNM 12/4/2019 2.23 "NorthShore Global Uranium Mining ETF" NASDAQ "Exchange Traded Fund" "Financial" 1953 URTH 1/12/2012 15 "iShares MSCI World" NYSE "iShares" "World Stock" 1954 URTY 2/11/2010 173 "ProShares UltraPro Russell2000" NYSE "ProShares" "Trading--Leveraged Equity" 1955 USAI 12/13/2017 0.45 "Pacer American Energy Independence ETF" NASDAQ "Exchange Traded Fund" "Financial" 1956 USCI 8/10/2010 18 "United States Commodity Index" NYSE "United States Commodity Funds LLC" "Commodities Broad Basket" 1957 USD 9/28/2009 28 "ProShares Ultra Semiconductors" NYSE "ProShares" "Trading--Leveraged Equity" 1958 USDU 12/18/2013 6.96 "WisdomTree Bloomberg US Dllr Bullish ETF" NYSE "WisdomTree" "Multicurrency" 1959 USEP 9/3/2019 0.64 "Innovator ETFs Trust" NASDAQ "Exchange Traded Fund" "Financial" 1960 USEQ 7/13/2017 0.45 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 1961 USFR 2/4/2014 18 "WisdomTree Bloomberg Floating Rt Trs ETF" NYSE "WisdomTree" "Short Government" 1962 USHY 10/26/2017 60 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1963 USI 4/25/2019 0.13 "Principal Ultra-Short Active Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1964 USIG 2/5/2018 41 "iShares Broad USD Investment Grade Corporate Bond ETF" NASDAQ "" "" 1965 USL 9/28/2009 24 "United States 12 Month Oil" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1966 USLB 11/5/2015 0.94 "PowerShares Russell 1000 Low Beta Eq Wgt" NASDAQ "PowerShares" "Mid-Cap Blend" 1967 USMC 10/12/2017 1.44 "Principal U.S. Mega-Cap Multi-Factor Index ETF" NASDAQ "" "" 1968 USMF 6/29/2017 1.96 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1969 USMV 10/20/2011 484 "iShares Edge MSCI Min Vol USA" NYSE "iShares" "Large Blend" 1970 USO 9/28/2009 3316 "United States Oil Fund" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1971 USOI 4/26/2017 5.84 "Credit Suisse AG" NASDAQ "Investment Bankers/Brokers/Service" "Finance" 1972 USRT 11/3/2016 15 "iShares Core US REIT" NYSE "iShares" "Real Estate" 1973 USSG 3/7/2019 1.49 "Xtrackers MSCI USA ESG Leaders Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1974 UST 1/22/2010 20 "ProShares Ultra 7-10 Year Treasury" NYSE "ProShares" "Trading--Leveraged Debt" 1975 USTB 10/26/2017 0.66 "VictoryShares USAA Core Short-Term Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 1976 USVM 10/26/2017 1.04 "VictoryShares USAA MSCI USA Small Cap Value Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 1977 USXF 6/18/2020 0.92 "iShares ESG Advanced MSCI USA ETF" NASDAQ "" "" 1978 UTES 9/24/2015 0.61 "Virtus Reaves Utilities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1979 UTRN 9/21/2018 0.67 "Vesper US Large Cap Short-Term Reversal Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 1980 UTSL 5/3/2017 4.87 "Direxion Daily Utilities Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1981 UUP 9/28/2009 311 "PowerShares DB US Dollar Bullish ETF" NYSE "PowerShares DB" "Multicurrency" 1982 UVXY 10/4/2011 6896 "ProShares Ultra VIX Short-Term Futures" NYSE "ProShares" "Volatility" 1983 UWM 9/28/2009 444 "ProShares Ultra Russell2000" NYSE "ProShares" "Trading--Leveraged Equity" 1984 UXI 9/28/2009 5.5 "ProShares Ultra Industrials" NYSE "ProShares" "Trading--Leveraged Equity" 1985 UYG 9/28/2009 561 "ProShares Ultra Financials" NYSE "ProShares" "Trading--Leveraged Equity" 1986 UYM 9/28/2009 282 "ProShares Ultra Basic Materials" NYSE "ProShares" "Trading--Leveraged Equity" 1987 VALQ 1/16/2018 0.61 "American Century STOXX U.S. Quality Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 1988 VAMO 9/9/2015 1.04 "Cambria Value and Momentum ETF" BATS "CAMBRIA ETF TRUST" "Large Value" 1989 VAW 9/28/2009 44 "Vanguard Materials ETF" NYSE "Vanguard" "Natural Resources" 1990 VB 9/28/2009 237 "Vanguard Small-Cap ETF" NYSE "Vanguard" "Small Blend" 1991 VBK 9/28/2009 77 "Vanguard Small-Cap Growth ETF" NYSE "Vanguard" "Small Growth" 1992 VBND 10/16/2014 3.42 "Vident Core US Bond Strategy ETF" NASDAQ "Vident Financial" "Intermediate-Term Bond" 1993 VBR 9/28/2009 108 "Vanguard Small-Cap Value ETF" NYSE "Vanguard" "Small Value" 1994 VCEB 9/24/2020 0.6 "Vanguard World Funds" NASDAQ "Exchange Traded Fund" "Financial" 1995 VCIT 11/23/2009 317 "Vanguard Interm-Term Corp Bd ETF" NASDAQ "Vanguard" "Corporate Bond" 1996 VCLT 11/23/2009 99 "Vanguard Long-Term Corporate Bd ETF" NASDAQ "Vanguard" "Corporate Bond" 1997 VCR 9/28/2009 42 "Vanguard Consumer Discretionary ETF" NYSE "Vanguard" "Consumer Cyclical" 1998 VCSH 11/23/2009 310 "Vanguard Short-Term Corporate Bond ETF" NASDAQ "Vanguard" "Short-Term Bond" 1999 VDC 9/28/2009 46 "Vanguard Consumer Staples ETF" NYSE "Vanguard" "Consumer Defensive" 2000 VDE 9/28/2009 178 "Vanguard Energy ETF" NYSE "Vanguard" "Equity Energy" 2001 VEA 9/28/2009 1431 "Vanguard FTSE Developed Markets ETF" NYSE "Vanguard" "Foreign Large Blend" 2002 VEGA 9/18/2012 1.37 "AdvisorShares STAR Global Buy-Write ETF" NASDAQ "Exchange Traded Fund" "Financial" 2003 VEGI 2/2/2012 2.53 "iShares MSCI Glbl Agriculture Producers" NYSE "iShares" "Natural Resources" 2004 VEGN 9/10/2019 0.49 "US Vegan Climate Index" NASDAQ "Exchange Traded Fund" "Financial" 2005 VETS 9/28/2009 0.23 "Pacer Military Times Best Employers ETF" NASDAQ "" "" 2006 VEU 9/28/2009 576 "Vanguard FTSE All-Wld ex-US ETF" NYSE "Vanguard" "Foreign Large Blend" 2007 VFH 9/28/2009 167 "Vanguard Financials ETF" NYSE "Vanguard" "Financial" 2008 VFLQ 2/15/2018 0.19 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2009 VFMF 2/15/2018 0.83 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2010 VFMO 2/15/2018 0.51 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2011 VFMV 2/15/2018 0.66 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2012 VFQY 2/15/2018 0.35 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2013 VFVA 2/15/2018 1.09 "Vanguard Wellington Fund" NASDAQ "Exchange Traded Fund" "Financial" 2014 VGIT 11/23/2009 41 "Vanguard Interm-Term Govt Bd ETF" NASDAQ "Vanguard" "Intermediate Government" 2015 VGK 9/28/2009 1199 "Vanguard FTSE Europe ETF" NYSE "Vanguard" "Europe Stock" 2016 VGLT 11/24/2009 48 "Vanguard Long-Term Government Bd ETF" NASDAQ "Vanguard" "Long Government" 2017 VGSH 11/23/2009 55 "Vanguard Short-Term Government Bond ETF" NASDAQ "Vanguard" "Short Government" 2018 VGT 9/28/2009 172 "Vanguard Information Technology ETF" NYSE "Vanguard" "Technology" 2019 VHT 9/28/2009 88 "Vanguard Health Care ETF" NYSE "Vanguard" "Health" 2020 VICE 5/11/2020 0.12 "AdvisorShares Trust AdvisorShares Vice ETF" NASDAQ "Exchange Traded Fund" "Financial" 2021 VIDI 10/30/2013 7.08 "Vident International Equity Fund" NASDAQ "" "" 2022 VIG 9/28/2009 363 "Vanguard Dividend Appreciation ETF" NYSE "Vanguard" "Large Blend" 2023 VIGI 3/2/2016 18 "Vanguard International Dividend Appreciation ETF" NASDAQ "" "" 2024 VIOG 9/24/2010 4.29 "Vanguard S&P Small-Cap 600 Grow" NYSE "Vanguard" "Small Growth" 2025 VIOO 9/24/2010 13 "Vanguard S&P Small-Cap 600 ETF" NYSE "Vanguard" "Small Blend" 2026 VIOV 9/24/2010 6.25 "Vanguard S&P Small-Cap 600 Value ETF" NYSE "Vanguard" "Small Value" 2027 VIS 9/28/2009 48 "Vanguard Industrials ETF" NYSE "Vanguard" "Industrials" 2028 VIXM 1/4/2011 19 "ProShares VIX Mid-Term Futures" NYSE "ProShares" "Volatility" 2029 VIXY 1/4/2011 1083 "ProShares VIX Short-Term Futures" NYSE "ProShares" "Volatility" 2030 VLU 10/25/2012 0.52 "SPDR S&P 1500 Value Tilt ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 2031 VLUE 4/18/2013 86 "iShares Edge MSCI USA Value Factor" NYSE "iShares" "Large Value" 2032 VMBS 11/23/2009 86 "Vanguard Mortgage-Backed Secs ETF" NASDAQ "Vanguard" "Intermediate-Term Bond" 2033 VMOT 5/3/2017 1.21 "Alpha Architect ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 2034 VNLA 11/17/2016 18 "Janus Short Duration Income ETF" NYSE "Janus" "World Bond" 2035 VNM 9/28/2009 114 "VanEck Vectors Vietnam ETF" NYSE "Van Eck" "Miscellaneous Region" 2036 VNQ 9/28/2009 2292 "Vanguard REIT ETF" NYSE "Vanguard" "Real Estate" 2037 VNQI 11/1/2010 94 "Vanguard Global ex-US Real Est ETF" NASDAQ "Vanguard" "Global Real Estate" 2038 VO 9/28/2009 170 "Vanguard Mid-Cap ETF" NYSE "Vanguard" "Mid-Cap Blend" 2039 VOE 9/28/2009 90 "Vanguard Mid-Cap Value ETF" NYSE "Vanguard" "Mid-Cap Value" 2040 VONE 9/24/2010 13 "Vanguard Russell 1000 ETF" NASDAQ "Vanguard" "Large Blend" 2041 VONG 9/24/2010 20 "Vanguard Russell 1000 Growth ETF" NASDAQ "Vanguard" "Large Growth" 2042 VONV 9/24/2010 18 "Vanguard Russell 1000 Value ETF" NASDAQ "Vanguard" "Large Value" 2043 VOO 9/24/2010 908 "Vanguard 500 ETF" NYSE "Vanguard" "Large Blend" 2044 VOOG 9/24/2010 25 "Vanguard S&P 500 Growth ETF" NYSE "Vanguard" "Large Growth" 2045 VOOV 9/24/2010 12 "Vanguard S&P 500 Value ETF" NYSE "Vanguard" "Large Value" 2046 VOT 9/28/2009 54 "Vanguard Mid-Cap Growth ETF" NYSE "Vanguard" "Mid-Cap Growth" 2047 VOX 9/28/2009 39 "Vanguard Telecommunication Services ETF" NYSE "Vanguard" "Communications" 2048 VPC 2/8/2019 1.76 "Virtus Private Credit Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 2049 VPL 9/28/2009 166 "Vanguard FTSE Pacific ETF" NYSE "Vanguard" "Diversified Pacific/Asia" 2050 VPU 9/28/2009 70 "Vanguard Utilities ETF" NYSE "Vanguard" "Utilities" 2051 VRAI 2/8/2019 1.5 "Virtus Real Asset Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 2052 VRIG 9/22/2016 8.5 "Invesco Variable Rate Investment Grade ETF" NASDAQ "" "" 2053 VRP 5/1/2014 49 "PowerShares Variable Rate Preferred ETF" NYSE "PowerShares" "Preferred Stock" 2054 VSDA 4/18/2017 1.8 "VictoryShares Dividend Accelerator ETF" NASDAQ "" "" 2055 VSGX 9/20/2018 6.81 "Vanguard World Funds" NASDAQ "Exchange Traded Fund" "Financial" 2056 VSL 2/23/2018 0.19 "Volshares Large Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 2057 VSMV 6/22/2017 0.95 "VictoryShares US Multi-Factor Minimum Volatility ETF" NASDAQ "" "" 2058 VSS 9/28/2009 56 "Vanguard FTSE All-Wld ex-US SmCp ETF" NYSE "Vanguard" "Foreign Small/Mid Blend" 2059 VT 9/28/2009 296 "Vanguard Total World Stock ETF" NYSE "Vanguard" "World Stock" 2060 VTC 11/9/2017 4.1 "Vanguard Total Corporate Bond ETF" NASDAQ "" "" 2061 VTEB 8/25/2015 71 "Vanguard Tax-Exempt Bond ETF" NASDAQ "Exchange Traded Fund" "Financial" 2062 VTHR 9/24/2010 4.01 "Vanguard Russell 3000 ETF" NASDAQ "Vanguard" "Large Blend" 2063 VTI 9/28/2009 1197 "Vanguard Total Stock Market ETF" NYSE "Vanguard" "Large Blend" 2064 VTIP 10/16/2012 83 "Vanguard Short-Term Infl-Prot Secs ETF" NASDAQ "Vanguard" "Inflation-Protected Bond" 2065 VTV 9/28/2009 423 "Vanguard Value ETF" NYSE "Vanguard" "Large Value" 2066 VTWG 9/24/2010 6.34 "Vanguard Russell 2000 Growth ETF" NASDAQ "Vanguard" "Small Growth" 2067 VTWO 9/24/2010 37 "Vanguard Russell 2000 ETF" NASDAQ "" "" 2068 VTWV 9/24/2010 5.61 "Vanguard Russell 2000 Value ETF" NASDAQ "Vanguard" "Small Value" 2069 VUG 9/28/2009 283 "Vanguard Growth ETF" NYSE "Vanguard" "Large Growth" 2070 VUSE 1/22/2014 4.41 "Vident Core US Equity" NASDAQ "Vident Financial" "Mid-Cap Value" 2071 VV 9/28/2009 104 "Vanguard Large-Cap ETF" NYSE "Vanguard" "Large Blend" 2072 VWID 7/20/2020 0.03 "ETFIS Series Trust I" NASDAQ "Exchange Traded Fund" "Financial" 2073 VWO 9/28/2009 4396 "Vanguard FTSE Emerging Markets ETF" NYSE "Vanguard" "Diversified Emerging Mkts" 2074 VWOB 6/4/2013 33 "Vanguard Emerging Mkts Govt Bd ETF" NASDAQ "Vanguard" "Emerging Markets Bond" 2075 VXF 9/28/2009 112 "Vanguard Extended Market ETF" NYSE "Vanguard" "Mid-Cap Blend" 2076 VXUS 1/28/2011 223 "Vanguard Total International Stock ETF" NASDAQ "Vanguard" "Foreign Large Blend" 2077 VXZ 9/28/2009 166 "iPath S&P 500 VIX MT Futures ETN" NYSE "Barclays Funds" "Volatility" 2078 VYM 9/28/2009 289 "Vanguard High Dividend Yield ETF" NYSE "Vanguard" "Large Value" 2079 VYMI 3/2/2016 17 "Vanguard International High Dividend Yield ETF" NASDAQ "" "" 2080 WANT 11/29/2018 2.21 "Direxion Daily Consumer Discretionary Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 2081 WBIE 8/27/2014 1.7 "WBI Tactical LCG Shares ETF" NYSE "WBI Investments" "Large Growth" 2082 WBIF 8/27/2014 1.53 "WBI Tactical LCV Shares ETF" NYSE "WBI Investments" "Large Blend" 2083 WBIG 8/27/2014 1.94 "WBI Tactical LCY Shares ETF" NYSE "WBI Investments" "Large Blend" 2084 WBII 8/27/2014 2.58 "WBI Tactical Income Shares ETF" NYSE "WBI Investments" "Allocation--15% to 30% Equity" 2085 WBIL 8/27/2014 1.47 "WBI Tactical LCS Shares ETF" NYSE "WBI Investments" "Large Blend" 2086 WBIN 7/19/2019 0.53 "WBI BullBear Trend Switch US Total Return ETF" NASDAQ "Exchange Traded Fund" "Financial" 2087 WBIT 5/29/2019 0.5 "Absolute Shares Trust WBI BullBear Trend Switch US 3000 Total" NASDAQ "Exchange Traded Fund" "Financial" 2088 WBIY 12/22/2016 1.47 "WBI Power Factor High Dividend ETF" NYSE "WBI Investments" "Large Value" 2089 WBND 10/4/2018 1.41 "Western Asset Total Return ETF" NASDAQ "" "" 2090 WCLD 9/6/2019 21 "WisdomTree Cloud Computing Fund" NASDAQ "" "" 2091 WDIV 5/30/2013 4.1 "SPDR S&P Global Dividend ETF" NYSE "SPDR State Street Global Advisors" "World Stock" 2092 WEAT 9/19/2011 18 "Teucrium Wheat ETF" NYSE "Teucrium" "Commodities Agriculture" 2093 WEBL 11/7/2019 3.32 "Direxion Daily Dow Jones Internet Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 2094 WEBS 11/7/2019 1.73 "Direxion Daily Dow Jones Internet Bear 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 2095 WFH 6/25/2020 1.79 "Direxion Work From Home ETF" NASDAQ "Exchange Traded Fund" "Financial" 2096 WFHY 4/27/2016 1.19 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 2097 WFIG 4/27/2016 0.43 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 2098 WIL 7/10/2014 0.13 "Barclays Women in Leadership ETN" NYSE "Barclays Funds" "Large Blend" 2099 WINC 2/8/2019 0.23 "Western Asset Short Duration Income ETF" NASDAQ "" "" 2100 WIP 9/28/2009 35 "SPDR Citi Intl Govt Infl-Prot Bd ETF" NYSE "SPDR State Street Global Advisors" "World Bond" 2101 WLDR 1/17/2018 0.23 "Affinity World Leaders Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 2102 WOMN 8/28/2018 0.17 "Impact Shares Trust I ETF Impact Shares YWCA Womenas Empowerme" NASDAQ "Exchange Traded Fund" "Financial" 2103 WOOD 9/28/2009 11 "iShares Global Timber & Forestry" NASDAQ "iShares" "Natural Resources" 2104 WPS 9/28/2009 9.24 "iShares Trust iShares S&P Devel" NYSE "iShares" "Global Real Estate" 2105 WTMF 6/26/2017 3.3 "WisdomTree Managed Futures Strategy Fund" NASDAQ "Exchange Traded Fund" "Financial" 2106 WWJD 10/1/2019 0.57 "Inspire International ESG ETF" NASDAQ "Exchange Traded Fund" "Financial" 2107 XAR 9/29/2011 27 "SPDR S&P Aerospace & Defense ETF" NYSE "SPDR State Street Global Advisors" "Industrials" 2108 XBI 9/28/2009 1601 "SPDR S&P Biotech ETF" NYSE "SPDR State Street Global Advisors" "Health" 2109 XBUY 1/30/2019 0.44 "Amplify International Online Retail ETF" NASDAQ "Exchange Traded Fund" "Financial" 2110 XCEM 9/2/2015 0.69 "Columbia EM Core ex-China ETF" NYSE "Columbia" "Diversified Emerging Mkts" 2111 XDIV 2/6/2018 0.26 "U.S. Equity Ex-Dividend Fund Series 2027 Shares" NASDAQ "Exchange Traded Fund" "Financial" 2112 XES 9/28/2009 156 "SPDR S&P Oil & Gas Equipment&Svcs ETF" NYSE "SPDR State Street Global Advisors" "Equity Energy" 2113 XHB 9/28/2009 1666 "SPDR S&P Homebuilders ETF" NYSE "SPDR State Street Global Advisors" "Consumer Cyclical" 2114 XHE 1/27/2011 8.06 "SPDR S&P Health Care Equipment ETF" NYSE "SPDR State Street Global Advisors" "Health" 2115 XHS 9/29/2011 4.96 "SPDR S&P Health Care Services ETF" NYSE "SPDR State Street Global Advisors" "Health" 2116 XITK 1/14/2016 2.4 "SPDR FactSet Innovative Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 2117 XLB 9/28/2009 3035 "Materials Select Sector SPDR" NYSE "State Street Global Advisors" "Natural Resources" 2118 XLC 6/19/2018 349 "The Communication Services Select Sector SPDR Fund" NASDAQ "Exchange Traded Fund" "Financial" 2119 XLE 9/28/2009 8412 "Energy Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Equity Energy" 2120 XLF 9/28/2009 6606 "Financial Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Financial" 2121 XLG 9/28/2009 14 "Guggenheim S&P 500 Top 50 ETF" NYSE "Guggenheim Investments" "Large Blend" 2122 XLI 9/28/2009 4728 "Industrial Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Industrials" 2123 XLK 9/28/2009 3639 "Technology Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Technology" 2124 XLP 9/28/2009 3008 "Consumer Staples Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Consumer Defensive" 2125 XLRE 10/8/2015 459 "Real Estate Select Sector SPDR" NYSE "SPDR State Street Global Advisors" "Real Estate" 2126 XLSR 4/3/2019 1 "SPDR SSGA U.S. Sector Rotation ETF" NASDAQ "Exchange Traded Fund" "Financial" 2127 XLU 9/28/2009 4636 "Utilities Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Utilities" 2128 XLV 9/28/2009 4046 "Health Care Select Sector SPDR ETF" NYSE "SPDR State Street Global Advisors" "Health" 2129 XLY 9/28/2009 2955 "Consumer Discret Sel Sect SPDR ETF" NYSE "SPDR State Street Global Advisors" "Consumer Cyclical" 2130 XME 9/28/2009 1768 "SPDR S&P Metals and Mining ETF" NYSE "SPDR State Street Global Advisors" "Natural Resources" 2131 XMHQ 12/31/2018 0.63 "Invesco S&P MidCap Quality ETF" NASDAQ "Exchange Traded Fund" "Financial" 2132 XMLV 2/15/2013 33 "PowerShares S&P MidCap Low Volatil ETF" NYSE "PowerShares" "Mid-Cap Value" 2133 XMMO 12/31/2018 6.58 "Invesco S&P MidCap Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 2134 XMPT 7/13/2011 5.49 "VanEck Vectors CEF Municipal Income ETF" NYSE "Van Eck" "Muni National Long" 2135 XMVM 12/31/2018 0.93 "Invesco S&P MidCap Value with Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 2136 XNTK 3/21/2017 4.72 "SPDR NYSE Technology ETF" NASDAQ "Exchange Traded Fund" "Financial" 2137 XOP 9/28/2009 5236 "SPDR S&P Oil & Gas Explor & Prodtn ETF" NYSE "SPDR State Street Global Advisors" "Equity Energy" 2138 XOUT 10/7/2019 1.45 "GraniteShares XOUT U.S. Large Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 2139 XPH 9/28/2009 36 "SPDR S&P Pharmaceuticals ETF" NYSE "SPDR State Street Global Advisors" "Health" 2140 XPP 9/28/2009 16 "ProShares Ultra FTSE China 50" NYSE "ProShares" "Trading--Leveraged Equity" 2141 XRLV 4/9/2015 3.57 "PowerShares S&P 500ex-Rate SnsvLwVtl ETF" NYSE "PowerShares" "Large Blend" 2142 XRT 9/28/2009 2858 "SPDR S&P Retail ETF" NYSE "SPDR State Street Global Advisors" "Consumer Cyclical" 2143 XSD 9/28/2009 43 "SPDR S&P Semiconductor ETF" NYSE "State Street Global Advisors" "Technology" 2144 XSHD 12/1/2016 0.88 "PowerShares S&P SmCp Hi Div Low Volatil" BATS "PowerShares" "Small Value" 2145 XSHQ 4/6/2017 0.42 "Invesco Exchange-Traded Fund Trust II" NASDAQ "Exchange Traded Fund" "Financial" 2146 XSLV 2/15/2013 37 "PowerShares S&P SmallCap Low Volatil ETF" NYSE "PowerShares" "Small Value" 2147 XSMO 12/31/2018 1.39 "Invesco S&P SmallCap Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 2148 XSOE 12/10/2014 23 "WisdomTree Emerging Markets Ex-State Owned Enterprises Fund" NASDAQ "Exchange Traded Fund" "Financial" 2149 XSVM 12/31/2018 1.79 "Invesco S&P SmallCap Value with Momentum ETF" NASDAQ "Exchange Traded Fund" "Financial" 2150 XSW 9/29/2011 3.9 "SPDR S&P Software & Services ETF" NYSE "SPDR State Street Global Advisors" "Technology" 2151 XT 3/23/2015 19 "iShares Exponential Technologies" NYSE "iShares" "Miscellaneous Sector" 2152 XTL 1/27/2011 2.85 "SPDR S&P Telecom ETF" NYSE "SPDR State Street Global Advisors" "Communications" 2153 XTN 1/27/2011 11 "SPDR S&P Transportation ETF" NYSE "SPDR State Street Global Advisors" "Industrials" 2154 XVZ 8/18/2011 3.99 "iPath S&P 500 Dynamic VIX ETN" NYSE "Barclays Funds" "Volatility" 2155 XWEB 6/28/2016 1.11 "SPDR S&P Internet ETF" NYSE "SPDR State Street Global Advisors" "Technology" 2156 XYLD 2/24/2020 1.55 "Global X Funds Global X S&P 500 Covered Call ETF" NASDAQ "Exchange Traded Fund" "Financial" 2157 YANG 2/22/2011 123 "Direxion Daily FTSE China Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 2158 YCL 9/28/2009 1.61 "ProShares Ultra Yen" NYSE "ProShares" "Trading--Miscellaneous" 2159 YCS 9/28/2009 49 "ProShares UltraShort Yen" NYSE "ProShares" "Trading--Miscellaneous" 2160 YINN 2/22/2011 429 "Direxion Daily FTSE China Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 2161 YLD 7/9/2015 0.91 "Principal EDGE Active Income ETF" NYSE "Principal Funds" "Allocation--30% to 50% Equity" 2162 YLDE 5/23/2017 0.13 "ClearBridge Dividend Strategy ESG ETF" NASDAQ "" "" 2163 YOLO 4/18/2019 11 "AdvisorShares Pure Cannabis ETF" NASDAQ "Exchange Traded Fund" "Financial" 2164 YXI 4/9/2010 3.23 "ProShares Short FTSE China 50" NYSE "ProShares" "Trading--Inverse Equity" 2165 YYY 2/25/2013 12 "YieldShares High Income ETF" NYSE "YieldShares" "Tactical Allocation" 2166 ZIG 5/15/2019 0.46 "The Acquirers Fund" NASDAQ "Exchange Traded Fund" "Financial" 2167 ZROZ 11/4/2009 13 "PIMCO 25+ Year Zero Coupon US Trs ETF" NYSE "Pimco" "Long Government" 2168 ZSL 9/28/2009 330 "ProShares UltraShort Silver" NYSE "ProShares" "Trading--Inverse Commodities" Delisted: 1 AAIT 2/9/2012 0.45 "iShares MSCI All Country Asia Info Tech" NASDAQ "Exchange Traded Fund" "Financial" 2 AAVX 9/8/2011 0.22 "ETRACS Daily Short 1 Month S&P" NYSE "" "" 3 ABCS 6/8/2011 0.38 "Guggenheim ABC High Dividend ET" NYSE "Guggenheim Funds Distributors, Inc." "Foreign Large Value" 4 ACCU 1/26/2012 1.25 "AdvisorShares Accuvest Global Opport ETF" NYSE "Exchange Traded Fund" "Financial" 5 ACIM 2/28/2012 1.55 "SPDR MSCI ACWI IMI ETF" NYSE "SPDR State Street Global Advisors" "World Stock" 6 ACT 9/28/2009 610 "AdvisorShares Vice ETF" NASDAQ "" "" 7 ACTX 4/29/2015 0.08 "Global X Guru Activist ETF" NASDAQ "Global X Funds" "Large Blend" 8 ADRD 9/25/2009 2.31 "BLDRS Developed Markets 100 ADR ETF" NASDAQ "PowerShares" "Foreign Large Value" 9 ADRU 9/25/2009 1.15 "BLDRS Europe Select ADR ETF" NASDAQ "PowerShares" "Europe Stock" 10 ADZ 9/25/2009 0.29 "DB Agriculture Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 11 AGA 9/25/2009 2.05 "DB Agriculture Double Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 12 AGEM 2/28/2011 0.47 "EGShares GEMS Composite ETF" NYSE "Emerging Global Advisors" "Diversified Emerging Mkts" 13 AGF 9/25/2009 1.97 "DB Agriculture Long ETN DB Agri" NYSE "Deutsche Bank" "Commodities Agriculture" 14 AGGE 5/10/2016 0.88 "IQ Enhanced Core Bond US ETF" NYSE "IndexIQ" "Intermediate-Term Bond" 15 AGGP 5/10/2016 3.4 "IQ Enhanced Core Plus Bond US ETF" NYSE "IndexIQ" "Intermediate-Term Bond" 16 AGLS 8/8/2011 0.73 "Accuvest Global Long Short ETF" NYSE "" "" 17 AGND 12/18/2013 1.22 "WisdomTree Barclays NgtDur US AggtBd ETF" NASDAQ "WisdomTree" "Nontraditional Bond" 18 AGOL 1/14/2011 0.22 "ETFS Asian Gold Trust" NYSE "ETF Securities Ltd" "Commodities Precious Metals" 19 AGRG 5/19/2011 0.03 "Russell Aggressive Growth ETF" NYSE "Russell" "Large Growth" 20 ALD 9/25/2009 45 "WisdomTree Asia Local Debt ETF" NYSE "WisdomTree" "Emerging-Markets Local-Currency Bond" 21 ALFI 11/10/2015 0.14 NASDAQ "" "" 22 ALUM 1/5/2011 0.21 "Global X Aluminum ETF" NYSE "Global X Funds" "Natural Resources" 23 AMJL 5/18/2016 0.87 "Credit Suisse X-Links MP2xLvgAlrnMLP ETN" NYSE "Credit Suisse AG" "Trading--Leveraged Equity" 24 AMPS 2/22/2012 0.6 "iShares Utilities Bond" NYSE "iShares" "Corporate Bond" 25 AMU 7/18/2012 25 "ETRACS 2X Wells Fargo - BDCI" NASDAQ "Exchange Traded Fund" "Financial" 26 AND 2/3/2011 1.02 "Global X FTSE Andean 40 ETF" NYSE "Global X Funds" "Latin America Stock" 27 AOIL 9/6/2018 0.07 "Aberdeen Standard Bloomberg WTI Crude Oil Strategy K-1 Free ET" NASDAQ "Exchange Traded Fund" "Financial" 28 ARVR 7/10/2018 0.02 NASDAQ "" "" 29 ASDR 4/9/2013 0.02 "VelocityShares Emerging Asia DR ETF" NYSE "ALPS" "Diversified Pacific/Asia" 30 AUGR 8/1/2018 0.08 "Defiance Future Tech ETF" NASDAQ "Exchange Traded Fund" "Financial" 31 AUNZ 7/5/2011 2.57 "WisdomTree Australia & NZL Dbt ETF" NYSE "WisdomTree" "World Bond" 32 AUSE 2/28/2011 1.64 "WisdomTree Australia Dividend ETF" NYSE "WisdomTree" "Miscellaneous Region" 33 AXDI 8/10/2010 0.09 "iShares MSCI ACWI ex US Consume" NYSE "iShares" "Consumer Cyclical" 34 AXEN 8/10/2010 0.22 "iShares MSCI ACWI ex US Energy" NYSE "iShares" "Equity Energy" 35 AXFN 1/28/2010 0.22 "iShares MSCI ACWI ex US Financi" NASDAQ "iShares" "Financial" 36 AXHE 8/10/2010 0.18 "iShares MSCI ACWI ex US Health" NYSE "iShares" "Health" 37 AXID 8/10/2010 0.14 "iShares MSCI ACWI ex US Industr" NYSE "iShares" "Industrials" 38 AXIT 7/20/2010 0.1 "iShares MSCI ACWI ex US Informa" NYSE "iShares" "Technology" 39 AXJL 2/28/2011 1.57 "WisdomTree Asia Pacific ex-Japan ETF" NYSE "WisdomTree" "Pacific/Asia ex-Japan Stk" 40 AXJS 2/3/2012 0.28 "iShares MSCI AC Asia ex Japan Small-Cap" NYSE "iShares" "Pacific/Asia ex-Japan Stk" 41 AXJV 6/5/2014 0.46 "iShares Edge MSCI Min Vol Asia ex Japan" NYSE "iShares" "Pacific/Asia ex-Japan Stk" 42 AXMT 8/10/2010 0.22 "iShares MSCI ACWI ex US Materia" NYSE "iShares" "Natural Resources" 43 AXSL 8/4/2010 0.12 "iShares TMSCI ACWI ex US Consum" NYSE "iShares" "Consumer Defensive" 44 AXTE 8/10/2010 0.15 "iShares MSCI ACWI ex US Telecom" NYSE "iShares" "Communications" 45 AXUT 8/10/2010 0.31 "iShares MSCI ACWI ex US Utiliti" NYSE "iShares" "Utilities" 46 AYT 9/25/2009 1.68 "iPath GEMS Asia 8 ETN" NYSE "Barclays Funds" "Multicurrency" 47 AZIA 4/3/2013 0.32 "Global X Central Asia & Mongolia ETF" NYSE "Exchange Traded Fund" "Financial" 48 BABS 8/3/2010 4.14 "SPDR Nuveen Barclays Capital Bu" NYSE "State Street Global Advisors" "Long-Term Bond" 49 BABZ 9/24/2010 1.72 "Pimco Build America Bond Strate" NYSE "PIMCO" "Long-Term Bond" 50 BALB 2/5/2018 0.09 NASDAQ "" "" 51 BARN 6/2/2011 0.11 "Global X Farming ETF" NYSE "Global X Funds" "Natural Resources" 52 BARS 5/6/2014 0.03 "Direxion Daily Gold Bear 3X ETF" NYSE "Exchange Traded Fund" "Financial" 53 BBRC 8/15/2012 6.33 "Columbia Beyond BRICs ETF" NASDAQ "Exchange Traded Fund" "Financial" 54 BBVX 9/8/2011 0.13 "ETRACS Daily Short 2 Month S&P" NYSE "Commercial Banks, Not Elsewhere Classified" "Finance, Insurance, and Real Estate" 55 BCHP 4/23/2014 0.16 "EGShares Blue Chip ETF" NYSE "Exchange Traded Fund" "Financial" 56 BCNA 6/20/2018 0.07 "Reality Shares Nasdaq NexGen Economy China ETF" NASDAQ "" "" 57 BDAT 7/16/2015 0.02 NASDAQ "" "" 58 BDCL 5/25/2011 33 "UBS ETRACS 2xLvg Lng WF Busn Dev Co ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 59 BDCS 4/28/2011 6.3 "UBS ETRACS Wells Fargo Busn Dev Co ETN" NYSE "UBS Group AG" "Financial" 60 BDD 9/25/2009 3.59 "DB Base Metals Double Long ETN" NYSE "Deutsche Bank AG" "Trading--Leveraged Commodities" 61 BDG 9/25/2009 0.25 "DB Base Metals Long ETN" NYSE "Deutsche Bank AG" "Commodities Industrial Metals" 62 BDH 9/25/2009 0.61 "Merrill Lynch & Co., Inc. Broad" AMEX "Merrill Lynch" "Technology" 63 BEF 3/31/2017 0.05 NYSE "" "" 64 BEMO 6/9/2016 0.71 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 65 BERN 10/17/2017 0.05 "Exchange Traded Concepts Trust" NASDAQ "Exchange Traded Fund" "Financial" 66 BGU 9/25/2009 428 "Direxion Large Cap Bull 3X Shar" NYSE "Direxion Funds" "Trading-Leveraged Equity" 67 BGZ 9/25/2009 468 "Direxion Large Cap Bear 3X Shar" NYSE "Direxion Funds" "Trading-Inverse Equity" 68 BHH 9/25/2009 2.39 "Merrill Lynch & Co., Inc. B2B I" AMEX "Merrill Lynch" "Technology" 69 BIGD 10/5/2015 0.06 "PureFunds ISE Big Data ETF" NYSE "Pure Funds" "Technology" 70 BIK 9/25/2009 15 "SPDR S&P BRIC 40" NYSE "State Street Global Advisors" "Diversified Emerging Mkts" 71 BIKR 6/21/2018 0.1 "Rogers AI Global Macro ETF" NASDAQ "Exchange Traded Fund" "Financial" 72 BJJN 1/18/2018 0.04 NASDAQ "" "" 73 BJO 2/1/2018 0.92 NYSE "" "" 74 BKC 9/25/2009 107 NYSE "" "" 75 BKCH 2/7/2019 0.1 "AdvisorShares Sabretooth ETF" NASDAQ "" "" 76 BLNG 4/21/2011 0.21 "iPath Pure Beta Precious Metal" NYSE "" "" 77 BMLA 5/19/2016 0.02 "BullMark LatAm Select Leaders ETF" NASDAQ "" "" 78 BMLP 12/21/2016 0.13 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 79 BNDS 5/26/2015 4.33 "SPDR Blmbg Barclays Aggregate Bond ETF" NYSE "SPDR State Street Global Advisors" "Intermediate-Term Bond" 80 BNKO 4/3/2019 0.07 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 81 BNKZ 4/3/2019 0.06 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 82 BNZ 9/25/2009 1.1 "WisdomTree Dreyfus New Zealand" NYSE "WisdomTree Trust" "Currency" 83 BOM 9/25/2009 2.97 "DB Base Metals Double Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 84 BONO 5/12/2011 1 "Market Vectors LatAm Aggregate" NYSE "Van Eck" "Emerging Markets Bond" 85 BOON 2/28/2018 0.19 "NYSE Pickens Oil Response ETF" NASDAQ "Exchange Traded Fund" "Financial" 86 BOS 9/25/2009 1.05 "PowerShares DB Base Metals Shor" NYSE "Deutsche Bank" "Trading-Inverse Commodities" 87 BRAF 7/29/2010 0.58 "Global X Brazil Financials ETF" NYSE "Global X Funds" "Latin America Stock" 88 BRAQ 7/12/2010 1.92 "Global X Brazil Consumer ETF" NYSE "Global X Funds" "Latin America Stock" 89 BRAZ 7/12/2010 1.84 "Global X Brazil Mid Cap ETF" NYSE "Global X Funds" "Latin America Stock" 90 BRGL 10/17/2017 0.02 "Exchange Traded Concepts Trust" NASDAQ "Exchange Traded Fund" "Financial" 91 BRIL 4/9/2010 0.57 "Direxion Daily BRIC Bull 3x Sha" NYSE "Direxion Funds" "Trading-Leveraged Equity" 92 BRIS 4/12/2010 0.28 "Direxion Daily BRIC Bear 3x Sha" NYSE "Direxion Funds" "Trading-Inverse Equity" 93 BRXX 2/24/2010 4.79 "EGShares Brazil Infrastructure" NYSE "Emerging Global Advisors" "Latin America Stock" 94 BRZS 5/1/2013 0.57 NASDAQ "" "" 95 BSC 9/25/2009 0.12 "Elements BG Small Cap ETN" NYSE "Deutsche Bank AG" "Small Value" 96 BSCC 7/12/2010 0.84 "Guggenheim BulletShares 2012 CB" NYSE "Guggenheim Funds Distributors, Inc." "Short-Term Bond" 97 BSCD 7/12/2010 2.03 "Guggenheim BulletShares 2013 Co" NYSE "Guggenheim Funds Distributors, Inc." "Short-Term Bond" 98 BSCF 7/12/2010 8.57 "Guggenheim BulletShares 2015 Co" NYSE "Guggenheim Funds Distributors, Inc." "Intermediate-Term Bond" 99 BSCG 7/12/2010 12 "Guggenheim BulletShares 2016 Co" NYSE "Guggenheim Funds Distributors, Inc." "Intermediate-Term Bond" 100 BSCH 7/12/2010 16 "Guggenheim BulletShrs 2017 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 101 BSCI 3/28/2012 17 "Guggenheim BulletShrs 2018 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 102 BSCJ 3/29/2012 19 "Guggenheim BulletShrs 2019 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 103 BSCK 3/29/2012 29 "Guggenheim BulletShrs 2020 Corp Bd ETF" NYSE "Guggenheim Investments" "Corporate Bond" 104 BSJE 1/25/2011 6.52 "Guggenheim BulletShares 2014 Hi" NYSE "Guggenheim Funds Distributors, Inc." "High Yield Bond" 105 BSJF 1/25/2011 15 "Guggenheim BulletShares 2015 Hi" NYSE "Guggenheim Funds Distributors, Inc." "High Yield Bond" 106 BSJG 4/25/2012 11 "Guggenheim BulletShrs2016 HY CorpBd ETF" NYSE "Exchange Traded Fund" "Financial" 107 BSJH 4/25/2012 13 "Guggenheim BulletShrs 2017 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 108 BSJI 4/25/2012 19 "Guggenheim BulletShrs 2018 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 109 BSJJ 9/24/2013 20 "Guggenheim BulletShrs 2019 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 110 BSJK 9/24/2013 23 "Guggenheim BulletShrs 2020 HY CorpBd ETF" NYSE "Guggenheim Investments" "High Yield Bond" 111 BSWN 7/14/2016 0.17 "VelocityShares VIX Tail Risk ETN" NYSE "UBS" "Volatility" 112 BTAH 9/13/2011 0.07 "QuantShares U.S. Market Neutral" NYSE "" "" 113 BUND 11/10/2011 0.06 "PIMCO Germany Bond Index Fund" NYSE "PIMCO" "World Bond" 114 BUNL 3/23/2011 1.08 "PowerShares DB German Bund Futu" NYSE "" "" 115 BUNT 3/23/2011 0.78 "PowerShares DB 3X German Bund F" NYSE "" "" 116 BUY 12/1/2017 0.11 "USCF SummerHaven SHPEI Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 117 BUYN 12/1/2017 0.05 "USCF SummerHaven SHPEN Index Fund" NASDAQ "Exchange Traded Fund" "Financial" 118 BUZ 4/19/2016 0.35 "Sprott Buzz Social Media Insights ETF" NYSE "ALPS" "Large Growth" 119 BVAL 6/13/2017 0.39 "Brand Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 120 BVL 9/25/2009 0.02 "Deutsche Bank AG ETN" NYSE "Deutsche Bank AG" "Large Value" 121 BVNSC 2/15/2018 0.01 "Brandes Investment Trust" NASDAQ "" "" 122 BVT 9/25/2009 0.08 "Deutsche Bank AG ETN" NYSE "Deutsche Bank AG" "Large Value" 123 BWV 9/25/2009 0.6 "iPath CBOE S&P 500 BuyWrite ETN" NYSE "Barclays Funds" "Large Blend" 124 BXDB 11/18/2009 0.76 "Barclays Short B Leveraged S&P" NYSE "Barclays Bank PLC" "Trading-Inverse Equity" 125 BXDC 11/18/2009 1.1 "Barclays Short C Leveraged Inve" NYSE "Barclays Bank PLC" "Trading-Inverse Equity" 126 BXUB 11/18/2009 1.14 "Barclays Long B Leveraged S&P 5" NYSE "Barclays Bank PLC" "Trading-Leveraged Equity" 127 BXUC 11/18/2009 1.99 "Barclays Long C Leveraged S&P 5" NYSE "Barclays Bank PLC" "Trading-Leveraged Equity" 128 BZF 9/25/2009 9.17 "WisdomTree Brazilian Real Strategy ETF" NYSE "WisdomTree" "Single Currency" 129 CAD 11/10/2011 0.44 "PIMCO Canada Bond Index Fund ET" NYSE "PIMCO" "World Bond" 130 CAFE 4/21/2011 1.89 "iPath Pure Beta Coffee ETN" NYSE "Barclays Funds" "Commodities Agriculture" 131 CAPX 5/27/2015 0.07 "Elkhorn S&P 500 Capital Expenditures" NYSE "Elkhorn" "Large Blend" 132 CBND 4/7/2011 2.38 "SPDR Blmbg Barclays Isr Scr CorpBd ETF" NYSE "SPDR State Street Global Advisors" "Corporate Bond" 133 CCVX 9/8/2011 0.11 "ETRACS Daily Short 3 Month S&P" NYSE "" "" 134 CCXE 2/28/2011 0.75 "WisdomTree Commodity Country Eq" NYSE "WisdomTree" "Natural Resources" 135 CEFL 12/11/2013 30 "UBS ETRACS Mthly Py 2xLvg Closed-End ETN" NYSE "UBS Group AG" "Trading--Miscellaneous" 136 CEZ 9/29/2009 0.7 "VictoryShares Emerging Market Volatility Wtd ETF" NASDAQ "" "" 137 CFGE 7/14/2014 0.05 NASDAQ "" "" 138 CFT 9/28/2009 13 "iShares Lehman Credit Bond Fund" NYSE "iShares" "Intermediate-Term Bond" 139 CGVIC 4/13/2018 0.01 NASDAQ "" "" 140 CHEP 9/13/2011 1.29 "QuantShares US Market Neutral Value" NYSE "QuantShares" "Market Neutral" 141 CHLC 10/12/2011 0.75 "Market Vectors Renminbi Bond ETF" NYSE "Exchange Traded Fund" "Financial" 142 CHNB 11/19/2014 0.19 NASDAQ "" "" 143 CHOC 4/21/2011 1.01 "iPath Pure Beta Cocoa ETN" NYSE "Barclays Funds" "Commodities Agriculture" 144 CHXF 9/19/2012 0.56 "WisdomTree China Dividend ex-Fincls ETF" NASDAQ "Exchange Traded Fund" "Financial" 145 CHXX 2/17/2010 1.68 "EGShares China Infrastructure E" NYSE "Emerging Global Advisors" "China Region" 146 CIU 9/28/2009 93 "iShares Intermediate Credit Bond" NYSE "iShares" "Corporate Bond" 147 CIVEC 4/13/2018 0.01 "Causeway ETMF Trust" NASDAQ "" "" 148 CJNK 11/17/2014 2.2 "SPDR BofA ML Crossover Corp Bd ETF" NYSE "SPDR State Street Global Advisors" "Corporate Bond" 149 CLAW 8/19/2015 0.09 "Direxion Daily Hmbldrs&Supls Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 150 CLY 12/9/2009 26 "iShares 10+ Year Credit Bond" NYSE "iShares" "Corporate Bond" 151 CLYH 9/11/2015 0.31 "iShares Interest Rt Hdgd 10+ Yr Crdt Bd" NYSE "iShares" "Corporate Bond" 152 CMDT 8/13/2013 0.47 "iShares Commodity Optimized Trust" NYSE "iShares" "Commodities Broad Basket" 153 CNDA 4/9/2010 2.27 "IQ Canada Small Cap ETF" NYSE "IndexIQ" "Miscellaneous Region" 154 CNDF 5/12/2016 0.06 "iShares Edge MSCI Mltifctr Cnsmr Dcrtnry" BATS "iShares" "Consumer Cyclical" 155 CNHX 10/20/2015 0.05 "CSOP MSCI China A International Hedged ETF" NASDAQ "Exchange Traded Fund" "Financial" 156 CNPF 5/25/2011 1.67 "Global Canada Preferred ETF" NYSE "Global X Funds" "Miscellaneous Sector" 157 CNSF 5/12/2016 0.04 "iShares Edge MSCI Mltfctr Cnsmr Stpls" BATS "iShares" "Consumer Defensive" 158 CNTR 5/19/2011 0.07 "PowerShares Contrarian Opportunities ETF" NYSE "PowerShares" "Mid-Cap Value" 159 CNY 9/28/2009 2.98 "Market Vectors Chinese Renminbi/USD ETN" NYSE "Market Vectors" "Single Currency" 160 COBO 5/25/2012 0.19 NASDAQ "" "" 161 COLX 3/15/2011 0.49 "Market Vectors Colombia ETF" NYSE "Van Eck" "Latin America Stock" 162 COMG 5/25/2017 0.19 "GraniteShares S&P GSCI Commodity Broad Strategy No K-1 ETF" NASDAQ "Exchange Traded Fund" "Financial" 163 CONG 5/19/2011 0.14 "Russell Consistent Growth ETF" NYSE "Russell" "Large Growth" 164 COWB 2/1/2018 0.05 NASDAQ "" "" 165 COWL 5/25/2011 0.61 "Direxion Daily Agribusiness Bul" NYSE "Direxion Funds" "Trading-Leveraged Equity" 166 COWS 5/25/2011 0.27 "Direxion Daily Agribusiness Bea" NYSE "Direxion Funds" "Trading-Inverse Equity" 167 CRBQ 9/28/2009 2.69 "Global Commodity Equity ETF" NYSE "ALPS" "Natural Resources" 168 CRDT 2/11/2014 0.11 "WisdomTree Strategic Corporate Bond ETF" NASDAQ "WisdomTree" "World Bond" 169 CRED 9/28/2009 12 "iShares US Credit Bond" NYSE "iShares" "Corporate Bond" 170 CRO 9/28/2009 0.06 "CRT Properties Inc" NYSE "" "" 171 CROP 3/22/2011 2.32 "IQ Global Agribusiness Small Ca" NYSE "IndexIQ" "Consumer Defensive" 172 CRUD 2/23/2011 0.27 "Teucrium Crude Oil Fund Exchang" NYSE "Teucrium" "Commodities Energy" 173 CRUSC 1/11/2018 0.01 "Calvert Management Series" NASDAQ "" "" 174 CSCB 6/12/2013 0.09 NASDAQ "" "" 175 CSCR 6/12/2013 0.29 "Credit Suisse X-Links Cmdty Rotation ETN" NYSE "Credit Suisse AG" "Commodities Broad Basket" 176 CSJ 9/28/2009 143 "iShares 1-3 Year Credit Bond ETF" NASDAQ "" "" 177 CSLS 2/22/2010 1.47 "Credit Suisse X-Links Long/Short Eq ETN" NYSE "Credit Suisse AG" "Long-Short Equity" 178 CSMA 10/4/2010 1.36 "Credit Suisse X-Links Merger Arbtrg ETN" NYSE "Credit Suisse AG" "Market Neutral" 179 CSMB 3/8/2011 0.41 "Credit Suisse Exchange Trade No" NYSE "" "" 180 CSMN 9/21/2011 0.4 "Credit Suisse Market Neut Global Eq ETN" NASDAQ "" "" 181 CTNN 4/21/2011 0.38 "iPath Pure Beta Cotton ETN" NYSE "Barclays Funds" "Commodities Agriculture" 182 CU 4/9/2010 7.03 "First Trust ISE Global Copper I" NASDAQ "First Trust" "Natural Resources" 183 CUMB 1/18/2017 0.37 "Virtus Cumberland Municipal Bond ETF" NYSE "Cumberland Advisors" "Muni National Interm" 184 CUPM 4/21/2011 0.26 "iPath Pure Beta Copper ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 185 CVOL 11/15/2010 4.1 "C-Tracks ETN linked to Citi Volatil TR" NYSE "Citigroup" "Volatility" 186 CVRT 5/26/2011 0.27 "PowerShares Convertible Securit" NYSE "PowerShares" "Convertibles" 187 CWAI 3/30/2017 0.16 "StrongVest ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 188 CXA 9/28/2009 3.99 "SPDR Nuveen Barclays Capital Ca" NYSE "State Street Global Advisors" "Muni California Long" 189 DAG 9/28/2009 17 "DB Agriculture Double Long ETN" NYSE "Deutsche Bank AG" "Trading--Leveraged Commodities" 190 DAUD 12/12/2017 0.17 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 191 DBAP 10/1/2013 0.78 "Deutsche X-trackers MSCI AsPc exJp HgdEq" NYSE "Deutsche Asset Management" "Pacific/Asia ex-Japan Stk" 192 DBAU 8/19/2015 0.02 "Deutsche X-trackers MSCI Aust Hdgd Eq" NYSE "Deutsche Asset Management" "Miscellaneous Region" 193 DBBR 6/9/2011 1.22 "Deutsche X-trackers MSCI Brazil Hedgd Eq" NYSE "Deutsche Asset Management" "Latin America Stock" 194 DBES 8/19/2015 0.03 NASDAQ "" "" 195 DBIF 4/9/2015 0.05 "Deutsche X-trackers S&P Hdgd Glbl Infras" NYSE "Deutsche Asset Management" "Infrastructure" 196 DBIT 8/19/2015 0.01 "Deutsche X-trackers MSCI Italy Hedged Eq" BATS "Deutsche Asset Management" "Miscellaneous Region" 197 DBIZ 12/19/2012 1.27 "AdvisorShares Pring Turner Bus Cycle ETF" NYSE "Exchange Traded Fund" "Financial" 198 DBKO 1/27/2014 2.79 "Deutsche X-trackers MSCI SKorea Hedgd Eq" NYSE "Deutsche Asset Management" "Miscellaneous Region" 199 DBMX 1/27/2014 0.26 "Deutsche X-trackers MSCI Mexico Hedgd Eq" NYSE "Deutsche Asset Management" "Miscellaneous Region" 200 DBN 9/28/2009 0.56 "WisdomTree International Basic" NYSE "" "" 201 DBR 9/28/2009 0.1 "Wisdomtree International Health Care Sector" NYSE "" "" 202 DBRE 4/9/2015 0.04 "Deutsche X-trackers DJ Hdgd Intl Rl Estt" BATS "Deutsche Asset Management" "Global Real Estate" 203 DBRT 9/15/2017 0.12 NASDAQ "" "" 204 DBSE 8/19/2015 0.01 NASDAQ "" "" 205 DBSP 8/19/2015 0.01 NASDAQ "" "" 206 DBT 9/28/2009 0.12 "WisdomTree Trust" NYSE "" "" 207 DBU 9/28/2009 1.73 "WisdomTree Global ex-US Utility" NYSE "WisdomTree" "Utilities" 208 DBUK 10/1/2013 0.23 "Deutsche X-trackers MSCI UK Hedged Eq" NYSE "Deutsche Asset Management" "Miscellaneous Region" 209 DCHF 12/12/2017 0.09 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 210 DCNG 4/21/2011 0.45 "iPath Seasonal Natural Gas ETN" NYSE "" "" 211 DDBI 12/29/2015 0.09 "Legg Mason Dev ex-US Divers Cor ETF" NASDAQ "Legg Mason" "Foreign Large Blend" 212 DDEZ 1/7/2016 0.13 "WisdomTree Dynamic Ccy Hdgd Eurp Eq ETF" BATS "WisdomTree" "Europe Stock" 213 DDI 9/28/2009 0.11 "DDi Corp. (DDIC)" NASDAQ "Printed Circuit Boards" "Technology" 214 DDJP 1/7/2016 0.05 "WisdomTree Dynamic Ccy Hdgd Jpn Eq ETF" BATS "WisdomTree" "Japan Stock" 215 DDP 9/28/2009 0.76 "DB Commodity Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 216 DDVX 9/8/2011 0.05 "ETRACS Daily Short 4 Month S&P" NYSE "" "" 217 DEB 9/28/2009 0.12 "WisdomTree Europe Total Dividend ETF" NYSE "" "" 218 DEE 9/28/2009 0.59 "DB Commodity DB Commodity Doubl" NYSE "Deutsche Bank" "Trading-Inverse Commodities" 219 DEFL 12/6/2011 0.16 "PowerShares DB US Deflation ETN" NYSE "Exchange Traded Fund" "Financial" 220 DEMG 4/19/2016 0.19 "Deutsche X-trackers FTSE Emerg Cmps Ftr" NYSE "Deutsche Asset Management" "Diversified Emerging Mkts" 221 DENT 9/28/2009 0.52 "Dent Tactical ETF" NYSE "AdvisorShares" "World Allocation" 222 DESC 6/28/2016 0.16 "Xtrackers Russell 2000 Comprehensive Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 223 DEUR 12/12/2017 0.5 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 224 DEWJ 1/8/2016 0.06 "iShares Adaptive Ccy Hdgd MSCI Japan" BATS "iShares" "Japan Stock" 225 DEZU 1/8/2016 0.07 "iShares Adaptive Ccy Hdgd MSCI Eurozone" BATS "iShares" "Europe Stock" 226 DGAZ 2/8/2012 791 "VelocityShares 3x Inv Natural Gas ETN" NYSE "Credit Suisse AG" "Trading--Inverse Commodities" 227 DGBP 12/12/2017 0.19 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 228 DGG 9/28/2009 0.14 "Dollar General Corp" NYSE "" "" 229 DGLD 10/17/2011 20 "VelocityShares 3x Inverse Gold ETN" NASDAQ "Credit Suisse AG" "Trading--Inverse Commodities" 230 DHDG 11/3/2016 0.29 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 231 DHVW 5/12/2015 1.09 NASDAQ "" "" 232 DI 1/23/2014 0.37 "PIMCO Diversified Income Active ETF" NYSE "Pimco" "World Bond" 233 DIRT 4/21/2011 0.17 "iPath Pure Beta Agriculture ETN" NYSE "Barclays Funds" "Commodities Agriculture" 234 DIVC 9/16/2014 0.29 "C-Tracks ETN Miller/Howard Strt Div Rinv" NYSE "Citigroup" "Large Value" 235 DIVI 7/30/2014 0.24 "AdvisorShares Athena High Dividend ETF" NYSE "Exchange Traded Fund" "Financial" 236 DIVY 12/18/2014 2.47 "Reality Shares DIVS ETF" NYSE "Reality Shares ETF Trust" "Multialternative" 237 DJCI 10/29/2009 2.4 "UBS ETRACS Bloomberg Cmdty Tot Ret ETN" NYSE "UBS Group AG" "Commodities Broad Basket" 238 DJPY 12/12/2017 0.11 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 239 DKA 9/28/2009 0.76 "WisdomTree International Energy" NYSE "" "" 240 DLBL 8/10/2010 1.83 "iPath US Treasury Long Bond Bull ETN" NASDAQ "Barclays Funds" "Trading--Leveraged Debt" 241 DLBR 8/16/2017 0.16 "Citigroup Global Markets Holdings Inc VelocityShares Short LIB" NASDAQ "Exchange Traded Fund" "Financial" 242 DLBS 8/10/2010 3.4 "iPath US Treasury Long Bond Bea" NYSE "iPath" "Trading-Inverse Debt" 243 DND 9/28/2009 0.51 "WisdomTree Pacific ex-Japan Tot" NYSE "" "" 244 DNH 9/28/2009 0.95 "WisdomTree Pacific ex-Japan Hig" NYSE "" "" 245 DNO 9/28/2009 5.45 "United States Short Oil" NYSE "United States Commodity Funds LLC" "Trading--Inverse Commodities" 246 DOD 9/28/2009 3.75 "ELEMENTS Dogs of Dow DJ HY Sel 10 TR ETN" NYSE "ELEMENTS" "Large Value" 247 DOGS 1/3/2018 0.08 "Arrow Dogs of the World ETF" NASDAQ "Exchange Traded Fund" "Financial" 248 DOIL 2/8/2012 0.04 NASDAQ "" "" 249 DPC 9/28/2009 0.04 "WisdomTree Trust" NYSE "" "" 250 DPK 9/28/2009 11 "Direxion Daily Dev Mkts Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 251 DPN 9/28/2009 0.08 "Wisdomtree International Cnsmr Noncyclical S" NYSE "" "" 252 DPU 9/28/2009 0.5 "DB Commodity DB Commodity Long" NYSE "Deutsche Bank" "Commodities Broad Basket" 253 DQML 11/1/2018 0.06 "Reality Shares Fundstrat DQM Long ETF" NASDAQ "Exchange Traded Fund" "Financial" 254 DRF 9/28/2009 0.2 "WisdomTree Trust" NYSE "" "" 255 DRGS 10/24/2011 0.34 "RBS Global Big Pharma ETN" NYSE "Royal Bank of Scotland NV" "Health" 256 DRR 9/28/2009 5.88 "Market Vectors Double Short Euro ETN" NYSE "Market Vectors" "Trading--Miscellaneous" 257 DSC 9/28/2009 0.42 "SPDR Series Trust" NYSE "" "" 258 DSG 9/28/2009 0.58 "SPDR Dow Jones Small Cap Growth" NYSE "State Street Global Advisors" "Small Growth" 259 DSLV 10/17/2011 41 "VelocityShares 3x Inverse Silver ETN" NASDAQ "Credit Suisse AG" "Trading--Inverse Commodities" 260 DSTJ 10/7/2010 0.05 "JPMorgan Double Short US Long B" NYSE "JPMorgan" "Trading-Inverse Debt" 261 DSUM 9/23/2011 8.99 "PowerShares Chinese Yuan Dim Su" NYSE "PowerShares" "Emerging Markets Bond" 262 DSV 9/28/2009 0.63 "SPDR Series Trust" NYSE "" "" 263 DSXJ 10/6/2010 0.04 "JPMorgan Double Short US 10 Yea" NYSE "JPMorgan" "Trading-Inverse Debt" 264 DTO 9/28/2009 70 "DB Crude Oil Double Short ETN" NYSE "Deutsche Bank AG" "Trading--Inverse Commodities" 265 DTUL 8/10/2010 3 "iPath US Treasury 2-year Bull ETN" NASDAQ "Barclays Funds" "Trading--Leveraged Debt" 266 DTUS 8/10/2010 1.51 "iPath US Treasury 2-year Bear ETN" NASDAQ "Barclays Funds" "Trading--Inverse Debt" 267 DTYL 8/10/2010 1.34 "iPath US Treasury 10-year Bull ETN" NASDAQ "Barclays Funds" "Trading--Leveraged Debt" 268 DTYS 8/10/2010 8.76 "iPath US Treasury 10-year Bear ETN" NASDAQ "Barclays Funds" "Trading--Inverse Debt" 269 DUAL 10/8/2019 0.08 NASDAQ "" "" 270 DULL 9/8/2016 0.05 "Direxion Daily Silver Mnrs Bear 2X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 271 DVEM 4/7/2016 0.68 "WisdomTree Emerging Markets Dividend ETF" BATS "WisdomTree" "Diversified Emerging Mkts" 272 DVHI 9/19/2013 0.12 NASDAQ "" "" 273 DVHL 11/13/2013 3.27 "UBS ETRACS M Py 2xLvg Divers Hi Inc ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 274 DVP 9/23/2014 5.86 "Deep Value ETF" NYSE "TWM FUNDS" "Large Value" 275 DVYL 5/23/2012 2.13 "UBS ETRACS Mthly Py 2xLvg DJ Sel Div ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 276 DWAC 9/21/2016 0.12 "Elkhorn Commodity Rotation Strategy ETF" NASDAQ "" "" 277 DWAQ 2/19/2014 0.73 "PowerShares DWA NASDAQ Momentum ETF" NASDAQ "PowerShares" "Mid-Cap Growth" 278 DWFI 6/2/2016 2.75 "SPDR Dorsey Wright Fixed Inc Allc ETF" NASDAQ "SPDR State Street Global Advisors" "Long-Term Bond" 279 DWLV 7/15/2016 0.36 "PowerShares DWA Momentum&Low Vol Rttn" NASDAQ "PowerShares" "Mid-Cap Growth" 280 DWT 12/9/2016 302 "VelocityShares 3x Invrs Crude Oil ETNNew" NYSE "Credit Suisse AG" "Trading--Inverse Commodities" 281 DWTI 2/8/2012 165 "VelocityShares 3x Inverse Crude Oil ETN" NYSE "Exchange Traded Fund" "Financial" 282 DWTR 10/9/2015 2.64 "PowerShares DWA Tactical Sector Rtn" NASDAQ "PowerShares" "Mid-Cap Growth" 283 DXJC 4/8/2014 0.27 "WisdomTree Japan Hedged Capital Gds ETF" NYSE "WisdomTree" "Japan Stock" 284 DXJF 4/8/2014 3.84 "WisdomTree Japan Hedged Financials ETF" NYSE "WisdomTree" "Japan Stock" 285 DXJH 4/25/2014 0.75 "WisdomTree Japan Hedged Health Care ETF" NYSE "WisdomTree" "Japan Stock" 286 DXJR 4/9/2014 1.68 "WisdomTree Japan Hedged Real Estate ETF" NYSE "WisdomTree" "Japan Stock" 287 DXJT 4/8/2014 0.23 "WisdomTree Jpn Hdgd Tech,Media&Telec ETF" NYSE "WisdomTree" "Japan Stock" 288 DXKW 11/7/2013 1.21 "WisdomTree Korea Hedged Equity ETF" NYSE "WisdomTree" "Miscellaneous Region" 289 DXPS 6/28/2013 1.24 "WisdomTree United Kingdom Hedged Eq ETF" NASDAQ "WisdomTree" "Miscellaneous Region" 290 DXUS 6/4/2015 0.12 "WisdomTree Global ex-US Hedged Div ETF" NYSE "WisdomTree" "Foreign Large Value" 291 DYB 12/23/2015 0.49 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 292 DYLS 12/23/2015 2.23 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 293 DYY 9/28/2009 3.2 "DB Commodity Double Long ETN" NYSE "Deutsche Bank AG" "Trading--Leveraged Commodities" 294 DZK 9/28/2009 6.7 "Direxion Daily Dev Mkts Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 295 EAPS 1/28/2011 0.77 "Pax MSCI EAFE ESG Index ETF" NYSE "Pax World" "Foreign Large Blend" 296 EASI 6/14/2018 0.37 "Amplify ETF Trust ETF" NASDAQ "Exchange Traded Fund" "Financial" 297 EATX 5/3/2011 0.06 "Global X Food ETF" NYSE "Global X Funds" "Consumer Defensive" 298 EDBI 12/29/2015 0.11 "Legg Mason Emerging Mkts Divers Cor ETF" NASDAQ "Legg Mason" "Diversified Emerging Mkts" 299 EDOM 3/17/2017 0.26 NASDAQ "" "" 300 EEB 9/28/2009 31 "Guggenheim BRIC ETF" NYSE "Guggenheim Investments" "Diversified Emerging Mkts" 301 EEHB 2/24/2012 1.18 "PowerShares S&P Emerg Mkts Hi Beta ETF" NYSE "Exchange Traded Fund" "Financial" 302 EEM 9/28/2009 0.05 "iShares MSCI Emerging Markets" NYSE "iShares" "Diversified Emerging Mkts" 303 EEME 1/19/2012 0.3 "iShares MSCI Emerging Markets EMEA" NYSE "iShares" "Diversified Emerging Mkts" 304 EEML 1/19/2012 0.45 "iShares MSCI Emerging Mkts Latin America" NASDAQ "Exchange Traded Fund" "Financial" 305 EEN 9/28/2009 0.09 "Guggenheim EW Euro-Pacific LDRs" NYSE "Guggenheim Funds Distributors, Inc." "Foreign Large Blend" 306 EEVX 9/8/2011 0.05 "ETRACS Daily Short 5 Month S&P" NYSE "" "" 307 EEZ 9/28/2009 0.1 "Wisdomtree Earnings Top 100 Fund Common Shar" NYSE "" "" 308 EFFE 10/23/2014 0.39 "Global X JPMorgan Efficiente Index ETF" NASDAQ "Exchange Traded Fund" "Financial" 309 EGRW 2/9/2012 0.23 "iShares MSCI Emerging Markets Growth" NYSE "iShares" "Diversified Emerging Mkts" 310 EKH 9/29/2009 0.05 "Merrill Lynch & Co., Inc. Europ" AMEX "Merrill Lynch" "Europe Stock" 311 ELG 9/28/2009 0.42 "SPDR Dow Jones Large Cap Growth" NYSE "State Street Global Advisors" "Large Growth" 312 ELR 9/28/2009 0.39 "SPDR DJ Wilshire Large Cap ETF" NYSE "State Street Global Advisors" "Large Blend" 313 ELV 9/28/2009 0.29 "SPDR Dow Jones Large Cap Value" NYSE "State Street Global Advisors" "Large Value" 314 EMBB 12/5/2013 0.09 NASDAQ "" "" 315 EMBU 8/22/2017 0.01 NASDAQ "" "" 316 EMCD 6/19/2012 0.75 "SPDR BofA ML Emerging Mkts Corp Bd ETF" NYSE "Exchange Traded Fund" "Financial" 317 EMCG 9/27/2013 1.27 "WisdomTree Emerging Markets Cnsmr Gr ETF" NASDAQ "WisdomTree" "Diversified Emerging Mkts" 318 EMCR 10/16/2012 0.45 "EGShares Emerging Markets Core ETF" NYSE "Exchange Traded Fund" "Financial" 319 EMDD 8/15/2012 0.89 "EGShares Emerg Mkts Domestic Demand ETF" NYSE "Exchange Traded Fund" "Financial" 320 EMDG 7/1/2013 0.21 "EGShares Emerging Markets Div Gr ETF" NYSE "Emerging Global Advisors" "Diversified Emerging Mkts" 321 EMDI 2/16/2012 0.29 "iShares MSCI Emerging Mkts Cnsmr Discret" NYSE "iShares" "Diversified Emerging Mkts" 322 EMEM 11/9/2017 0.14 "Virtus Glovista Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 323 EMER 7/13/2011 0.06 "IQ Emerging Markets Mid Cap ETF" NYSE "IndexIQ" "Diversified Emerging Mkts" 324 EMEY 2/10/2012 0.74 "iShares MSCI Emerging Mkts Energy Capped" NYSE "iShares" "Diversified Emerging Mkts" 325 EMFN 2/9/2010 0.33 "iShares MSCI Emerging Markets F" NASDAQ "iShares" "Financial" 326 EMFT 2/28/2012 0.17 "SPDR MSCI EM 50 ETF" NYSE "Exchange Traded Fund" "Financial" 327 EMG 9/28/2009 7.16 "Aberdeen Emerging Markets Telecommunications & Infrastructure Fund/Inc" NYSE "" "" 328 EMHD 8/15/2013 0.17 "EGShares EM Dividend High Income ETF" NYSE "Emerging Global Advisors" "Diversified Emerging Mkts" 329 EMHZ 10/16/2014 0.07 NASDAQ "" "" 330 EMIH 3/3/2015 0.24 "Deutsche X-trackers EMkts Bd Intr Rt Hdg" BATS "Deutsche Asset Management" "Nontraditional Bond" 331 EMLB 11/30/2010 0.1 "iPath Long Enhanced MSCI Emerg Mkts ETN" NYSE "Barclays Funds" "Trading--Leveraged Equity" 332 EMM 9/28/2009 0.97 "SPDR DJ Wilshire Mid Cap ETF" NYSE "State Street Global Advisors" "Mid-Cap Blend" 333 EMMT 1/22/2010 0.53 "iShares MSCI Emerging Markets M" NASDAQ "iShares" "Natural Resources" 334 EMRE 9/29/2014 0.04 "Guggenheim Emerging Markets Rel Est ETF" NYSE "Exchange Traded Fund" "Financial" 335 EMSA 11/30/2010 0.15 "iPath Short Enhanced MSCI Emerg" NYSE "" "" 336 EMSD 10/30/2015 0.23 "WisdomTree Strong Dlr Emerg Mkts Eq ETF" BATS "WisdomTree" "Diversified Emerging Mkts" 337 EMSO 3/1/2016 0.04 NASDAQ "" "" 338 EMT 9/28/2009 1.03 "EGShares Emerging Markets Metal" NYSE "" "" 339 EMV 9/28/2009 0.15 "SPDR Dow Jones Mid Cap Value" NYSE "State Street Global Advisors" "Mid-Cap Value" 340 ENGN 2/22/2012 1.3 "iShares Industrials Bond" NYSE "iShares" "Corporate Bond" 341 ENY 9/28/2009 8.34 "Guggenheim Canadian Energy Inco" NYSE "Guggenheim Funds Distributors, Inc." "Equity Energy" 342 EPRO 8/12/2013 0.68 "AdvisorShares EquityPro ETF" NYSE "Exchange Traded Fund" "Financial" 343 EQIN 5/19/2011 0.12 "Russell Equity Income ETF" NYSE "Russell" "Large Value" 344 EQLT 2/25/2014 0.3 "Workplace Equality ETF" NYSE "ALPS" "Large Blend" 345 EQWM 12/1/2014 0.33 "PowerShares Russell Midcap Equal Wt ETF" NYSE "PowerShares" "Mid-Cap Blend" 346 EQWS 12/1/2014 0.29 NASDAQ "" "" 347 ERGF 5/12/2016 0.05 NASDAQ "" "" 348 ERO 9/28/2009 0.46 "iPath EUR/USD Exchange Rate ETN" NYSE "Barclays Funds" "Single Currency" 349 ERW 7/31/2013 0.04 "Janus Equal Risk Weighted Large Cap ETF" NYSE "Exchange Traded Concepts, LLC" "Large Blend" 350 ERYY 4/7/2016 0.01 "Direxion Daily Energy Bear 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 351 ESGF 10/31/2016 0.13 "Oppenheimer Global ESG Revenue ETF" NASDAQ "Exchange Traded Fund" "Financial" 352 ESGL 11/1/2016 0.15 "Oppenheimer Revenue Weighted ETF Trust Oppenheimer ESG Revenue" NASDAQ "Exchange Traded Fund" "Financial" 353 ESGW 6/13/2016 0.12 "Columbia Sustainable Global Equity Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 354 ESR 10/2/2009 3.77 "iShares MSCI Emerging Markets E" NYSE "iShares" "Diversified Emerging Mkts" 355 ESTX 9/23/2014 0.11 "Source EURO STOXX 50 ETF" NYSE "Exchange Traded Fund" "Financial" 356 EU 9/28/2009 0.82 "WisdomTree Euro Debt Fund" NYSE "WisdomTree" "Currency" 357 EUFL 7/27/2016 0.27 "Direxion Daily Eurp Fincls Bull 2X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 358 EUFS 8/10/2016 0.03 "Direxion Daily Eurp Fincls Bear 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 359 EUMF 3/29/2019 0.03 NASDAQ "" "" 360 EUMV 6/5/2014 2.26 "iShares Edge MSCI Min Vol Europe" NYSE "iShares" "Europe Stock" 361 EUXL 7/12/2017 0.28 "Direxion Daily EURO STOXX 50 Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 362 EVAL 2/10/2012 0.34 "iShares MSCI Emerging Markets Value" NYSE "iShares" "Diversified Emerging Mkts" 363 EVFTC 11/30/2017 0.01 "Eaton Vance NextShares Trust II" NASDAQ "" "" 364 EVGBC 3/31/2016 0.02 "Eaton Vance Global Income Builder NS" NASDAQ "Eaton Vance" "World Allocation" 365 EVIX 5/3/2017 0.31 "UBS AG" NASDAQ "Major Banks" "Finance" 366 EVLMC 3/31/2016 0.02 "Eaton Vance TABS 5to15Yr Ldrd MuniBd NS" NASDAQ "Eaton Vance" "Muni National Interm" 367 EVSTC 2/26/2016 0.02 "Eaton Vance NextShares Trust" NASDAQ "" "" 368 EWAS 1/26/2012 0.25 "iShares MSCI Australia Small-Cap" NYSE "iShares" "Miscellaneous Region" 369 EWCS 1/26/2012 0.25 "iShares MSCI Canada Small-Cap" NYSE "iShares" "Miscellaneous Region" 370 EWEF 12/8/2010 0.31 "Rydex MSCI EAFE Equal Weight ET" NYSE "Rydex/SGI" "Foreign Large Blend" 371 EWEM 12/8/2010 1.13 "Guggenheim MSCI Em Mkts Eql Cntry Wt ETF" NYSE "Guggenheim Investments" "Diversified Emerging Mkts" 372 EWHS 1/13/2012 0.88 "iShares MSCI Hong Kong Small-Cap" NYSE "Exchange Traded Fund" "Financial" 373 EWMD 8/4/2011 1.05 "Rydex S&P MidCap 400 Equal Weig" NYSE "Rydex/SGI" "Mid-Cap Blend" 374 EWRI 12/8/2010 1.26 "Rydex Russell 1000 Equal Weight" NYSE "Rydex/SGI" "Mid-Cap Blend" 375 EWRM 12/8/2010 1.89 "Rydex Russell Midcap Equal Weig" NYSE "Rydex/SGI" "Mid-Cap Blend" 376 EWRS 12/8/2010 0.88 "Rydex Russell 2000 Equal Weight" NYSE "Rydex/SGI" "Small Blend" 377 EWSM 8/4/2011 0.03 NASDAQ "" "" 378 EWSS 1/17/2012 0.8 "iShares MSCI Singapore Small-Cap" NYSE "iShares" "Miscellaneous Region" 379 EXB 9/28/2009 0.06 "Claymore/Beacon Glbl Exchanges, Brokers" NYSE "Claymore Securities" "Financial" 380 EXIV 5/3/2017 2.96 "UBS AG" NASDAQ "Major Banks" "Finance" 381 EXT 9/28/2009 1.89 "WisdomTree Total Earnings ETF" NYSE "WisdomTree" "Large Blend" 382 EZY 9/29/2009 0.98 "WisdomTree Low P/E Fund" NYSE "WisdomTree" "Large Value" 383 FAA 9/28/2009 1.86 "Guggenheim Airline ETF" NYSE "Guggenheim Funds Distributors, Inc." "Industrials" 384 FANZ 7/10/2017 0.11 NASDAQ "" "" 385 FAUS 2/17/2012 0.45 "First Trust Australia AlphaDEX ETF" NYSE "First Trust" "Miscellaneous Region" 386 FAZZ 4/7/2016 0.03 NASDAQ "" "" 387 FBG 6/11/2012 4.14 "UBS AG FI Enhanced Big Cap Growth ETN" NYSE "Exchange Traded Fund" "Financial" 388 FBM 3/30/2011 42 "Focus Morningstar Basic Materia" NYSE "Focusshares Trust" "Industrials" 389 FCAN 2/17/2012 2.15 "First Trust Canada AlphaDEX ETF" NASDAQ "First Trust" "Miscellaneous Region" 390 FCD 3/30/2011 0.21 "Focus Morningstar Consumer Defe" NYSE "Focusshares Trust" "Consumer Defensive" 391 FCFI 6/2/2015 0.05 "TrimTabs Intl Free-Cash-Flow ETF" NYSE "TrimTabs" "Foreign Large Value" 392 FCHI 9/28/2009 1.3 "iShares FTSE China (HK Listed)" NASDAQ "iShares" "China Region" 393 FCL 3/30/2011 0.1 "Focus Morningstar Consumer Cycl" NYSE "Focusshares Trust" "Consumer Cyclical" 394 FCQ 3/30/2011 0.06 "Focus Morningstar Communication" NYSE "Focusshares Trust" "Communications" 395 FDV 9/28/2009 0.8 "First Trust DB Strategic Value" NYSE "First Trust" "Large Value" 396 FEEU 5/23/2013 1.71 "Barclays ETN+ FI Enhanced Europe 50" NYSE "Barclays Funds" "Foreign Large Blend" 397 FEFN 2/8/2010 0.31 "iShares MSCI Far East Financial" NASDAQ "iShares" "Financial" 398 FEG 3/30/2011 0.5 "Focus Morningstar Energy Index" NYSE "Focusshares Trust" "Equity Energy" 399 FEU 9/28/2009 11 "SPDR STOXX Europe 50 ETF" NYSE "SPDR State Street Global Advisors" "Europe Stock" 400 FFEU 3/27/2018 1.28 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 401 FFL 3/30/2011 0.16 "Focus Morningstar Financial Ser" NYSE "Focusshares Trust" "Financial" 402 FFVX 9/8/2011 0.02 "ETRACS Daily Short 6 Month S&P" NYSE "" "" 403 FGEM 2/28/2011 0.25 "EGShares Financials GEMS ETF" NYSE "Emerging Global Advisors" "Financial" 404 FHC 3/30/2011 0.14 "Focus Morningstar Health Care I" NYSE "Focusshares Trust" "Health" 405 FHK 2/24/2012 3.29 "First Trust Hong Kong AlphaDEX ETF" NASDAQ "First Trust" "China Region" 406 FIA 10/2/2014 0.04 NYSE "" "" 407 FIBG 10/18/2013 0.4 NASDAQ "" "" 408 FIEG 10/8/2013 1.14 "Deutsche Bank AG" NASDAQ "Major Banks" "Finance" 409 FIEU 9/6/2013 1.45 "Credit Suisse FI Enhanced Europe50 ETN" NYSE "Credit Suisse AG" "Europe Stock" 410 FIGY 5/22/2013 2.19 "Barclays ETN+ FI Enhanced Glb Hi Yld" NYSE "Barclays Funds" "World Stock" 411 FIL 3/30/2011 0.1 "Focus Morningstar Industrials I" NYSE "Focusshares Trust" "Industrials" 412 FINF 1/12/2012 1.09 "ProShares Short 30 Year TIPS TS" NYSE "ProShares" "Trading-Miscellaneous" 413 FINQ 8/31/2016 0.02 "Purefunds Solactive FinTech ETF" NASDAQ "" "" 414 FINU 7/12/2012 2.91 "ProShares UltraPro Financial Select Sect" NYSE "ProShares" "Trading--Leveraged Equity" 415 FINZ 7/12/2012 1.55 "ProShares UltraPro Short Fincl Sel Sect" NYSE "ProShares" "Trading--Inverse Equity" 416 FIO 9/28/2009 409 "Fusion-io, Inc. Common Stock" NYSE "Data Storage Devices" "Technology" 417 FISN 5/4/2011 0.03 "Global X Fishing Industry ETF" NYSE "Global X Funds" "Natural Resources" 418 FITS 6/9/2016 0.02 "The Health and Fitness ETF" NASDAQ "Janus" "Consumer Cyclical" 419 FIVZ 11/4/2009 0.26 "PIMCO 3-7 Yr Treasu" NYSE "PIMCO" "Intermediate Government" 420 FIYY 3/16/2018 1.3 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 421 FKO 4/25/2011 1.01 "First Trust South Korea AlphaDEX Fund" NASDAQ "" "" 422 FLAG 1/31/2013 0.86 "WeatherStorm Forensic Accntg Lg-Shrt ETF" NASDAQ "Exchange Traded Concepts, LLC" "Large Value" 423 FLAT 8/10/2010 2.14 "iPath US Treasury Flattener ETN" NYSE "iPath" "Trading-Miscellaneous" 424 FLEU 11/8/2016 0.73 "Barclays ETN FI Enhanced Europe 50 ETN Series B" NASDAQ "Exchange Traded Fund" "Financial" 425 FLG 3/30/2011 0.27 "Focus Morningstar Large Cap Ind" NYSE "Focusshares Trust" "Large Blend" 426 FLIO 1/27/2017 0.07 "Franklin Liberty International Opps ETF" NYSE "Franklin Templeton Investments" "Foreign Large Blend" 427 FMDG 8/21/2017 0.08 NASDAQ "" "" 428 FMK 5/12/2011 1.01 "First Trust Mega Cap AlphaDEX ETF" NASDAQ "First Trust" "Large Blend" 429 FMLP 6/11/2014 0.25 NASDAQ "" "" 430 FMM 3/30/2011 0.45 "Focus Morningstar Mid Cap Index" NYSE "Focusshares Trust" "Mid-Cap Blend" 431 FMU 3/30/2011 0.57 "Focus Morningstar US Market Ind" NYSE "Focusshares Trust" "Large Blend" 432 FNCF 5/12/2016 0.14 "iShares Edge MSCI Multifactor Financials" BATS "iShares" "Financial" 433 FNG 7/12/2017 2.1 "AdvisorShares New Tech and Media ETF" NASDAQ "Exchange Traded Fund" "Financial" 434 FNIO 4/28/2011 0.29 "iShares FTSE NAREIT Industrial/" NYSE "iShares" "Real Estate" 435 FOANC 2/14/2017 0.01 NASDAQ "" "" 436 FOIL 4/21/2011 0.17 "iPath Pure Beta Aluminum ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 437 FOL 2/24/2011 0.61 "FactorShares Oil Bull S&P500 Be" NYSE "Factor Capital Management, LLC" "Long/Short Equity" 438 FONE 2/18/2011 0.95 "First Trust NASDAQ Smartphone ETF" NASDAQ "First Trust" "Technology" 439 FORX 2/12/2013 0.61 "PIMCO Foreign Currency Strategy Actv ETF" NYSE "Exchange Traded Fund" "Financial" 440 FOS 3/30/2011 0.28 "Focus Morningstar Small Cap Ind" NYSE "Focusshares Trust" "Small Blend" 441 FRL 3/30/2011 0.14 "Focus Morningstar Real Estate I" NYSE "Focusshares Trust" "Real Estate" 442 FRN 9/28/2009 13 "Guggenheim Frontier Markets ETF" NYSE "Guggenheim Investments" "Diversified Emerging Mkts" 443 FSA 2/24/2011 0.08 "FactorShares 2X TBond Bull S&P5" NYSE "Factor Capital Management, LLC" "Long/Short Equity" 444 FSE 2/24/2011 0.14 "FactorShares 2X S&P 500 Bull TB" NYSE "Factor Capital Management, LLC" "Long/Short Equity" 445 FSG 2/24/2011 3.04 "FactorShares 2X Gold Bull S&P50" NYSE "Factor Capital Management, LLC" "Long/Short Equity" 446 FTQ 3/30/2011 0.29 "Focus Morningstar Technology In" NYSE "Focusshares Trust" "Technology" 447 FTVA 11/1/2017 0.56 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 448 FTW 2/28/2012 0.59 "First Trust Taiwan AlphaDEX ETF" NASDAQ "First Trust" "China Region" 449 FTY 9/28/2009 2.39 "iShares FTSE NAREIT Real Estate" NYSE "iShares" "Real Estate" 450 FUD 9/28/2009 1.7 "UBS ETRACS CMCI Food Total Return ETN" NYSE "UBS Group AG" "Commodities Agriculture" 451 FUI 3/30/2011 0.1 "Focus Morningstar Utilities Ind" NYSE "Focusshares Trust" "Utilities" 452 FUTS 10/6/2014 0.14 NASDAQ "" "" 453 FVI 9/28/2009 0.43 "First Trust VL Equity Allocatio" NYSE "First Trust" "Mid-Cap Blend" 454 FVL 9/28/2009 3.45 "First Trust Value Line 100 ETF ETF" NYSE "First Trust" "Mid-Cap Blend" 455 FWDD 6/21/2011 0.77 "AdvisorShares Madrona Domestic ETF" NYSE "AdvisorShares" "Large Blend" 456 FWDI 6/21/2011 1.5 "AdvisorShares Madrona International ETF" NYSE "AdvisorShares" "Foreign Large Blend" 457 FXCH 10/4/2011 0.33 "CurrencyShares Chinese Renminbi" NYSE "Rydex/SGI" "Currency" 458 FXEP 10/9/2015 0.03 NASDAQ "" "" 459 FXEU 5/11/2015 1.65 "PowerShares Europe Currency Hdgd Lw Vltl" NYSE "PowerShares" "Europe Stock" 460 FXJP 1/12/2016 0.11 "PowerShares Japan Ccy Hdgd Lw Vltl" NYSE "PowerShares" "Japan Stock" 461 FXM 9/28/2009 0.91 "Rydex CurrencyShares Mexican Pe" NYSE "Rydex/SGI" "Currency" 462 FXRU 9/12/2011 0.02 "CurrencyShares Russian Ruble Tr" NYSE "Rydex/SGI" "Currency" 463 FXS 9/28/2009 1.55 "CurrencyShares Swedish Krona ETF" NYSE "Guggenheim Investments" "Single Currency" 464 FXSG 2/13/2013 0.21 "Invesco CurrencyShares Singapore Dollar Trust ETF" NASDAQ "Exchange Traded Fund" "Financial" 465 GAF 9/28/2009 2.49 "SPDR S&P Emerging Middle East&Afr ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 466 GARD 1/14/2016 0.18 "Reality Shares ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 467 GASL 2/1/2011 125 "Direxion Daily Nat Gas Rltd Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 468 GASX 1/31/2011 15 "Direxion Daily Nat Gas Rltd Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 469 GASZ 6/16/2011 0.47 "Natural Gas Futures Contango ET" NYSE "" "" 470 GAZB 4/4/2017 0.01 NASDAQ "" "" 471 GBB 9/28/2009 0.5 "iPath GBP/USD Exchange Rate ETN" NYSE "Barclays Funds" "Single Currency" 472 GBUY 3/7/2019 0.29 NASDAQ "" "" 473 GCE 9/28/2009 1.37 "Claymore CEF GS Connect ETN" NYSE "Goldman Sachs" "Allocation--50% to 70% Equity" 474 GDAT 3/7/2019 0.36 NASDAQ "" "" 475 GDAY 7/19/2012 0.09 "ProShares Ultra Australian Dollar" NYSE "Exchange Traded Fund" "Financial" 476 GDG 11/15/2018 0.12 NYSE "" "" 477 GDJJ 2/13/2015 0.78 "ProShares Ultra Junior Miners" NYSE "ProShares" "Trading--Leveraged Equity" 478 GDJS 2/13/2015 0.4 NASDAQ "" "" 479 GDNA 3/7/2019 0.32 NASDAQ "" "" 480 GDVD 5/10/2017 0.25 "Principal Exchange-Traded Funds" NASDAQ "Exchange Traded Fund" "Financial" 481 GDXS 2/13/2015 2.55 "ProShares UltraShort Gold Miners" NYSE "ProShares" "Trading--Inverse Equity" 482 GDXX 2/13/2015 2.34 "ProShares Ultra Gold Miners" NYSE "ProShares" "Trading--Leveraged Equity" 483 GERJ 4/5/2011 0.4 "Market Vectors Germany Small Ca" NYSE "Van Eck" "Europe Stock" 484 GEUR 2/12/2014 1.21 "AdvisorShares Gartman Gold/Euro ETF" NYSE "AdvisorShares" "Commodities Precious Metals" 485 GEX 9/28/2009 6.3 "VanEck Vectors Global Alt Energy ETF" NYSE "Van Eck" "Miscellaneous Sector" 486 GFIN 3/7/2019 0.28 NASDAQ "" "" 487 GGBP 2/12/2014 0.17 "AdvisorShares Gartman Gold/Britsh Pd ETF" NYSE "Exchange Traded Fund" "Financial" 488 GGGG 3/15/2011 1.08 "Global X Pure Gold Miners ETF" NYSE "Global X Funds" "Equity Precious Metals" 489 GGOV 1/26/2012 2.07 "ProShares German Sovereign/Sub-Sovereign" NYSE "Exchange Traded Fund" "Financial" 490 GHE 4/5/2016 0.03 "Rex Gold Hedged FTSE Emerging Mkts ETF" NYSE "Rex" "Diversified Emerging Mkts" 491 GHII 2/11/2015 1.12 "Invesco S&P High Income Infrastructure ETF" NASDAQ "Exchange Traded Fund" "Financial" 492 GHS 4/5/2016 0.11 "Rex Gold Hedged S&P 500 ETF" NYSE "Rex" "Large Blend" 493 GIVE 5/24/2012 0.18 "AdvisorShares Global Echo ETF" NYSE "Exchange Traded Fund" "Financial" 494 GIY 2/8/2011 0.33 "Guggenheim Enhanced Core Bond E" NYSE "Guggenheim Funds Distributors, Inc." "Intermediate-Term Bond" 495 GLBY 12/13/2018 0.08 "WisdomTree Yield Enhanced Global Aggregate Bond Fund" NASDAQ "Exchange Traded Fund" "Financial" 496 GLCB 1/31/2013 0.05 NASDAQ "" "" 497 GLDE 2/12/2014 0.34 "AdvisorShares International Gold ETF" NYSE "Exchange Traded Fund" "Financial" 498 GLDL 4/10/2014 0.05 NASDAQ "" "" 499 GLDS 4/10/2014 0.02 NASDAQ "" "" 500 GLDW 1/30/2017 0.2 "SPDR Long Dollar Gold Trust" NYSE "SPDR State Street Global Advisors" "Commodities Precious Metals" 501 GLDX 11/4/2010 9.09 "Global X Gold Explorers ETF" NYSE "Global X Funds" "Equity Precious Metals" 502 GLJ 12/9/2009 0.78 "iShares 10+ Year Government/Cre" NYSE "iShares" "Long-Term Bond" 503 GMAN 8/5/2010 24 NASDAQ "" "" 504 GMFL 6/20/2017 0.02 NASDAQ "" "" 505 GMFS 1/12/2012 0.14 "SPDR S&P Small Cap Em Asia Pacific ETF" NASDAQ "" "" 506 GML 9/28/2009 4.16 "SPDR S&P Emerging Latin America ETF" NYSE "SPDR State Street Global Advisors" "Latin America Stock" 507 GMM 9/28/2009 6.46 "SPDR S&P Emerging Markets ETF" NYSE "SPDR State Street Global Advisors" "Diversified Emerging Mkts" 508 GMMB 1/29/2010 0.19 "Columbia Intermediate Municipal" NYSE "Columbia" "Muni National Interm" 509 GMTB 1/29/2010 0.32 "Columbia Core Bond Strategy Fun" NYSE "Columbia" "Intermediate-Term Bond" 510 GNAT 2/28/2011 1.2 "WisdomTree Global Natural Resou" NYSE "WisdomTree Trust" "Equity Energy" 511 GNRX 1/13/2016 0.16 "VanEck Vectors Generic Drugs ETF" NASDAQ "" "" 512 GRBIC 2/21/2018 0.01 NASDAQ "" "" 513 GRI 9/28/2009 2.96 "Cohen & Steers Global Realty Majors ETF" NYSE "ALPS" "Global Real Estate" 514 GRMY 10/27/2017 0.02 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 515 GRPC 5/19/2011 0.05 "Russell Growth at a Reasonable" NYSE "Russell" "Large Growth" 516 GRWN 4/21/2011 0.16 "iPath Pure Beta Softs ETN" NYSE "Barclays Funds" "Commodities Agriculture" 517 GSAX 12/20/2012 0.1 NASDAQ "" "" 518 GSC 9/28/2009 2.33 "GS Connect S&P GSCI Enh Commodity TR ETN" NYSE "Goldman Sachs" "Commodities Broad Basket" 519 GSD 2/12/2010 0.29 NYSE "" "" 520 GSGO 12/20/2012 0.21 NASDAQ "" "" 521 GSMA 12/20/2012 0.26 NASDAQ "" "" 522 GSRA 12/20/2012 0.15 NASDAQ "" "" 523 GTAA 10/26/2010 3.11 "AdvisorShares Morg Crk Glbl Tacticl ETF" NYSE "AdvisorShares" "Tactical Allocation" 524 GUDB 10/31/2017 0.12 "Northern Lights Fund Trust IV" NASDAQ "Exchange Traded Fund" "Financial" 525 GULF 9/28/2009 5.52 "WisdomTree Middle East Dividend ETF" NASDAQ "WisdomTree" "Miscellaneous Region" 526 GUR 9/28/2009 11 "SPDR S&P Emerging Europe ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 527 GURI 3/11/2014 0.1 "Global X Guru International ETF" NYSE "Global X Funds" "Foreign Large Blend" 528 GURX 3/11/2014 0.07 "Global X Guru Small Cap ETF" NYSE "Exchange Traded Fund" "Financial" 529 GVT 9/28/2009 0.25 "Columbia Concentrated Large Cap" NYSE "Columbia" "Large Value" 530 GWL 9/28/2009 14 "SPDR S&P World ex-US ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Blend" 531 GWO 9/28/2009 0.19 "Credit Suisse Group ELEMENTS CS" NYSE "Credit Suisse AG" "Miscellaneous Sector" 532 GYEN 2/12/2014 1.64 "AdvisorShares Gartman Gold/Yen ETF" NYSE "AdvisorShares" "Commodities Precious Metals" 533 HACV 11/4/2015 0.06 "iShares Edge MSCI Min Vol Global Ccy Hdg" BATS "iShares" "World Stock" 534 HACW 7/21/2015 0.04 NASDAQ "" "" 535 HAHA 10/20/2015 0.04 "CSOP China CSI 300 A-H Dynamic ETF" NYSE "CSOP Asset Management" "China Region" 536 HAKD 9/22/2015 0.15 NASDAQ "" "" 537 HAKK 9/17/2015 0.11 "Direxion Daily Cyber Sec&IT Bull 2X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 538 HAO 9/28/2009 34 "Guggenheim China Small Cap ETF" NYSE "Guggenheim Investments" "China Region" 539 HAUD 7/13/2015 0.14 "iShares Currency Hedged MSCI AUS" NYSE "iShares" "Miscellaneous Region" 540 HBU 6/23/2015 0.07 NYSE "" "" 541 HBZ 6/29/2015 0.08 NYSE "" "" 542 HCOR 5/1/2017 0.01 NASDAQ "" "" 543 HCRF 5/12/2016 0.14 "iShares Edge MSCI Multifactor Healthcare" BATS "iShares" "Health" 544 HDEE 8/18/2015 0.03 NASDAQ "" "" 545 HDEZ 8/18/2015 0.06 "Deutsche X-trackers MSCI Eurozone HiDivY" BATS "Deutsche Asset Management" "Europe Stock" 546 HDGI 7/19/2013 1.2 "AdvisorShares Athena Intl Bear ETF" NYSE "Exchange Traded Fund" "Financial" 547 HDLS 6/4/2015 0.05 "WisdomTree International Hdg SmCp DivETF" NYSE "WisdomTree" "Foreign Small/Mid Value" 548 HDLV 10/1/2014 2.18 "UBS ETRACS M Py 2xLvg US HiDivLowVol ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 549 HDRW 10/29/2015 0.05 "WisdomTree Global ex-US Hdgd Rel Est ETF" BATS "WisdomTree" "Global Real Estate" 550 HDWM 7/9/2015 0.07 NASDAQ "" "" 551 HDWX 9/15/2015 0.11 "SPDR S&P International Div Ccy Hdgd ETF" NYSE "SPDR State Street Global Advisors" "Foreign Large Value" 552 HECO 6/20/2012 5.9 "Strategy Shs EcoLogical Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 553 HEFV 11/4/2015 0.18 "iShares Edge MSCI Min Vol EAFE Ccy Hdg" BATS "iShares" "Foreign Large Blend" 554 HEGE 6/10/2015 0.04 NASDAQ "" "" 555 HEGJ 6/10/2015 0.04 "Direxion Dly MSCI JPN Ccy Hdgd Bl 2X ETF" NYSE "Direxion Funds" "Trading-Leveraged Equity" 556 HEMV 11/4/2015 0.12 "iShares Edge MSCI Min Vol EM Ccy Hdg" BATS "iShares" "Diversified Emerging Mkts" 557 HEUS 11/6/2015 0.06 "iShares Currency Hedged MSCI Eurp Sm-Cp" BATS "iShares" "Europe Stock" 558 HEUV 11/9/2015 0.08 "iShares Edge MSCI Min Vol Europe Ccy Hg" BATS "iShares" "Europe Stock" 559 HEVY 4/21/2011 0.08 "iPath Pure Beta Industrial Metals ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 560 HEWI 7/8/2015 0.93 "iShares Currency Hedged MSCI Italy" NYSE "iShares" "Miscellaneous Region" 561 HEWL 7/15/2015 0.25 "iShares Currency Hedged MSCI SWZ" NYSE "iShares" "Miscellaneous Region" 562 HEWP 7/2/2015 1.5 "iShares Currency Hedged MSCI Spain" NYSE "iShares" "Miscellaneous Region" 563 HEWY 7/1/2015 0.38 "iShares Currency Hedged MSCI South Korea" NYSE "iShares" "Miscellaneous Region" 564 HFEZ 6/10/2015 0.23 "SPDR EURO STOXX 50 Currency Hedged ETF" NYSE "SPDR State Street Global Advisors" "Europe Stock" 565 HFGIC 12/7/2017 0.01 "Hartford Funds NextShares Trust" NASDAQ "" "" 566 HFIN 11/18/2013 0.57 "Horizons S&P Fincl Sel Sect Cov Call ETF" NYSE "Exchange Traded Fund" "Financial" 567 HFXE 7/22/2015 0.76 "IQ 50 Percent Hedged FTSE Europe ETF" NASDAQ "Exchange Traded Fund" "Financial" 568 HFXJ 7/22/2015 0.36 "IQ 50 Percent Hedged FTSE Japan ETF" NYSE "IndexIQ" "Japan Stock" 569 HGEM 6/23/2011 0.17 "EGShares Health Care GEMS ETF" NYSE "Emerging Global Advisors" "Health" 570 HGEU 6/25/2015 0.18 "ProShares Hedged FTSE Europe" NYSE "ProShares" "Europe Stock" 571 HGI 9/28/2009 3.11 "Guggenheim Intl Multi-Asset Inc ETF" NYSE "Guggenheim Investments" "Foreign Large Value" 572 HGJP 6/25/2015 0.2 "ProShares Hedged FTSE Japan" NYSE "ProShares" "Japan Stock" 573 HGSD 12/1/2015 0.15 NASDAQ "" "" 574 HHDG 6/2/2015 0.12 NASDAQ "" "" 575 HHFR 6/2/2015 0.39 "Highland HFR Global ETF" NYSE "Highland Funds" "Multialternative" 576 HHH 9/28/2009 1.87 "Merrill Lynch & Co., Inc. Inter" AMEX "Merrill Lynch" "Technology" 577 HHYX 7/30/2015 0.14 NASDAQ "" "" 578 HILO 8/4/2011 3.64 "Columbia EM Quality Dividend ETF" NYSE "Columbia" "Diversified Emerging Mkts" 579 HKOR 3/4/2014 0.21 "Horizons Korea KOSPI 200 ETF" NYSE "Exchange Traded Fund" "Financial" 580 HOML 3/11/2015 1.86 "UBS ETRACS M Rst 2xLvg ISE Excly Hbs ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 581 HOMX 3/11/2015 0.03 NASDAQ "" "" 582 HONR 1/19/2018 0.05 "InsightShares Patriotic Employers ETF" NASDAQ "Exchange Traded Fund" "Financial" 583 HQBD 5/1/2017 0.01 NASDAQ "" "" 584 HREX 9/15/2015 0.02 NASDAQ "" "" 585 HSPX 6/24/2013 3.68 "Horizons S&P 500 Covered Call ETF" NYSE "Horizons ETFs" "Option Writing" 586 HUSE 7/25/2012 7.76 "US Market Rotation Strategy ETF" NYSE "Strategy shares" "Large Blend" 587 HVPW 2/28/2013 2.56 "US Equity High Volatility Put Write ETF" NYSE "ALPS" "Long-Short Equity" 588 HYDD 6/16/2016 0.3 "Direxion Daily High Yield Bear 2X ETF" NYSE "Direxion Funds" "Trading--Inverse Debt" 589 HYIH 3/3/2015 0.5 "Deutsche X-trackers HY Corp Bd IntrRtHdg" BATS "Deutsche Asset Management" "Nontraditional Bond" 590 HYND 12/18/2013 2.1 "WisdomTree Negative Dur High Yld Bd ETF" NASDAQ "WisdomTree" "Nontraditional Bond" 591 HYXE 6/17/2016 0.67 "iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF" NASDAQ "" "" 592 IAH 9/28/2009 0.52 "Merrill Lynch & Co., Inc. Inter" AMEX "Merrill Lynch" "Technology" 593 IBCB 4/19/2013 0.16 "iShares iBonds Mar 2016 Corp ex-Fincls" NYSE "Exchange Traded Fund" "Financial" 594 IBCC 4/19/2013 0.63 "iShares iBonds Mar 2018 Term Corp exFncl" NYSE "iShares" "Corporate Bond" 595 IBCD 4/19/2013 0.99 "iShares iBonds Mar 2020 Term Corp exFncl" NYSE "iShares" "Corporate Bond" 596 IBDA 7/10/2013 0.22 "iShares iBonds Mar 2016 Corporate" NYSE "Exchange Traded Fund" "Financial" 597 IBDB 7/10/2013 0.89 "iShares iBonds Mar 2018 Term Corporate" NYSE "iShares" "Short-Term Bond" 598 IBDC 7/10/2013 1.74 "iShares iBonds Mar 2020 Term Corporate" NYSE "iShares" "Corporate Bond" 599 IBDF 6/2/2014 0.46 "iShares iBonds Dec 2016 Term Corporate" NYSE "iShares" "Ultrashort Bond" 600 IBDH 6/12/2014 3.8 "iShares iBonds Dec 2018 Term Corporate" NYSE "iShares" "Corporate Bond" 601 IBDJ 3/12/2015 1.85 "iShares iBonds Dec 2017 Term Corporate" NYSE "iShares" "Short-Term Bond" 602 IBDK 3/12/2015 8.2 "iShares iBonds Dec 2019 Term Corporate" NYSE "iShares" "Short-Term Bond" 603 IBDL 12/5/2014 14 "iShares iBonds Dec 2020 Term Corporate" NYSE "iShares" "Corporate Bond" 604 IBLN 8/1/2014 1.53 "Direxion iBillionaire Index ETF" NYSE "Exchange Traded Fund" "Financial" 605 IBMD 3/17/2014 0.36 "iShares iBonds Sep 2015 AMT-Free Muni Bd" NYSE "iShares" "Muni National Short" 606 IBME 3/17/2014 0.83 "iShares iBonds Sep 2016 AMT-Free Muni Bd" NYSE "Exchange Traded Fund" "Financial" 607 IBMF 3/17/2014 1.55 "iShares iBonds Sep 2017 Term Muni Bond" NYSE "iShares" "Muni National Short" 608 IBMG 3/17/2014 2.23 "iShares iBonds Sep 2018 Term Muni Bond" NYSE "iShares" "Muni National Short" 609 IBMH 3/17/2014 3.23 "iShares iBonds Sep 2019 Term Muni Bond" NYSE "iShares" "Muni National Short" 610 IBMI 8/14/2014 3.99 "iShares iBonds Sep 2020 Term Muni Bond" NYSE "iShares" "Muni National Interm" 611 ICAN 4/13/2017 0.12 NASDAQ "" "" 612 ICI 9/28/2009 1.6 "iPath Optimized Currency Carry ETN" NYSE "Barclays Funds" "Multicurrency" 613 ICN 9/28/2009 2.15 "WisdomTree Indian Rupee Strategy ETF" NYSE "WisdomTree" "Single Currency" 614 IDHB 2/24/2012 0.71 "PowerShares S&P Intl Dev Hi Beta ETF" NYSE "Exchange Traded Fund" "Financial" 615 IDXJ 3/21/2012 2.14 "Market Vectors Indonesia Small-Cap ETF" NYSE "Exchange Traded Fund" "Financial" 616 IDY 10/24/2019 0.05 NYSE "" "" 617 IEIL 2/27/2014 0.94 "iShares Enhanced International Large-Cap" NYSE "Exchange Traded Fund" "Financial" 618 IEIS 2/27/2014 0.29 "iShares Enhanced International Small-Cap" NYSE "Exchange Traded Fund" "Financial" 619 IELG 4/18/2013 0.79 "iShares Enhanced US Large-Cap" NYSE "Exchange Traded Fund" "Financial" 620 IEMD 9/6/2018 0.05 NASDAQ "" "" 621 IEMV 8/15/2018 0.07 "Invesco Emerging Markets Debt Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 622 IESM 4/18/2013 0.42 "iShares Enhanced US Small-Cap" NYSE "Exchange Traded Fund" "Financial" 623 IFAS 9/28/2009 1.27 "iShares FTSE EPRA/NAREIT Asia I" NASDAQ "iShares" "Global Real Estate" 624 IFEU 9/28/2009 2.91 "iShares FTSE EPRA/NAREIT Europe Index Fund" NASDAQ "" "" 625 IFIX 10/25/2016 0.04 "Deutsche X-trckrsBrclys IntlCrpBdHdgdETF" BATS "Deutsche Asset Management" "World Bond" 626 IFLY 3/9/2016 1.05 "PureFunds Drone Economy Strategy ETF" NYSE "Pure Funds" "World Stock" 627 IFNA 9/28/2009 0.64 "iShares North America Real Estate" NYSE "iShares" "Real Estate" 628 IFSM 9/28/2009 0.85 "iShares FTSE Developed Small Ca" NASDAQ "iShares" "Foreign Small/Mid Growth" 629 IGEM 6/23/2011 0.16 "EGShares Industrials GEMS ETF" NYSE "Emerging Global Advisors" "Industrials" 630 IGIH 3/3/2015 0.33 "Deutsche X-trackers Invt Grd BdIntrRtHdg" BATS "Deutsche Asset Management" "Nontraditional Bond" 631 IGS 3/29/2011 0.53 "ProShares Short Investment Grad" NYSE "ProShares" "Trading-Inverse Debt" 632 IGU 4/14/2011 0.71 "ProShares Ultra Investment Grad" NYSE "ProShares" "Trading-Leveraged Debt" 633 IGVT 10/25/2016 0.07 "db-X MSCI" NASDAQ "Exchange Traded Fund" "Financial" 634 IGW 9/28/2009 5.6 "iShares S&P North Amer Tech-Semicondctrs" NYSE "iShares" "Technology" 635 IHYD 9/7/2018 0.12 "Invesco Corporate Income Defensive ETF" NASDAQ "Exchange Traded Fund" "Financial" 636 IHYV 9/7/2018 0.08 "Invesco Corporate Income Value ETF" NASDAQ "Exchange Traded Fund" "Financial" 637 IIH 9/28/2009 0.89 "Merrill Lynch & Co., Inc. Inter" AMEX "Merrill Lynch" "Technology" 638 IJNK 3/13/2014 0.25 "SPDR Barclays Intl High Yield Bond ETF" NYSE "Exchange Traded Fund" "Financial" 639 ILB 5/1/2012 3.36 "PIMCO Global Advtg Infl-Lkd Bd Actv ETF" NYSE "Exchange Traded Fund" "Financial" 640 IMED 8/31/2016 0.03 "PureFunds ETFx HealthTech ETF" NASDAQ "" "" 641 IMFC 8/9/2018 0.06 "Invesco Multi-Factor Core Fixed Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 642 IMFD 12/6/2018 0.02 "Powershares Exchange-Traded Self-Indexed Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 643 IMFI 12/6/2018 0.04 "Powershares Exchange-Traded Self-Indexed Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 644 IMFP 9/7/2018 0.12 "Invesco Multi-Factor Core Plus Fixed Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 645 INAG 6/5/2019 0.02 NASDAQ "" "" 646 INAU 6/5/2019 0.02 NASDAQ "" "" 647 INC 2/26/2015 0.07 NYSE "" "" 648 INDZ 4/9/2010 0.83 "Direxion Daily India Bear 3x Sh" NYSE "Direxion Funds" "Trading-Inverse Equity" 649 INP 9/28/2009 43 "iPath MSCI India ETN" NYSE "Barclays Funds" "India Equity" 650 INR 9/28/2009 0.94 "Market Vectors Indian Rupee/USD ETN" NYSE "Market Vectors" "Single Currency" 651 INXX 8/11/2010 6.85 "Columbia India Infrastructure ETF" NYSE "Columbia" "India Equity" 652 INY 9/28/2009 1.35 "SPDR Lehman New York Municipal" NYSE "State Street Global Advisors" "Muni New York Long" 653 IOIL 5/5/2011 0.83 "IQ Global Oil Small Cap ETF" NYSE "IndexIQ" "Equity Energy" 654 IPD 9/29/2009 1.2 "SPDR S&P International Consumer" NYSE "State Street Global Advisors" "Consumer Cyclical" 655 IPE 9/28/2009 15 "SPDR Blmbg Barclays TIPS ETF" NYSE "SPDR State Street Global Advisors" "Inflation-Protected Bond" 656 IPF 9/28/2009 1.14 "SPDR S&P International Fincl Sect ETF" NYSE "SPDR State Street Global Advisors" "Financial" 657 IPK 9/28/2009 1.12 "SPDR S&P International Tech Sect ETF" NYSE "SPDR State Street Global Advisors" "Technology" 658 IPN 9/28/2009 1.56 "SPDR S&P International Indl Sect ETF" NYSE "SPDR State Street Global Advisors" "Industrials" 659 IPS 9/28/2009 1.29 "SPDR S&P Intl Cnsmr Stapl Sect ETF" NYSE "SPDR State Street Global Advisors" "Consumer Defensive" 660 IPU 9/28/2009 1.79 "SPDR S&P International Utls Sect ETF" NYSE "SPDR State Street Global Advisors" "Utilities" 661 IPW 9/28/2009 2.19 "SPDR S&P International Energy Sect ETF" NYSE "SPDR State Street Global Advisors" "Equity Energy" 662 IRO 9/28/2009 0.13 "Claymore Exchange-Traded Fund Trust" NYSE "" "" 663 IRV 9/28/2009 1.38 "SPDR S&P International Matls Sect ETF" NYSE "SPDR State Street Global Advisors" "Natural Resources" 664 IRY 9/28/2009 2.45 "SPDR S&P International HealthC Sect ETF" NYSE "SPDR State Street Global Advisors" "Health" 665 ISDS 9/14/2018 0.02 "Invesco RAFI Strategic Developed ex-US Small Company ETF" NASDAQ "" "" 666 ISI 9/28/2009 1.91 "iShares S&P 1500 Index Fund" NYSE "iShares" "Large Blend" 667 IST 9/28/2009 2.3 "SPDR S&P International TelecomsSect ETF" NYSE "SPDR State Street Global Advisors" "Communications" 668 ITE 9/28/2009 11 "SPDR Blmbg Barclays Interm Term Trs ETF" NYSE "SPDR State Street Global Advisors" "Intermediate Government" 669 ITF 9/28/2009 2.59 "iShares S&P/TOPIX 150 Index Fun" NYSE "iShares" "Japan Stock" 670 ITIP 5/20/2011 2.62 "iShares International Inflation" NYSE "iShares" "World Bond" 671 ITLT 3/23/2011 0.66 "PowerShares DB 3X Italian Treas" NYSE "" "" 672 ITLY 3/23/2011 0.5 "PowerShares DB Italian Treasury" NYSE "" "" 673 ITR 9/28/2009 23 "SPDR Blmbg Barclays IntmTermCorpBd ETF" NYSE "SPDR State Street Global Advisors" "Corporate Bond" 674 IVENC 10/18/2016 0.01 "Ivy Energy NextShares" NASDAQ "Ivy Funds" "Equity Energy" 675 IVFGC 10/18/2016 0.01 "Ivy Focused Growth NextShares" NASDAQ "Ivy Funds" "Large Growth" 676 IVFVC 10/18/2016 0.01 "Ivy Focused Value NextShares" NASDAQ "Ivy Funds" "Large Value" 677 IVOP 9/19/2011 0.67 "iPath Inverse S&P 500 VIX Short" NYSE "" "" 678 IWM 9/28/2009 0.05 "iShares Russell 2000" NYSE "iShares" "Small Blend" 679 IWW 9/28/2009 4.11 "iShares Russell 3000 Value" NYSE "iShares" "Large Value" 680 IWZ 9/28/2009 4.6 "iShares Russell 3000 Growth" NYSE "iShares" "Large Growth" 681 JBRI 12/19/2017 0.04 NASDAQ "" "" 682 JDG 5/28/2015 0.03 "WisdomTree Japan Quality Dividend Gr ETF" NYSE "WisdomTree" "Japan Stock" 683 JEM 9/30/2009 0.5 "iPath GEMS ETN" NYSE "Barclays Funds" "Multicurrency" 684 JFT 10/5/2009 0.06 "KEYnotes First Trust Enh 130/30 LgCp ETN" NYSE "JPMorgan" "Large Blend" 685 JGBB 12/18/2013 0.24 NASDAQ "" "" 686 JGBD 11/9/2011 5.16 "PowerShares DB 3X Inverse Govt" NYSE "" "" 687 JGBL 3/24/2011 0.57 "PowerShares DB Japanese Govt Bo" NYSE "" "" 688 JGBS 11/9/2011 2.55 "PowerShares DB Inverse Japanese" NYSE "" "" 689 JGBT 3/23/2011 3.74 "PowerShares DB 3X Japanese Govt" NYSE "" "" 690 JHDG 4/9/2015 0.51 "WisdomTree Japan Hedged Qual Div Gr ETF" NYSE "WisdomTree" "Japan Stock" 691 JJAB 1/31/2018 0.02 NASDAQ "" "" 692 JJCB 1/29/2018 0.04 NASDAQ "" "" 693 JJEB 1/23/2018 0.04 NASDAQ "" "" 694 JJGB 1/30/2018 0.07 NASDAQ "" "" 695 JJMB 1/29/2018 0.02 NASDAQ "" "" 696 JJPB 1/18/2018 0.01 NASDAQ "" "" 697 JJSB 1/18/2018 0.01 NASDAQ "" "" 698 JJTB 2/16/2018 0.01 NASDAQ "" "" 699 JJUB 1/18/2018 0.02 NASDAQ "" "" 700 JKD 9/28/2009 7.54 "iShares Morningstar Large-Cap" NYSE "iShares" "Large Blend" 701 JKE 9/28/2009 10 "iShares Morningstar Large Growt" NYSE "iShares" "Large Growth" 702 JKF 9/28/2009 5.47 "iShares Morningstar Large-Cap Value" NYSE "iShares" "Large Value" 703 JKG 9/28/2009 4.93 "iShares Morningstar Mid-Cap" NYSE "iShares" "Mid-Cap Blend" 704 JKH 9/28/2009 4.83 "iShares Morningstar Mid-Cap Growth" NYSE "iShares" "Mid-Cap Growth" 705 JKI 9/28/2009 4.06 "iShares Morningstar Mid-Cap Value" NASDAQ "iShares" "Mid-Cap Value" 706 JKJ 9/28/2009 3.21 "iShares Morningstar Small-Cap" NYSE "iShares" "Small Blend" 707 JKK 9/28/2009 3.35 "iShares Morningstar Small-Cap Growth" NYSE "iShares" "Small Growth" 708 JKL 9/28/2009 5.55 "iShares Morningstar Small-Cap Value" NYSE "iShares" "Small Value" 709 JNMF 1/13/2020 0.01 NASDAQ "" "" 710 JPBI 11/1/2018 0.02 NASDAQ "" "" 711 JPED 12/1/2017 0.08 "JPMorgan Event Driven ETF" NASDAQ "Exchange Traded Fund" "Financial" 712 JPEH 4/4/2016 0.05 "JPMorgan Divers Ret Eurp Ccy Hdgd ETF" NYSE "JPMorgan" "Europe Stock" 713 JPEU 6/29/2015 0.45 "JPMorgan Diversified Return Europe Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 714 JPGB 4/7/2017 1.46 "J.P. Morgan Exchange-Traded Fund Trust" NASDAQ "Exchange Traded Fund" "Financial" 715 JPGE 6/17/2014 1.91 "JPMorgan Diversified Return Glbl Eq ETF" NYSE "JPMorgan" "World Stock" 716 JPHF 9/15/2016 2.05 "JPMorgan Diversified Alternative ETF" NYSE "JPMorgan" "Multialternative" 717 JPIH 4/4/2016 0.28 "JPMorgan Divers Ret Intl Ccy Hdgd ETF" NYSE "JPMorgan" "Foreign Large Blend" 718 JPLS 1/25/2018 0.15 "JPMorgan Long/Short ETF" NASDAQ "Exchange Traded Fund" "Financial" 719 JPMF 12/7/2017 0.41 "JPMorgan Managed Futures Strategy ETF" NASDAQ "Exchange Traded Fund" "Financial" 720 JPMV 6/5/2014 1.58 "iShares Edge MSCI Min Vol Japan" NYSE "iShares" "Japan Stock" 721 JPNH 8/19/2015 0.01 "Deutsche X-trackersJpnJPXNikkei400HdgdEq" BATS "Deutsche Asset Management" "Japan Stock" 722 JPNL 6/26/2013 3.4 "Direxion Daily Japan Bull 3X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 723 JPNS 6/26/2013 0.24 NASDAQ "" "" 724 JPP 9/28/2009 1.49 "SPDR Russell/Nomura PRIME Japan" NYSE "State Street Global Advisors" "Japan Stock" 725 JPX 9/28/2009 0.39 "ProShares UltraShort MSCI Pacif" NYSE "ProShares" "Trading-Inverse Equity" 726 JSC 9/28/2009 2.55 "SPDR Russell/Nomura Small Cap J" NYSE "State Street Global Advisors" "Japan Stock" 727 JUNE 4/4/2016 0.08 "Dhandho Junoon ETF" NYSE "Dhandho Funds" "Mid-Cap Blend" 728 JUNR 5/14/2012 0.81 "Global X Junior Miners ETF" NYSE "Exchange Traded Fund" "Financial" 729 JYF 9/28/2009 0.33 "WisdomTree Dreyfus Japanese Yen" NYSE "WisdomTree" "Currency" 730 JYN 9/29/2009 0.57 "iPath JPY/USD Exchange Rate ETN" NYSE "Barclays Funds" "Single Currency" 731 KBWC 11/1/2011 0.45 "PowerShares KBW Capital Markets ETF" NYSE "PowerShares" "Financial" 732 KBWI 11/1/2011 0.31 "PowerShares KBW Insurance Portf" NYSE "PowerShares" "Financial" 733 KEMP 2/13/2015 0.06 NASDAQ "" "" 734 KLD 9/28/2009 2.89 "iShares MSCI USA ESG Select" NYSE "iShares" "Large Blend" 735 KLEM 7/9/2015 0.11 "Gavekal Knowledge Leaders Emerg Mkts ETF" NYSE "GaveKal" "Diversified Emerging Mkts" 736 KME 9/29/2009 0.16 "SPDR S&P Mortgage Finance ETF" NYSE "State Street Global Advisors" "Financial" 737 KNAB 4/3/2019 0.07 "Bank Of Montreal" NASDAQ "Commercial Banks" "Finance" 738 KNOW 12/8/2011 4.45 "Direxion All Cap Insider Sentiment ETF" NYSE "Direxion Funds" "Mid-Cap Blend" 739 KOL 9/28/2009 62 "VanEck Vectors Coal ETF" NYSE "Van Eck" "Miscellaneous Sector" 740 KORZ 5/1/2013 0.05 NASDAQ "" "" 741 KROO 4/9/2010 1.29 "IQ Australia Small Cap ETF" NYSE "IndexIQ" "Pacific/Asia ex-Japan Stk" 742 KRS 7/12/2010 1.6 "ProShares Short S&P Regional Banking" NYSE "ProShares" "Trading--Inverse Equity" 743 KRU 7/12/2010 1.86 "ProShares Ultra S&P Regional Banking" NYSE "ProShares" "Trading--Leveraged Equity" 744 LABS 12/4/2015 0.08 NASDAQ "" "" 745 LACK 11/29/2018 0.24 NASDAQ "" "" 746 LAG 9/28/2009 7.71 "SPDR Barclays Aggregate Bond ET" NYSE "State Street Global Advisors" "Intermediate-Term Bond" 747 LALT 5/29/2014 0.66 "PowerShares Multi-Strategy Alt ETF" NASDAQ "PowerShares" "Multialternative" 748 LARE 12/3/2015 0.16 "Tierra XP Latin America Real Estate ETF" NYSE "ETF Managers Trust" "Global Real Estate" 749 LATM 4/9/2010 1.12 "Market Vectors Latin America Sm" NYSE "Van Eck" "Latin America Stock" 750 LBDC 10/9/2015 0.79 "UBS ETRACS 2\u00d7Lvg Lng WF B D Co ETN SerB" NYSE "UBS Group AG" "Trading--Leveraged Equity" 751 LBND 8/2/2010 0.78 "PowerShares DB 3x Long 25 Year" NYSE "Deutsche Bank" "Trading-Leveraged Debt" 752 LDRI 9/10/2014 0.49 "Invesco LadderRite 0-5 Year Corporate Bond ETF" NASDAQ "" "" 753 LEDD 4/21/2011 0.18 "iPath Pure Beta Lead ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 754 LEMF 1/16/2014 0.05 NASDAQ "" "" 755 LGEM 6/23/2011 0.23 NASDAQ "" "" 756 LHB 12/3/2009 2.93 "Direxion Daily Latin America 3x" NYSE "Direxion Funds" "Trading-Inverse Equity" 757 LLDM 1/7/2015 0.04 NASDAQ "" "" 758 LLEM 1/7/2015 0.04 NASDAQ "" "" 759 LLQD 9/14/2017 0.13 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 760 LLSC 1/7/2015 0.11 "Direxion Daily Small Cap Bull 1.25X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 761 LLSP 1/7/2015 0.41 "Direxion Daily S&P 500 Bull 1.25X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 762 LMLP 9/28/2009 16 "UBS ETRACS M Py 2xLvg WF MLP Ex-Engy ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 763 LNGR 5/10/2016 0.79 "Global X Longevity Thematic ETF" NASDAQ "Global X Funds" "Health" 764 LOGO 10/18/2017 0.02 NASDAQ "" "" 765 LRET 5/6/2015 1.7 "UBS ETRACS MonPay 2xLvg MSCI US REIT ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 766 LSC 9/28/2009 2.67 "ELEMENTS S&P CTI TR ETN" NYSE "ELEMENTS" "Managed Futures" 767 LSKY 10/5/2011 0.04 "ETRACS Monthly 2xLeveraged ISE" NYSE "" "" 768 LSTK 4/21/2011 0.3 "iPath Pure Beta Livestock ETN" NYSE "Barclays Funds" "Commodities Agriculture" 769 LSVX 7/14/2016 0.06 "VelocityShares VIX Variable L/S ETN" NYSE "UBS" "Volatility" 770 LVHB 10/20/2016 1.85 "Elkhorn Lunt Low Vol/High Beta Tact" BATS "Elkhorn" "Large Blend" 771 LVHE 11/18/2016 0.24 "Legg Mason ETF Investment Trust" NASDAQ "Exchange Traded Fund" "Financial" 772 LVIN 5/11/2017 0.05 "Lattice Strategies Trust" NASDAQ "Exchange Traded Fund" "Financial" 773 LVL 9/28/2009 6.03 "Guggenheim S&P Global Dividend Opps ETF" NYSE "Guggenheim Investments" "World Stock" 774 LVUS 5/11/2017 0.1 "Lattice Strategies Trust" NASDAQ "Exchange Traded Fund" "Financial" 775 LWC 9/28/2009 9.26 "SPDR Blmbg Barclays LT Corp Bd ETF" NYSE "SPDR State Street Global Advisors" "Corporate Bond" 776 LWPE 5/19/2011 0.03 "Russell Low P E ETF" NYSE "Russell" "Large Value" 777 MATF 5/12/2016 0.05 "iShares Edge MSCI Multifactor Materials" BATS "iShares" "Natural Resources" 778 MATH 6/23/2011 1.14 "AdvisorShares Meidell Tacticl Advtge ETF" NYSE "AdvisorShares" "Tactical Allocation" 779 MATL 6/15/2011 1.23 "Direxion Daily Basic Materials" NYSE "Direxion Funds" "Trading-Leveraged Equity" 780 MATS 6/15/2011 0.45 "Direxion Daily Basic Materials" NYSE "Direxion Funds" "Trading-Inverse Equity" 781 MAUI 6/1/2015 0.25 "AdvisorShares Market Adaptive Unconstrained Income ETF" NASDAQ "" "" 782 MBG 9/28/2009 7 "SPDR Blmbg Barclays Mortg Backed Bd ETF" NYSE "SPDR State Street Global Advisors" "Intermediate-Term Bond" 783 MDD 9/28/2009 2.07 "SPDR S&P International Mid Cap" NYSE "State Street Global Advisors" "Foreign Small/Mid Value" 784 MDLL 7/29/2014 0.1 "Direxion Daily Mid Cap Bull 2X ETF" NYSE "Exchange Traded Fund" "Financial" 785 MELT 7/29/2016 0.38 "Direxion Dly Gold Miners Bear 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 786 MES 9/28/2009 2.62 "Market Vectors Gulf States Inde" NYSE "Van Eck" "Diversified Emerging Mkts" 787 MFLA 11/30/2010 0.06 "iPath Long Enhanced MSCI EAFE ETN" NYSE "Barclays Funds" "Trading--Leveraged Equity" 788 MIDZ 3/5/2012 6.97 "Direxion Daily Mid Cap Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 789 MKH 9/29/2009 0.05 "Merrill Lynch & Co., Inc. Marke" AMEX "Merrill Lynch" "Large Blend" 790 MLPC 9/26/2013 1.44 "C-Tracks ETN Bsd on Perf of M/H MLP Fdmt" NYSE "Citigroup" "Energy Limited Partnership" 791 MLPE 8/10/2016 0.08 "Citigroup Inc." NASDAQ "Major Banks" "Finance" 792 MLPG 7/14/2010 1.07 "UBS ETRACS Alerian Natural Gas MLP ETN" NYSE "UBS Group AG" "Energy Limited Partnership" 793 MLPI 4/9/2010 110 "UBS ETRACS Alerian MLP Infras ETN" NYSE "UBS Group AG" "Energy Limited Partnership" 794 MLPJ 1/15/2013 0.86 "Global X Junior MLP ETF" NYSE "Global X Funds" "Energy Limited Partnership" 795 MLPL 7/12/2010 14 "UBS AG 2X Monthly Leveraged Lon" NYSE "UBS AG" "Trading-Leveraged Equity" 796 MLPN 4/14/2010 18 "Credit Suisse Group Index ETN" NYSE "Credit Suisse AG" "Equity Energy" 797 MLPQ 2/9/2016 5.07 "UBS ETRACS 2xMLvgAlerianMLPIfr ETN SerB" NYSE "UBS AG" "Trading--Leveraged Equity" 798 MLPS 9/29/2010 1.13 "UBS AG 1xMonthly Short Exchang" NYSE "UBS AG" "Trading-Inverse Equity" 799 MLPV 7/15/2015 0.2 NASDAQ "" "" 800 MLPW 11/1/2010 3.08 "UBS AG Exchange Traded Access S" NYSE "" "" 801 MLPZ 2/9/2016 0.43 "UBS ETRACS 2x M Lvg S&P MLP ETN SerB" NYSE "UBS AG" "Trading--Leveraged Equity" 802 MLQD 9/14/2017 0.1 "iShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 803 MLTI 9/30/2015 0.1 "Credit Suisse X-Links Multi-Asset High Income Exchange Traded" NASDAQ "Exchange Traded Fund" "Financial" 804 MOGLC 12/1/2016 0.01 "Gabelli Media Mogul NextShares" NASDAQ "Gabelli" "Communications" 805 MOM 9/7/2011 1.46 "QuantShares US Market Neut Momentum" NYSE "QuantShares" "Market Neutral" 806 MONY 2/17/2012 0.3 "iShares Financials Bond" NYSE "iShares" "Corporate Bond" 807 MORL 10/17/2012 55 "UBS ETRACS Mthly Py 2xLvg Mortg REIT ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 808 MPCT 4/22/2016 0.25 "iShares MSCI Global Impact ETF" NASDAQ "" "" 809 MRRL 10/9/2015 9.18 "UBS ETRACS M Py 2xLvg MortgREIT ETN SerB" NYSE "UBS Group AG" "Trading--Leveraged Equity" 810 MSUS 4/4/2018 0.08 "ETF Series Solutions" NASDAQ "Exchange Traded Fund" "Financial" 811 MTK 9/28/2009 3.55 "SPDR Morgan Stanley Technology ETF" NYSE "SPDR State Street Global Advisors" "Technology" 812 MUAA 1/8/2010 0.33 "iShares 2012 S&P AMT-Free Munic" NYSE "iShares" "Muni Short" 813 MUAB 1/8/2010 0.53 "iShares 2013 S&P AMT-Free Munic" NYSE "iShares" "Muni Short" 814 MUAC 1/13/2010 1.17 "iShares 2014 S&P AMT-Free Munic" NYSE "iShares" "Muni Short" 815 MUAD 1/8/2010 0.98 "iShares 2015 S&P AMT-Free Munic" NYSE "iShares" "Muni National Interm" 816 MUAE 1/11/2010 0.94 "iShares 2016 S&P AMT-Free Munic" NYSE "iShares" "Muni National Interm" 817 MUAF 1/11/2010 1.11 "iShares 2017 S&P AMT-Free Munic" NYSE "iShares" "Muni National Interm" 818 MUAG 3/21/2013 0.45 NASDAQ "" "" 819 MUAH 2/7/2014 0.12 NASDAQ "" "" 820 MULT 7/9/2014 0.05 NASDAQ "" "" 821 MUTE 1/14/2019 0.25 "Direxion Daily Communication Services Index Bear 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 822 MVIN 10/27/2016 0.27 "Natixis Seeyond Intl Mnmm Volatil ETF" NYSE "Natixis Funds" "Foreign Large Blend" 823 MWJ 9/28/2009 18 "Direxion Mid Cap Bull 3X Shares" NYSE "Direxion Funds" "Trading-Leveraged Equity" 824 MWN 9/28/2009 6.73 "Direxion Mid Cap Bear 3X Shares" NYSE "Direxion Funds" "Trading-Inverse Equity" 825 MXDE 3/27/2018 0.07 "Nationwide Maximum Diversification Emerging Markets Core Equit" NASDAQ "Exchange Traded Fund" "Financial" 826 MZG 9/28/2009 0.01 "Claymore Mrningstr Mnfctrng Spr Sec Indx Com" NYSE "" "" 827 MZN 9/28/2009 0.01 "Claymore Mrningstr Infrmtn Spr Sec Indx Comm" NYSE "" "" 828 MZO 9/30/2009 0.01 "Claymore Morningstar Srvcs Spr Sec Indx Comm" NYSE "" "" 829 NAGS 2/1/2011 0.56 "Teucrium Natural Gas ETV" NYSE "Teucrium" "Commodities Energy" 830 NASH 8/1/2013 0.91 "LocalShares Nashville Area ETF" NYSE "Exchange Traded Fund" "Financial" 831 NASI 7/16/2010 0.12 "Pax MSCI North America ESG Inde" NYSE "Pax World" "Large Blend" 832 NEED 11/29/2018 0.84 NASDAQ "" "" 833 NFO 9/28/2009 5.55 "Guggenheim Insider Sentiment ETF" NYSE "Guggenheim Investments" "Mid-Cap Blend" 834 NINI 4/21/2011 0.33 "iPath Pure Beta Nickel ETN" NYSE "Barclays Funds" "Commodities Industrial Metals" 835 NKY 7/13/2011 14 "MAXIS Nikkei 225 ETF" NYSE "Precidian Funds LLC" "Japan Stock" 836 NOMO 9/7/2011 0.04 "QuantShares U.S. Market Neutral" NYSE "FQF TRUST" "Market Neutral" 837 NRGO 4/10/2019 0.12 NASDAQ "" "" 838 NRGZ 4/10/2019 0.07 NASDAQ "" "" 839 NUCL 9/30/2009 0.65 "iShares S&P Global Nuclear Ener" NASDAQ "iShares" "Equity Energy" 840 NY 9/28/2009 0.65 "iShares NYSE 100 Index Fund" NYSE "iShares" "Large Value" 841 NYCC 1/15/2014 0.05 "PowerShares NYSE Century ETF" NYSE "Exchange Traded Fund" "Financial" 842 OAPH 8/27/2015 0.1 "O'Shares FTSE Asia Pac Qual Div Hdgd ETF" NYSE "O\u2019Shares Investments" "Diversified Pacific/Asia" 843 OASI 8/19/2015 0.33 "O'Shares FTSE Asia Pacific Qual Div ETF" NYSE "O\u2019Shares Investments" "Diversified Pacific/Asia" 844 OEUH 8/25/2015 0.58 "O'Shares FTSE Europe Qual Div Hdgd ETF" NYSE "O\u2019Shares Investments" "Europe Stock" 845 OEW 6/30/2016 0.11 "Guggenheim S&P 100 Equal Weight ETF" NYSE "Guggenheim Investments" "Large Blend" 846 OFF 11/30/2011 0.82 "ETRACS Fisher-Gartman Risk Off" NYSE "" "" 847 OGEM 2/28/2011 0.48 "EGShares Energy GEMS ETF" NYSE "Emerging Global Advisors" "Equity Energy" 848 OIIL 8/17/2015 0.21 NASDAQ "" "" 849 OILB 11/18/2016 0.2 NASDAQ "" "" 850 OILD 7/1/2016 38 "ProShares UltraPro 3x Short Crude Oil ETF" NASDAQ "Exchange Traded Fund" "Financial" 851 OILU 7/1/2016 70 "ProShares UltraPro 3x Crude Oil ETF" NASDAQ "Exchange Traded Fund" "Financial" 852 OILX 2/18/2016 1.13 "UBS AG" NASDAQ "Major Banks" "Finance" 853 OILZ 6/16/2011 0.1 "Oil Futures Contango ETN due Ju" NYSE "" "" 854 OKDCC 11/29/2017 0.01 "Eaton Vance NextShares Trust II" NASDAQ "" "" 855 OLEM 4/21/2011 0.82 "iPath Pure Beta Crude Oil ETN" NYSE "Barclays Funds" "Commodities Energy" 856 OMOM 11/10/2017 0.04 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 857 ONEF 7/12/2010 1.2 "Russell Exchange Traded Funds T" NYSE "Russell" "World Allocation" 858 ONEK 3/18/2013 0.63 "SPDR Russell 1000 ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 859 ONG 4/21/2011 0.09 "iPath Pure Beta Energy ETN" NYSE "" "" 860 ONN 11/30/2011 0.71 "ETRACS Fisher-Gartman Risk On E" NYSE "" "" 861 ONTL 3/22/2017 0.42 NASDAQ "" "" 862 OPD 4/19/2016 0.01 NYSE "" "" 863 OQAL 11/10/2017 0.04 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 864 ORG 6/9/2016 0.32 "The Organics ETF" NASDAQ "Janus" "Consumer Defensive" 865 OSIZ 11/10/2017 0.04 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 866 OSMS 4/24/2014 0.05 "Barclays OFI SteelPath MLP ETN" NYSE "Exchange Traded Fund" "Financial" 867 OTP 9/30/2009 0.16 "Guggenheim Ocean Tomo Patent ET" NYSE "Guggenheim Funds Distributors, Inc." "Large Blend" 868 OTR 9/28/2009 0.25 "Guggenheim Ocean Tomo Growth ET" NYSE "Guggenheim Funds Distributors, Inc." "Large Growth" 869 OVLC 5/11/2016 0.02 "Guggenheim US Lg Cp Optimized Vol ETF" NYSE "Guggenheim Investments" "Large Blend" 870 OVLU 11/10/2017 0.04 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 871 OVOL 11/10/2017 0.05 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 872 OYLD 11/10/2017 0.05 "Oppenheimer ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 873 PACA 11/15/2018 0.05 "Xtrackers MSCI Latin America Pacific Alliance ETF" NASDAQ "Exchange Traded Fund" "Financial" 874 PAF 9/28/2009 1.57 "PowerShares FTSE RAFI Asa Pac ex-Jpn ETF" NYSE "PowerShares" "Pacific/Asia ex-Japan Stk" 875 PAGG 9/28/2009 4.05 "PowerShares Global Agriculture" NASDAQ "PowerShares" "Natural Resources" 876 PAO 9/28/2009 0.6 "PowerShares RiverFront Tactical" NYSE "PowerShares" "Aggressive Allocation" 877 PASS 11/29/2018 1.48 NASDAQ "" "" 878 PBTQ 9/28/2009 0.04 "PowerShares Global Biotech" NASDAQ "" "" 879 PCA 9/28/2009 0.55 "PowerShares RiverFront Tactical" NYSE "PowerShares" "World Allocation" 880 PEF 9/28/2009 0.1 "PowerShares Exchange-Traded Fund Trust II" NYSE "" "" 881 PEK 10/14/2010 8.44 "VanEck Vectors ChinaAMC CSI 300 ETF" NYSE "Van Eck" "China Region" 882 PERM 2/8/2012 0.97 "Global X Permanent ETF" NYSE "Global X Funds" "World Allocation" 883 PETZC 6/19/2018 0.01 NASDAQ "" "" 884 PFA 9/28/2009 0.63 "PowerShares Dynamic Developed I" NYSE "PowerShares" "Foreign Large Blend" 885 PFEM 5/9/2013 0.22 "PowerShares Fdmt Emerg Mkts Lcl Dbt ETF" NYSE "Exchange Traded Fund" "Financial" 886 PFV 9/21/2016 0.03 "Amplify YieldShares Prime 5 Dividend ETF" BATS "Amplifyetfs" "Large Blend" 887 PGD 9/28/2009 0.25 "iPath Asian and Gulf Currency R" NYSE "Barclays Bank PLC" "Currency" 888 PGMB 1/18/2018 0.01 NASDAQ "" "" 889 PIC 9/28/2009 29 "PowerShares Dynamic Insurance" NYSE "PowerShares" "Financial" 890 PILS 9/21/2015 0.02 "Direxion Daily Pharmctcl&Medcl Br 2X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 891 PIQ 9/28/2009 0.67 "PowerShares Dynamic MagniQuant" NYSE "PowerShares" "Mid-Cap Blend" 892 PIV 9/28/2009 1.72 "PowerShares S&P 500 High Qualit" NYSE "PowerShares" "Mid-Cap Growth" 893 PJB 9/28/2009 0.8 "PowerShares Dynamic Banking" NYSE "PowerShares" "Financial" 894 PJF 9/28/2009 0.27 "PowerShares Dynamic Large Cap" NYSE "" "" 895 PJG 9/28/2009 0.27 "PowerShares Dynamic Mid Cap" NYSE "" "" 896 PJM 9/28/2009 0.19 "PowerShares Dynamic Small Cap" NYSE "" "" 897 PJO 9/28/2009 0.05 "PowerShares FTSE RAFI Japan" NYSE "PowerShares" "Japan Stock" 898 PKN 9/28/2009 0.6 "PowerShares Global Nuclear Port" NYSE "PowerShares" "Equity Energy" 899 PKOL 9/28/2009 1.11 "PowerShares Global Coal Portfol" NASDAQ "PowerShares" "Equity Energy" 900 PLC 7/24/2019 0.02 NYSE "" "" 901 PLCY 4/19/2018 0.46 "Active Weighting Funds" NASDAQ "Exchange Traded Fund" "Financial" 902 PLK 9/28/2009 0.31 "PowerShares Active Low Duration" NYSE "PowerShares" "Short Government" 903 PLND 11/25/2009 4.74 "VanEck Vectors Poland ETF" NYSE "Van Eck" "Miscellaneous Region" 904 PMA 9/29/2009 0.14 "PowerShares Active Mega Cap Fun" NYSE "PowerShares" "Large Blend" 905 PMNA 9/28/2009 1.23 "PowerShares MENA Frontier Count" NASDAQ "PowerShares" "Diversified Emerging Mkts" 906 PMOM 10/19/2017 0.07 "Principal Sustainable Momentum Index ETF" NASDAQ "" "" 907 PMPT 8/17/2016 0.14 "iSectors Post-MPT Growth ETF" NASDAQ "iSectors" "Allocation--50% to 70% Equity" 908 PMR 9/28/2009 3.06 "PowerShares Dynamic Retail ETF" NYSE "PowerShares" "Consumer Cyclical" 909 PNXQ 10/1/2009 0.09 "PowerShares NXQ" NASDAQ "" "" 910 PPDM 2/15/2018 0.18 "PortfolioPlus Developed Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 911 PPEM 2/15/2018 0.22 "PortfolioPlus Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 912 PPLC 8/21/2017 1.07 "PortfolioPlus S&P 500 ETF" NASDAQ "Exchange Traded Fund" "Financial" 913 PPLN 6/13/2017 0.09 "J P Morgan Chase & Co" NASDAQ "Major Banks" "Finance" 914 PPMC 2/15/2018 0.21 "PortfolioPlus S&P Mid Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 915 PPSC 8/24/2017 0.19 "PortfolioPlus S&P Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 916 PPTB 2/15/2018 0.1 NASDAQ "" "" 917 PQBW 9/28/2009 0.11 "PowerShares NASDAQ-100 BuyWrite" NASDAQ "" "" 918 PQSC 9/28/2009 0.03 "PowerShares FTSE NASDAQ Small Cap" NASDAQ "" "" 919 PQY 9/28/2009 0.51 "PowerShares Active AlphaQ Fund" NYSE "PowerShares" "Large Growth" 920 PQZ 9/28/2009 0.1 "PowerShares Active Multi-Cap Fu" NYSE "PowerShares" "Mid-Cap Growth" 921 PRB 9/28/2009 1.32 "VanEck Vectors Pre-Refunded Muni ETF" NYSE "Van Eck" "Muni National Short" 922 PRID 1/11/2018 0.06 "InsightShares LGBT Employment Equality ETF" NASDAQ "Exchange Traded Fund" "Financial" 923 PRME 11/12/2015 0.33 "First Trust Heitman Glbl Prm Rl Estt ETF" NYSE "First Trust" "Global Real Estate" 924 PSAU 9/28/2009 5.08 "PowerShares Global Gold & Prec Mtls ETF" NASDAQ "PowerShares" "Equity Precious Metals" 925 PSM 7/24/2019 0.02 NYSE "" "" 926 PTJ 9/28/2009 0.42 "Powershares Exchange Traded Fund Trust" NYSE "" "" 927 PTM 9/28/2009 5.3 "UBS ETRACS CMCI Lng Platinum Tot Ret ETN" NYSE "UBS Group AG" "Commodities Precious Metals" 928 PTO 9/28/2009 0.32 "PowerShares Ibbotson Alternativ" NYSE "PowerShares" "World Allocation" 929 PTRP 9/28/2009 0.09 "PowerShares Global Progressive Transport" NASDAQ "" "" 930 PUTX 7/7/2015 0.13 "ALPS Enhanced Put Write Strategy ETF" NYSE "ALPS" "Long/Short Equity" 931 PUW 9/28/2009 1.6 "PowerShares WilderHill Prog Engy ETF" NYSE "PowerShares" "Miscellaneous Sector" 932 PVAL 10/19/2017 0.07 "Principal Contrarian Value Index ETF" NASDAQ "" "" 933 PWJ 9/28/2009 1.07 "PowerShares Dynamic Mid Cap Gro" NYSE "" "" 934 PWND 9/28/2009 0.92 "PowerShares Global Wind Energy" NASDAQ "PowerShares" "Equity Energy" 935 PWO 9/28/2009 0.28 "PowerShares XTF: Dynamic OTC Po" NYSE "PowerShares" "Mid-Cap Growth" 936 PWP 9/28/2009 0.35 "PowerShares Dynamic Mid Cap Val" NYSE "" "" 937 PWT 9/28/2009 0.66 "PowerShares Dynamic SmallCap Gr" NYSE "" "" 938 PWY 9/28/2009 0.71 "PowerShares Dynamic Small Cap V" NYSE "" "" 939 PXLC 2/22/2011 0.53 "PowerShares Fundamental Pure La" NYSE "PowerShares" "Large Blend" 940 PXLG 6/16/2011 2.41 "PowerShares Russell Top 200 Pure Gr ETF" NYSE "PowerShares" "Large Growth" 941 PXLV 6/16/2011 1.43 "PowerShares Russell Top 200 Pure Val ETF" NYSE "PowerShares" "Large Value" 942 PXMC 2/22/2011 0.43 "PowerShares Fundamental Pure Mi" NYSE "PowerShares" "Mid-Cap Blend" 943 PXMG 2/22/2011 4.77 "PowerShares Russell Midcap Pure Gr ETF" NYSE "PowerShares" "Mid-Cap Growth" 944 PXMV 2/22/2011 1.81 "PowerShares Russell Midcap Pure Val ETF" NYSE "PowerShares" "Mid-Cap Value" 945 PXN 9/28/2009 1.45 "PowerShares Lux Nanotech Portfo" NYSE "PowerShares" "Technology" 946 PXR 9/28/2009 4.1 "PowerShares Emerging Markets Infras ETF" NYSE "PowerShares" "Diversified Emerging Mkts" 947 PXSC 2/22/2011 0.26 "PowerShares Fundamental Pure Sm" NYSE "PowerShares" "Small Blend" 948 PXSG 2/22/2011 1.9 "PowerShares Russell 2000 Pure Growth ETF" NYSE "PowerShares" "Small Growth" 949 PXSV 2/22/2011 2.66 "PowerShares Russell 2000 Pure Value ETF" NYSE "PowerShares" "Small Value" 950 PXUS 12/14/2017 0.01 "Principal International Multi-Factor Index ETF" NASDAQ "" "" 951 PYH 9/28/2009 0.29 "PowerShares Morningstar StockIn" NYSE "PowerShares" "Mid-Cap Growth" 952 PZD 9/28/2009 4.9 "PowerShares Cleantech ETF" NYSE "PowerShares" "Miscellaneous Sector" 953 PZI 9/28/2009 2.71 "PowerShares Zacks Micro Cap ETF" NYSE "PowerShares" "Small Value" 954 PZJ 9/28/2009 0.12 "PowerShares Zacks Small Cap" NYSE "PowerShares" "Small Blend" 955 QAUS 6/12/2014 0.31 "SPDR MSCI Australia StrategicFactorsETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 956 QCAN 6/12/2014 0.31 "SPDR MSCI Canada StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 957 QDEM 1/23/2014 0.09 "Market Vectors MSCI EM Quality Div ETF" NYSE "Exchange Traded Fund" "Financial" 958 QDEU 6/12/2014 0.23 "SPDR MSCI Germany StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 959 QDXU 1/23/2014 0.07 "Market Vectors MSCI Intl Qual Div ETF" NYSE "Exchange Traded Fund" "Financial" 960 QEH 8/8/2012 0.79 "AdvisorShares QAM Equity Hedge ETF" NYSE "Exchange Traded Fund" "Financial" 961 QEM 1/23/2014 0.07 "Market Vectors MSCI EM Quality ETF" NYSE "Exchange Traded Fund" "Financial" 962 QESP 6/12/2014 0.14 "SPDR MSCI Spain StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 963 QGBR 6/12/2014 0.14 "SPDR MSCI United Kingdom StratFacts ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 964 QGTA 9/30/2015 0.23 "IQ Leaders GTAA Tracker ETF" NYSE "IndexIQ" "World Allocation" 965 QINC 3/11/2014 0.85 "First Trust RBA Quality Income ETF" NASDAQ "First Trust" "Mid-Cap Value" 966 QJPN 6/12/2014 0.21 "SPDR MSCI Japan StrategicFactors ETF" NYSE "SPDR State Street Global Advisors" "Japan Stock" 967 QKOR 9/18/2014 0.05 "SPDR MSCI South Korea StrategicFactsETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 968 QLT 9/7/2011 0.05 "QuantShares U.S. Market Neutral" NYSE "FQF TRUST" "Market Neutral" 969 QLTB 4/26/2012 1.32 "iShares Baa - Ba Rated Corporate Bond" BATS "Exchange Traded Fund" "Financial" 970 QLTC 4/26/2012 0.38 "iShares B - Ca Rated Corporate Bond" BATS "Exchange Traded Fund" "Financial" 971 QMEX 9/18/2014 0.08 NASDAQ "" "" 972 QQQ 9/28/2009 667 "PowerShares QQQ Trust, Series 1" NASDAQ "PowerShares" "Large Growth" 973 QQQC 8/22/2011 1.79 "Global X NASDAQ China Technology ETF" NASDAQ "" "" 974 QQQV 12/6/2011 0.02 NASDAQ "" "" 975 QTWN 9/18/2014 0.01 NASDAQ "" "" 976 QVM 2/27/2015 0.2 "Arrow QVM Equity Factor ETF" NASDAQ "Exchange Traded Fund" "Financial" 977 QXGG 1/26/2017 0.17 "QUANTX Risk Managed Growth ETF" BATS "QUANTX" "World Stock" 978 QXMI 1/26/2017 0.06 NASDAQ "" "" 979 QXRR 1/26/2017 0.05 "QUANTX Risk Mgd Multi-Asst Ttl Ret ETF" BATS "QUANTX" "World Allocation" 980 QXTR 1/26/2017 0.23 "QUANTX Risk Managed Real Asset ETF" BATS "QUANTX" "World Allocation" 981 QXUS 1/23/2014 0.06 NASDAQ "" "" 982 RBL 4/9/2010 5.59 "SPDR S&P Russia ETF" NYSE "SPDR State Street Global Advisors" "Miscellaneous Region" 983 REA 9/28/2009 0.28 "Keystone Property Trust" NYSE "" "" 984 REDV 8/10/2018 0.06 "Oppenheimer Emerging Markets Ultra Dividend Revenue ETF" NASDAQ "Exchange Traded Fund" "Financial" 985 REEM 7/13/2017 0.1 "Oppenheimer Revenue Weighted ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 986 REFA 7/13/2017 0.11 "Oppenheimer Revenue Weighted ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 987 RENW 2/19/2019 0.06 NASDAQ "" "" 988 RETS 7/14/2010 0.54 "Direxion Daily Retail Bear 3X S" NYSE "Direxion Funds" "Trading-Inverse Equity" 989 RFN 9/28/2009 0.66 "Rydex Inverse 2x S&P Select Sector Fnncl Com" NYSE "" "" 990 RGLB 7/13/2017 0.07 "Oppenheimer Revenue Weighted ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 991 RGRO 2/2/2015 0.05 NASDAQ "" "" 992 RHM 9/28/2009 0.05 "Rydex 2x S&P Select Sector Health Care Commo" NYSE "" "" 993 RHO 9/30/2009 0.05 "Rydex Inverse 2x S&P Select Sctr Hlth Cr Com" NYSE "" "" 994 RIDV 8/9/2018 0.05 "Oppenheimer International Ultra Dividend Revenue ETF" NASDAQ "Exchange Traded Fund" "Financial" 995 RISE 2/19/2015 0.44 "Sit Rising Rate ETF" NYSE "RISE" "Nontraditional Bond" 996 RKH 9/28/2009 55 "Market Vectors Bank and Brokerage ETF" NYSE "Market Vectors" "Financial" 997 RMB 9/22/2011 0.18 "Guggenheim Yuan Bond ETF" NYSE "Guggenheim Funds Distributors, Inc." "Emerging Markets Bond" 998 RMS 9/28/2009 0.12 "Rydex Etf Trust" NYSE "" "" 999 ROB 9/28/2009 0.12 "Claymore/Robb Report Global Luxury" NYSE "Claymore Securities" "World Stock" 1000 ROGS 3/24/2015 0.43 "Hartford Multifactor Global SmallCap ETF" NYSE "Lattice Strategies LLC" "World Stock" 1001 ROI 9/28/2009 0.26 "WisdomTree LargeCap Growth Fund" NYSE "WisdomTree" "Large Growth" 1002 ROLA 11/30/2010 0.1 "iPath Long Extended Russell 100" NYSE "" "" 1003 RORE 10/4/2016 0.29 "Hartford Multifactor REIT ETF" NYSE "Lattice Strategies LLC" "Real Estate" 1004 ROSA 11/30/2010 0.16 "iPath Short Extended Russell 10" NYSE "" "" 1005 RPIBC 2/21/2018 0.01 NASDAQ "" "" 1006 RPUT 2/1/2018 0.05 "WisdomTree Trust" NASDAQ "Exchange Traded Fund" "Financial" 1007 RPX 10/2/2009 0.46 "Columbia Growth Equity Strategy" NYSE "Columbia" "Large Growth" 1008 RRF 7/14/2011 1.81 "WisdomTree Global Real Return ETF" NYSE "WisdomTree" "World Bond" 1009 RRGR 7/11/2012 0.22 NASDAQ "" "" 1010 RRY 9/28/2009 1.34 "Rydex 2x Russell 2000" NYSE "" "" 1011 RRZ 9/28/2009 0.65 "Rydex Inverse 2x Russell 2000" NYSE "" "" 1012 RSCO 3/18/2013 0.46 "SPDR Russell Small Cap Completeness ETF" NYSE "Exchange Traded Fund" "Financial" 1013 RSU 9/28/2009 6.43 "Rydex 2x S&P 500 ETF" NYSE "Rydex/SGI" "Trading-Leveraged Equity" 1014 RSW 9/28/2009 9.74 "Rydex Inverse 2x S&P 500 ETF" NYSE "Rydex/SGI" "Trading-Inverse Equity" 1015 RTG 9/29/2009 0.12 "Rydex 2x S&P Select Sector Technology Common" NYSE "" "" 1016 RTL 9/28/2009 0.92 "iShares FTSE NAREIT Retail Inde" NYSE "iShares" "Real Estate" 1017 RTLA 11/30/2010 0.52 "iPath Long Extended Russell 200" NYSE "" "" 1018 RTR 9/28/2009 1.14 "Oppenheimer ADR Revenue ETF" NYSE "OppenheimerFunds" "Foreign Large Value" 1019 RTSA 11/30/2010 1.56 "iPath Short Extended Russell 20" NYSE "" "" 1020 RTW 9/30/2009 27 "Rydex Etf Trust" NYSE "" "" 1021 RUDR 4/9/2013 0.01 "VelocityShares Russia Select DR ETF" NYSE "ALPS" "Miscellaneous Region" 1022 RUSS 5/25/2011 92 "Direxion Daily Russia Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1023 RWCD 1/16/2019 0.19 "Direxion MSCI Cyclicals Over Defensives ETF" NASDAQ "Exchange Traded Fund" "Financial" 1024 RWDC 1/16/2019 0.14 "Direxion MSCI Defensives Over Cyclicals ETF" NASDAQ "Exchange Traded Fund" "Financial" 1025 RWDE 1/16/2019 0.14 "Direxion MSCI Developed Over Emerging Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 1026 RWED 1/16/2019 0.15 "Direxion MSCI Emerging Over Developed Markets ETF" NASDAQ "Exchange Traded Fund" "Financial" 1027 RWG 10/2/2009 0.38 "Columbia Large-Cap Growth Equit" NYSE "Columbia" "Large Growth" 1028 RWIU 1/16/2019 0.13 "Direxion FTSE Russell International Over US ETF" NASDAQ "Exchange Traded Fund" "Financial" 1029 RWLS 1/16/2019 0.18 "Direxion Russell Large Over Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1030 RWSL 1/16/2019 0.29 "Direxion Russell Small Over Large Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1031 RWUI 1/16/2019 0.17 "Direxion FTSE Russell US Over International ETF" NASDAQ "Exchange Traded Fund" "Financial" 1032 RWV 9/28/2009 0.31 "RevenueShares Navallier Overall" NYSE "VTL Associates, LLC" "Mid-Cap Growth" 1033 RWW 9/28/2009 1.51 "Oppenheimer Financials Sect Revenue ETF" NYSE "OppenheimerFunds" "Financial" 1034 RWXL 3/21/2012 1.71 "UBS ETRACS M Py 2xLvg DJ Intl RelEst ETN" NYSE "Exchange Traded Fund" "Financial" 1035 RYZZ 3/19/2019 0.07 "RYZZ Managed Futures Strategy Plus ETF" NASDAQ "Exchange Traded Fund" "Financial" 1036 SAGG 3/23/2011 1.8 "Direxion Daily Total Bond Marke" NYSE "Direxion Funds" "Trading-Inverse Debt" 1037 SBEU 1/30/2015 0.02 NASDAQ "" "" 1038 SBND 7/12/2010 5.33 "PowerShares DB 3X Short 25 Year" NYSE "Deutsche Bank" "Trading-Inverse Debt" 1039 SBUS 1/30/2015 0.14 "ETFS Diversified-Factor US Large Cap" NYSE "ETF Securities" "Large Blend" 1040 SBV 4/21/2011 0.21 "iPath Pure Beta Broad Commodity" NYSE "" "" 1041 SCAP 7/7/2016 0.11 "AdvisorShares Cornerstone Small Cap ETF" NASDAQ "Exchange Traded Fund" "Financial" 1042 SCID 5/14/2015 0.41 "Global X Scientific Beta Europe ETF" NYSE "Global X Funds" "Europe Stock" 1043 SCIF 9/24/2010 31 "VanEck Vectors India Small-Cap ETF" NYSE "Van Eck" "India Equity" 1044 SCIJ 5/13/2015 0.24 "Global X Scientific Beta Japan ETF" NYSE "Global X Funds" "Japan Stock" 1045 SCIN 7/12/2010 4.16 "Columbia India Small Cap ETF" NYSE "Columbia" "India Equity" 1046 SCIU 5/13/2015 1.3 "Global X Scientific Beta US ETF" NYSE "Global X Funds" "Large Blend" 1047 SCIX 5/13/2015 0.2 "Global X Scientific Beta Asia ex-Japan ETF" NASDAQ "Exchange Traded Fund" "Financial" 1048 SCLP 10/5/2011 0.01 NASDAQ "" "" 1049 SCOG 10/5/2011 0.01 NASDAQ "" "" 1050 SCOM 1/16/2019 0.07 "ProShares UltraPro Short Communication Services Select Sector" NASDAQ "Exchange Traded Fund" "Financial" 1051 SCPB 12/17/2009 59 "SPDR Blmbg Barclays ST Corp Bd ETF" NYSE "SPDR State Street Global Advisors" "Short-Term Bond" 1052 SCTO 10/23/2014 0.57 "Global X | JPMorgan US Sector Rotat ETF" NYSE "Global X Funds" "Allocation--70% to 85% Equity" 1053 SDAG 12/18/2018 0.09 "IQ Short Duration Enhanced Core Bond U.S. ETF" NASDAQ "Exchange Traded Fund" "Financial" 1054 SDK 9/28/2009 0.63 "ProShares UltraShort Russell Mi" NYSE "ProShares" "Trading-Inverse Equity" 1055 SDYL 5/23/2012 1.13 "UBS ETRACS Mthly Pay 2xLvrgd S&P Div ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 1056 SEA 9/28/2009 13 "Guggenheim Shipping ETF" NYSE "Guggenheim Investments" "Industrials" 1057 SFK 9/28/2009 0.68 "ProShares UltraShort Russell100" NYSE "ProShares" "Trading-Inverse Equity" 1058 SFLA 11/30/2010 0.4 "iPath Long Extended S&P 500 TR" NYSE "" "" 1059 SFSA 11/30/2010 0.91 "iPath Short Extended S&P 500 TR" NYSE "" "" 1060 SGAR 4/21/2011 0.53 "iPath Pure Beta Sugar ETN" NYSE "" "" 1061 SGGB 1/25/2018 0.31 NASDAQ "" "" 1062 SGQI 12/8/2016 0.07 "Janus SG Global Quality Income ETF" NASDAQ "" "" 1063 SHNY 9/8/2016 0.9 "Direxion Daily Silver Mnrs Bull 2X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1064 SICK 6/15/2011 0.2 "Direxion Daily Healthcare Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1065 SINF 2/10/2012 0.12 "ProShares UltraPro Shrt 10Yr TIPS/TSY Sp" NYSE "Exchange Traded Fund" "Financial" 1066 SIPE 2/27/2014 0.15 "SPDR Blmbg Barclays 0-5 Year TIPS ETF" NYSE "SPDR State Street Global Advisors" "Inflation-Protected Bond" 1067 SIZ 9/7/2011 0.39 "QuantShares US Market Neutral Size" NYSE "QuantShares" "Market Neutral" 1068 SJF 9/29/2009 0.48 "ProShares UltraShort Russell100" NYSE "ProShares" "Trading-Inverse Equity" 1069 SJH 9/28/2009 1.52 "ProShares UltraShort Russell200" NYSE "ProShares" "Trading-Inverse Equity" 1070 SJL 9/28/2009 0.35 "ProShares UltraShort Russell Mi" NYSE "ProShares" "Trading-Inverse Equity" 1071 SKK 9/28/2009 2.67 "ProShares UltraShort Russell200" NYSE "ProShares" "Trading-Inverse Equity" 1072 SLDR 7/1/2015 0.01 NASDAQ "" "" 1073 SLIM 6/9/2016 0.25 "The Obesity ETF" NASDAQ "Janus" "Health" 1074 SLOW 7/1/2015 0.01 NASDAQ "" "" 1075 SMD 3/7/2016 0.33 "SPDR S&P 1000 ETF" NYSE "SPDR State Street Global Advisors" "Mid-Cap Blend" 1076 SMEZ 6/5/2014 1.42 "SPDR EURO STOXX Small Cap ETF" NYSE "SPDR State Street Global Advisors" "Europe Stock" 1077 SMHD 2/4/2015 6.85 "UBS AG" NASDAQ "Major Banks" "Finance" 1078 SMK 9/28/2009 0.64 "ProShares UltraShort MSCI Mexic" NYSE "ProShares" "Trading-Inverse Equity" 1079 SMLL 7/29/2014 0.52 "Direxion Daily Small Cap Bull 2X ETF" NYSE "Direxion Funds" "Trading--Leveraged Equity" 1080 SOIL 5/26/2011 2.97 "Global X Fertilizers/Potash ETF" NYSE "Global X Funds" "Natural Resources" 1081 SOP 6/29/2015 0.14 "ProShares UltraShrt Oil&Gas Explor&Prdtn" NYSE "ProShares" "Trading--Inverse Equity" 1082 SOVB 2/23/2016 0.52 "Cambria ETF Trust" NASDAQ "Exchange Traded Fund" "Financial" 1083 SPGH 1/28/2010 0.64 "UBS E-TRACS S&P 500 Gold Hedged" NYSE "UBS AG" "Trading-Miscellaneous" 1084 SPLX 3/26/2014 1.12 "UBS ETRACS M Reset 2xLvg S&P 500 TR ETN" NYSE "UBS Group AG" "Trading--Leveraged Equity" 1085 SPUN 6/10/2015 0.14 "VanEck Vectors Global Spin-Off ETF" NYSE "Van Eck" "Mid-Cap Blend" 1086 SPXH 6/24/2013 0.97 "Janus Velocity Volatility Hdgd Lg Cp ETF" NYSE "Janus" "Long-Short Equity" 1087 SPYB 2/5/2015 0.62 "SPDR S&P 500 Buyback ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1088 SQZZ 3/22/2017 0.03 "Active Alts Contrarian ETF" NASDAQ "" "" 1089 SSDD 9/15/2011 0.06 "ETRACS ISE Solid State Drive In" NYSE "" "" 1090 SSDL 9/15/2011 0.04 "ETRACS Monthly 2xLeveraged ISE" NYSE "" "" 1091 SST 12/1/2011 1.9 "SPDR Blmbg Barclays ST Treasury ETF" NYSE "SPDR State Street Global Advisors" "Short Government" 1092 STH 9/28/2009 0.06 "Claymore Exchange-Traded Fund Trust" NYSE "" "" 1093 STPP 8/10/2010 2.1 "iPath US Treasury Steepener ETN" NYSE "iPath" "Trading-Miscellaneous" 1094 STXX 9/28/2009 0.29 "ALPS STOXX Europe 600 ETF" NYSE "ALPS" "Europe Stock" 1095 SUBD 5/5/2014 0.08 "Deutsche X-trackers SlctvInvGrd SbdtDbt" NYSE "Exchange Traded Fund" "Financial" 1096 SWH 9/28/2009 1.47 "Merrill Lynch & Co., Inc. Softw" AMEX "Merrill Lynch" "Technology" 1097 SWIN 1/10/2017 0.2 "ALPS/Dorsey Wright Sector Momentum ETF" NASDAQ "" "" 1098 SYE 1/9/2014 0.7 "SPDR MFS Systematic Core Equity ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 1099 SYG 1/9/2014 0.76 "SPDR MFS Systematic Growth Equity ETF" NYSE "SPDR State Street Global Advisors" "Large Growth" 1100 SYTL 7/29/2014 0.11 "Direxion Daily 7-10 Yr Trs Bull 2X ETF" NYSE "Exchange Traded Fund" "Financial" 1101 SYV 1/9/2014 0.64 "SPDR MFS Systematic Value Equity ETF" NYSE "SPDR State Street Global Advisors" "Large Value" 1102 SZO 9/28/2009 1.41 "PowerShares DB Crude Oil Short" NYSE "Deutsche Bank" "Trading-Inverse Commodities" 1103 SZR 9/28/2009 0.35 "WisdomTree Dreyfus South Africa" NYSE "WisdomTree" "Currency" 1104 TAO 9/28/2009 12 "Guggenheim China Real Estate ETF" NYSE "Guggenheim Investments" "China Region" 1105 TAPR 7/15/2014 0.56 "Barclays Inverse US Treasury Aggt ETN" NASDAQ "Barclays Funds" "Trading--Inverse Debt" 1106 TAWK 1/14/2019 0.79 "Direxion Daily Communication Services Index Bull 3X Shares" NASDAQ "Exchange Traded Fund" "Financial" 1107 TBAR 2/23/2011 1.66 "RBS Gold Trendpilot ETN" NYSE "Royal Bank of Scotland NV" "Commodities Precious Metals" 1108 TBLU 2/15/2017 0.35 "Tortoise Water" BATS "Tortoise Capital Advisors" "Natural Resources" 1109 TBND 6/18/2019 0.26 NASDAQ "" "" 1110 TBZ 4/5/2011 0.32 "ProShares UltraShort 3-7 Year Treasury" NYSE "ProShares" "Trading--Inverse Debt" 1111 TCHF 5/12/2016 0.12 "iShares Edge MSCI Multifactor Technology" BATS "iShares" "Technology" 1112 TCHI 4/19/2012 0.44 "RBS China Trendpilot ETN" NYSE "Exchange Traded Fund" "Financial" 1113 TCLD 2/1/2019 0.03 "Managed Portfolio Series" NASDAQ "Exchange Traded Fund" "Financial" 1114 TDD 9/28/2009 0.44 "db-X 2010 Target Date Fund" NYSE "Deutsche Bank" "Target Date 2000-2010" 1115 TDH 9/28/2009 0.69 "db-X 2020 Target Date Fund" NYSE "Deutsche Bank" "Target Date 2016-2020" 1116 TDN 9/28/2009 0.86 "db-X 2030 Target Date Fund" NYSE "Deutsche Bank" "Target Date 2026-2030" 1117 TDX 9/28/2009 0.31 "db-X In-Target Date Fund" NYSE "Deutsche Bank" "Conservative Allocation" 1118 TECZ 4/7/2016 0.03 NASDAQ "" "" 1119 TENZ 9/29/2009 0.58 "Pimco 7-15 Year U.S. Treasury I" NYSE "PIMCO" "Long Government" 1120 TETF 4/20/2017 0.25 "ETF Industry Exposure & Financial Services ETF" NASDAQ "Exchange Traded Fund" "Financial" 1121 TGEM 6/23/2011 0.09 "EGShares Telecom GEMS ETF" NYSE "Emerging Global Advisors" "Communications" 1122 TGR 9/28/2009 2.42 "iShares S&P Target Date Retirem" NYSE "iShares" "Conservative Allocation" 1123 THHY 3/22/2013 0.6 "VanEck Vectors Trs-Hdgd Hi Yld Bd ETF" NYSE "Van Eck" "Nontraditional Bond" 1124 THRK 3/18/2013 0.82 "SPDR Russell 3000 ETF" NYSE "SPDR State Street Global Advisors" "Large Blend" 1125 TLDH 11/10/2015 0.33 "FlexShares Currency Hedged Morningstar DM ex-US Factor Tilt In" NASDAQ "Exchange Traded Fund" "Financial" 1126 TLEH 11/10/2015 0.56 "FlexShares Ccy Hdgd MS EM Fct TiltIdx" NYSE "Flexshares Trust" "Diversified Emerging Mkts" 1127 TLL 9/28/2009 0.69 "ProShares UltraShort Telecommun" NYSE "ProShares" "Trading-Inverse Equity" 1128 TLO 9/28/2009 7.69 "SPDR Blmbg Barclays Long Term Trs ETF" NYSE "SPDR State Street Global Advisors" "Long Government" 1129 TMW 9/28/2009 1.05 "SPDR DJ Wilshire Total Market E" NYSE "State Street Global Advisors" "Large Blend" 1130 TNDQ 12/13/2011 0.78 "RBS NASDAQ-100 Trendpilot ETN" NYSE "Royal Bank of Scotland NV" "Large Growth" 1131 TOFR 9/16/2014 0.16 NASDAQ "" "" 1132 TONS 2/20/2015 0.75 NASDAQ "" "" 1133 TOTS 6/15/2011 0.64 "Direxion Daily Total Mkt Bear 1X ETF" NYSE "Direxion Funds" "Trading-Inverse Equity" 1134 TPS 2/10/2011 1.62 "ProShares UltraShort TIPS" NYSE "ProShares" "Trading-Inverse Debt" 1135 TRNM 1/27/2011 1.53 "RBS US Mid Cap Trendpilot ETN" NYSE "Royal Bank of Scotland NV" "Mid-Cap Blend" 1136 TRSK 6/24/2013 1.21 "Janus Velocity Tail Risk Hdgd Lg Cp ETF" NYSE "Janus" "Long-Short Equity" 1137 TSXV 3/17/2011 0.17 "Global X S&P TSX Venture 30 Can" NYSE "Global X Funds" "Foreign Small/Mid Growth" 1138 TTFS 10/5/2011 2.89 "AdvisorShares Wilshire Buyback ETF" NYSE "AdvisorShares" "Mid-Cap Blend" 1139 TTH 9/28/2009 1.88 "Merrill Lynch & Co., Inc. Telec" AMEX "Merrill Lynch" "Communications" 1140 TTTN 11/7/2018 0.26 "TigerShares China-U.S. Internet Titans ETF" NASDAQ "" "" 1141 TUTI 6/10/2015 0.3 "Tuttle Tactical Mgmt Multi-Strat Inc ETF" NASDAQ "Tuttle" "Allocation--15% to 30% Equity" 1142 TUTT 2/25/2015 0.84 "Tuttle Tactical Management US Core ETF" NASDAQ "Tuttle" "Allocation--50% to 70% Equity" 1143 TUZ 9/28/2009 3.58 "PIMCO 1-3 Year US Treasury ETF" NYSE "Pimco" "Short Government" 1144 TVIX 11/30/2010 3435 "VelocityShares Daily 2x VIX ST ETN" NASDAQ "Credit Suisse AG" "Volatility" 1145 TVIZ 11/30/2010 2.27 "VelocityShares Daily 2x VIX MT ETN" NASDAQ "Credit Suisse AG" "Volatility" 1146 TWAR 6/5/2019 0.02 NASDAQ "" "" 1147 TWOK 7/9/2013 1.27 "SPDR Russell 2000 ETF" NYSE "SPDR State Street Global Advisors" "Small Blend" 1148 TWOZ 2/25/2010 0.05 "Direxion Daily 2 Yr Trsy Bear 3X Shares" AMEX "Direxion Shares ETF Trust" "Bear Market" 1149 TWQ 9/28/2009 0.43 "ProShares UltraShort Russell300" NYSE "ProShares" "Trading-Inverse Equity" 1150 TWTI 9/15/2011 0.29 "RBS Oil Trendpilot ETN" NYSE "Royal Bank of Scotland NV" "Commodities Energy" 1151 TYBS 3/23/2011 0.77 "Direxion Daily 20+ Year Trs Bear 1X ETF" NYSE "Direxion Funds" "Trading--Inverse Debt" 1152 TYH 9/28/2009 137 "Direxion Technology Bull 3X Sha" NYSE "Direxion Funds" "Trading-Leveraged Equity" 1153 TYNS 3/23/2011 0.42 "Direxion Daily 7 10 Year Treasu" NYSE "Direxion Funds" "Trading-Inverse Debt" 1154 TYP 9/28/2009 50 "Direxion Technology Bear 3X Sha" NYSE "Direxion Funds" "Trading-Inverse Equity" 1155 TYTE 8/7/2014 0.03 "ProShares CDS North American HY Credit" NYSE "ProShares" "High Yield Bond" 1156 TZD 9/28/2009 0.73 "iShares S&P Target Date 2010" NYSE "iShares" "Target Date 2000-2010" 1157 TZE 9/28/2009 3.35 "iShares Trust Target Date 2015" NYSE "iShares" "Target Date 2011-2015" 1158 TZG 9/29/2009 1.27 "iShares S&P Target Date 2020 ET" NYSE "iShares" "Target Date 2016-2020" 1159 TZI 10/1/2009 0.8 "iShares S&P Target Date 2025 ET" NYSE "iShares" "Target Date 2021-2025" 1160 TZL 9/28/2009 1.17 "iShares S&P Target Date 2030" NYSE "iShares" "Target Date 2026-2030" 1161 TZO 9/29/2009 0.73 "iShares S&P Target Date 2035" NYSE "iShares" "Target Date 2031-2035" 1162 TZV 9/28/2009 1.23 "iShares S&P Target Date 2040" NYSE "iShares" "Target Date 2036-2040" 1163 TZW 8/18/2011 0.79 "iShares S&P Target Date 2045" NYSE "" "" 1164 TZY 8/31/2011 0.99 "iShares S&P Target Date 2050" NYSE "" "" 1165 UAG 9/28/2009 1.22 "E-TRACS USB Bloomberg Commodity" NYSE "UBS AG" "Commodities Agriculture" 1166 UAUD 12/12/2017 0.19 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 1167 UBC 9/28/2009 1.27 "UBS ETRACS CMCI Livestock Tot Ret ETN" NYSE "UBS Group AG" "Commodities Agriculture" 1168 UBD 9/28/2009 0.07 "Guggenheim U.S. Capital Markets" NYSE "" "" 1169 UBG 9/28/2009 0.91 "E-TRACS USB Bloomberg Commodity" NYSE "UBS AG" "Commodities Precious Metals" 1170 UBIO 6/23/2015 20 "ProShares UltraPro Nasdaq Biotechnology" NASDAQ "ProShares" "Trading--Leveraged Equity" 1171 UBM 9/29/2009 0.94 "UBS ETRACS CMCI Indl Mtls Tot Ret ETN" NYSE "UBS Group AG" "Commodities Industrial Metals" 1172 UBN 9/29/2009 0.69 "UBS ETRACS CMCI Energy Total Return ETN" NYSE "UBS Group AG" "Commodities Energy" 1173 UBND 6/11/2015 0.07 "WisdomTree Western Asset Uncnstnd Bd ETF" NASDAQ "WisdomTree" "Nontraditional Bond" 1174 UBRT 9/15/2017 0.04 NASDAQ "" "" 1175 UCD 9/28/2009 1.68 "ProShares Ultra DJ-AIG Commodit" NYSE "ProShares" "Trading-Leveraged Commodities" 1176 UCHF 12/12/2017 0.12 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 1177 UCI 9/29/2009 5.3 "UBS ETRACS CMCI Total Return ETN" NYSE "UBS Group AG" "Commodities Broad Basket" 1178 UCOM 1/16/2019 0.07 "ProShares UltraPro Communication Services Select Sector" NASDAQ "Exchange Traded Fund" "Financial" 1179 UDBI 12/29/2015 0.03 "Legg Mason US Diversified Core ETF" NASDAQ "Legg Mason" "Large Blend" 1180 UDNT 5/24/2011 0.56 "PowerShares DB 3X Short US Doll" NYSE "" "" 1181 UEM 9/28/2009 0.01 "Claymore Exchange-Traded Fund Trust" NYSE "" "" 1182 UEUR 12/12/2017 0.42 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 1183 UGAZ 2/8/2012 1086 "VelocityShares 3x Long Natural Gas ETN" NYSE "Credit Suisse AG" "Trading--Leveraged Commodities" 1184 UGBP 12/12/2017 0.35 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 1185 UGEM 6/23/2011 0.2 "EGShares Utilities GEMS ETF" NYSE "Emerging Global Advisors" "Utilities" 1186 UGLD 10/17/2011 55 "VelocityShares 3x Long Gold ETN" NASDAQ "Credit Suisse AG" "Trading--Leveraged Commodities" 1187 UHN 9/28/2009 1.58 "United States Diesel-Heating Oil" NYSE "United States Commodity Funds LLC" "Commodities Energy" 1188 UINF 2/10/2012 0.22 "ProShares UltraPro 10 Year TIPS/TSY Sprd" NYSE "Exchange Traded Fund" "Financial" 1189 UJPY 12/12/2017 0.15 "Citigroup Global Markets Holdings Inc" NASDAQ "Exchange Traded Fund" "Financial" 1190 UKF 9/28/2009 0.6 "ProShares Ultra Russell1000 Gro" NYSE "ProShares" "Trading-Leveraged Equity" 1191 UKK 9/28/2009 2.76 "ProShares Ultra Russell2000 Gro" NYSE "ProShares" "Trading-Leveraged Equity" 1192 UKW 9/28/2009 0.94 "ProShares Ultra Russell MidCap" NYSE "ProShares" "Trading-Leveraged Equity" 1193 ULBR 8/29/2017 0.12 "Citigroup Global Markets Holdings Inc VelocityShares Long LIBO" NASDAQ "Exchange Traded Fund" "Financial" 1194 ULQ 9/28/2009 0.03 "Guggenheim U.S. Capital Markets" NYSE "" "" 1195 UMX 7/13/2010 0.64 "ProShares Ultra MSCI Mexico Capped IMI" NYSE "ProShares" "Trading--Leveraged Equity" 1196 UOIL 2/8/2012 0.09 NASDAQ "" "" 1197 UOP 6/23/2015 0.08 "ProShares Ultra Oil & Gas Explor & Prdtn" NYSE "ProShares" "Trading--Leveraged Equity" 1198 URR 9/28/2009 0.71 "Market Vectors Double Long Euro ETN" NYSE "Market Vectors" "Trading--Miscellaneous" 1199 USAG 4/13/2012 0.22 NASDAQ "" "" 1200 USDY 2/14/2018 0.19 "Pacific Global US Equity Income ETF" NASDAQ "Exchange Traded Fund" "Financial" 1201 USHG 5/23/2019 0.1 "AGFiQ Dynamic Hedged U.S. Equity ETF" NASDAQ "Exchange Traded Fund" "Financial" 1202 USLV 10/17/2011 192 "VelocityShares 3x Long Silver ETN" NASDAQ "Credit Suisse AG" "Trading--Leveraged Commodities" 1203 USMI 6/19/2012 0.53 "United States Metals ETF" NYSE "Exchange Traded Fund" "Financial" 1204 USMR 9/20/2016 0.01 "Recon Capital USA Managed Risk ETF" NYSE "Recon Capital Series Trust" "Large Blend" 1205 USOD 7/20/2017 1.76 "United States 3x Short Oil Fund" NASDAQ "Exchange Traded Fund" "Financial" 1206 USOU 7/20/2017 3.51 "United States 3x Oil Fund" NASDAQ "Exchange Traded Fund" "Financial" 1207 USSD 7/21/2015 0.08 "WisdomTree Strong Dollar US Equity ETF" NYSE "WisdomTree" "Large Blend" 1208 USV 9/29/2009 1.36 "UBS ETRACS CMCI Silver Total Return ETN" NYSE "UBS Group AG" "Commodities Precious Metals" 1209 USWD 7/21/2015 0.03 "WisdomTree Weak Dollar US Equity ETF" NYSE "WisdomTree" "Large Blend" 1210 USY 9/28/2009 0.05 "Wisdomtree U S Current Income Fund Common Sh" NYSE "" "" 1211 UTH 9/28/2009 0.57 "Merrill Lynch & Co., Inc. Utili" AMEX "Merrill Lynch" "Utilities" 1212 UTLF 5/12/2016 0.03 "iShares Edge MSCI Multifactor Utilities" BATS "iShares" "Utilities" 1213 UTLT 6/4/2013 0.66 "Deutsche X-trackers Regulated Utilities" NYSE "Exchange Traded Fund" "Financial" 1214 UUPT 5/24/2011 2 "PowerShares DB 3X Long US Dolla" NYSE "" "" 1215 UVG 9/28/2009 0.81 "ProShares Ultra Russell1000 Val" NYSE "ProShares" "Trading-Leveraged Equity" 1216 UVT 9/28/2009 1.89 "ProShares Ultra Russell2000 Val" NYSE "ProShares" "Trading-Leveraged Equity" 1217 UVU 9/28/2009 0.82 "ProShares Ultra Russell MidCap" NYSE "ProShares" "Trading-Leveraged Equity" 1218 UWC 9/29/2009 0.14 "ProShares Ultra Russell3000" NYSE "ProShares" "Trading-Leveraged Equity" 1219 UWT 12/9/2016 500 "VelocityShares 3x Lng Crude Oil ETN New" NYSE "Credit Suisse AG" "Trading--Leveraged Commodities" 1220 UWTI 2/8/2012 823 "VelocityShares 3x Long Crude Oil ETN" NYSE "Credit Suisse AG" "Trading--Leveraged Commodities" 1221 UXJ 7/13/2010 0.4 "ProShares Ultra MSCI Pacific ex" NYSE "ProShares" "Trading-Leveraged Equity" 1222 VALX 12/10/2014 0.42 "Validea Market Legends ETF" NASDAQ "" "" 1223 VESH 6/28/2017 0.03 NASDAQ "" "" 1224 VGEM 6/23/2011 0.17 "EGShares Consumer Services GEMS" NYSE "Emerging Global Advisors" "Consumer Cyclical" 1225 VGFO 10/12/2017 0.05 "Virtus WMC Global Factor Opportunities ETF" NASDAQ "Exchange Traded Fund" "Financial" 1226 VIDG 12/31/2018 0.09 NASDAQ "" "" 1227 VIIX 11/30/2010 77 "VelocityShares VIX ST ETN" NASDAQ "Credit Suisse AG" "Volatility" 1228 VIIZ 11/30/2010 1.03 "VelocityShares VIX MT ETN" NASDAQ "Credit Suisse AG" "Volatility" 1229 VIXH 8/30/2012 0.23 "First Trust CBOE S&P 500 VIXTail H ETF" NYSE "First Trust" "Long-Short Equity" 1230 VLLV 3/11/2015 0.03 NASDAQ "" "" 1231 VLML 3/11/2015 0.02 NASDAQ "" "" 1232 VLSM 3/11/2015 0.07 NASDAQ "" "" 1233 VMAX 5/3/2016 0.79 "Rex VolMaxx Lng VIX Wkly Futs Strat ETF" BATS "VolMAXX" "Volatility" 1234 VMIN 5/3/2016 2.77 "REX VolMAXX Short VIX Wkly FutsStratETF" BATS "VolMAXX" "Volatility" 1235 VQT 9/24/2010 3.13 "Barclays ETN+ S&P VEQTOR" NYSE "Barclays Funds" "Long-Short Equity" 1236 VQTS 12/3/2014 0.14 NASDAQ "" "" 1237 VRD 9/28/2009 1.09 "SPDR S&P VRDO Municipal Bond ET" NYSE "State Street Global Advisors" "Muni Short" 1238 VROM 5/19/2011 0.08 "Global X/ Auto ETF" NYSE "Global X Funds" "Industrials" 1239 VSPY 1/11/2012 3.34 "Direxion S&P 500 RC Volatility" NYSE "Direxion Funds" "Large Blend" 1240 VXAA 9/8/2011 0.25 "ETRACS 1 Month S&P 500 VIX Futu" NYSE "" "" 1241 VXBB 9/8/2011 0.1 "ETRACS 2 Month S&P 500 VIX Futu" NYSE "" "" 1242 VXCC 9/8/2011 0.1 "ETRACS 3 Month S&P 500 VIX Futu" NYSE "" "" 1243 VXDD 9/8/2011 0.04 "ETRACS 4 Month S&P 500 Futures" NYSE "" "" 1244 VXDN 5/19/2015 0.38 NASDAQ "" "" 1245 VXUP 5/19/2015 0.43 NASDAQ "" "" 1246 VXX 9/28/2009 453 "iPath S&P 500 VIX ST Futures ETN" NYSE "Barclays Funds" "Volatility" 1247 VXXB 1/18/2018 271 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 1248 VXZB 1/18/2018 0.3 "Barclays PLC" NASDAQ "Commercial Banks" "Finance" 1249 VZZB 7/11/2011 0.51 "iPath Long enhanced S&P 500 VIX" NYSE "" "" 1250 WBAL 12/21/2017 0.11 "WisdomTree Balanced Income Fund" NASDAQ "Exchange Traded Fund" "Financial" 1251 WBIA 8/27/2014 1.15 "WBI Tactical SMG Shares ETF" NYSE "WBI Investments" "Mid-Cap Blend" 1252 WBIB 8/27/2014 1.19 "WBI Tactical SMV Shares ETF" NYSE "WBI Investments" "Mid-Cap Blend" 1253 WBIC 8/27/2014 1.49 "WBI Tactical SMY Shares ETF" NYSE "WBI Investments" "Mid-Cap Value" 1254 WBID 8/27/2014 1.17 "WBI Tactical SMS Shares ETF" NYSE "WBI Investments" "Mid-Cap Blend" 1255 WBIH 8/27/2014 2.49 "WBI Tactical High Income Shares ETF" NYSE "WBI Investments" "Allocation--15% to 30% Equity" 1256 WBIR 7/27/2016 0.38 "WBI Tactical Rotation Shares" NYSE "WBI Investments" "Multialternative" 1257 WCAT 1/20/2010 0.42 "Jefferies TR/J CRB Wildcatters" NYSE "ALPS" "Equity Energy" 1258 WCHN 12/21/2017 0.75 "WisdomTree ICBCCS S&P China 500 Fund" NASDAQ "Exchange Traded Fund" "Financial" 1259 WDRW 8/19/2015 0.76 "Direxion Daily Regional Bnks Bear 3X ETF" NYSE "Direxion Funds" "Trading--Inverse Equity" 1260 WDTI 1/5/2011 7.5 "WisdomTree Managed Futures Strategy ETF" NYSE "WisdomTree" "Managed Futures" 1261 WEAR 12/9/2016 0.11 "The WEAR ETF" BATS "Wear" "Technology" 1262 WEET 4/21/2011 0.21 "iPath Pure Beta Grains ETN" NYSE "Barclays Funds" "Commodities Agriculture" 1263 WEXP 3/17/2017 0.01 NASDAQ "" "" 1264 WFVK 4/12/2010 0.15 "Wilshire 5000 Total Market ETF" NYSE "Guggenheim Funds Distributors, Inc." "Large Blend" 1265 WITE 12/3/2010 1.43 "ETFS White Metals Basket Trust" NYSE "ETF Securities Ltd" "Commodities Precious Metals" 1266 WMCR 9/24/2010 1.51 "Wilshire Micro-Cap ETF" NYSE "Guggenheim Investments" "Small Blend" 1267 WMH 9/28/2009 0.07 "Merrill Lynch & Co., Inc. Wirel" AMEX "Merrill Lynch" "Communications" 1268 WMW 9/28/2009 1.69 "ELEMENTS Morningstar WideMoat Foc TR ETN" NYSE "ELEMENTS" "Large Blend" 1269 WREI 4/12/2010 0.91 "Wilshire US REIT ETF" NYSE "Guggenheim Investments" "Real Estate" 1270 WSKY 10/12/2016 0.23 "Spirited Funds/ETFMG Whiskey&Spirits ETF" NYSE "SpiritedFund" "Consumer Defensive" 1271 WSTE 4/13/2011 0.04 "Global X Waste Management ETF" NYSE "Global X Funds" "Industrials" 1272 WTID 1/5/2017 2.29 "UBS ETRACS ProShares Dly 3x Invrs CrdETN" NYSE "UBS" "Trading--Inverse Commodities" 1273 WTIU 1/5/2017 10 "UBS ETRACS ProShares Dly 3x Lng Crud ETN" NYSE "UBS" "Trading--Leveraged Commodities" 1274 WTRX 8/9/2016 0.08 "Summit Water Infras Multifactor ETF" NYSE "Summit Water" "Natural Resources" 1275 WUSA 3/20/2017 0.02 NASDAQ "" "" 1276 WXSP 4/9/2010 0.04 "Wilshire 4500 Completion" NYSE "Guggenheim Funds Distributors, Inc." "Mid-Cap Blend" 1277 WYDE 8/7/2014 0.2 "ProShares Trust" NASDAQ "Exchange Traded Fund" "Financial" 1278 XCOM 11/12/2015 8.1 NASDAQ "" "" 1279 XGC 9/28/2009 0.31 "Guggenheim International Small" NYSE "Guggenheim Funds Distributors, Inc." "Foreign Small/Mid Growth" 1280 XINA 10/29/2015 0.13 "SPDR MSCI China A Shares IMI ETF" NASDAQ "Exchange Traded Fund" "Financial" 1281 XIV 11/30/2010 3548 "VelocityShares Daily Inverse VIX ST ETN" NASDAQ "Credit Suisse AG" "Volatility" 1282 XIVH 7/14/2016 0.46 "VelocityShares VIX Shrt Volatil Hdg ETN" NYSE "UBS" "Volatility" 1283 XKFS 12/27/2017 0.17 "SPDR Kensho Future Security ETF" NASDAQ "Exchange Traded Fund" "Financial" 1284 XKII 12/27/2017 0.11 "SPDR Kensho Intelligent Structures ETF" NASDAQ "Exchange Traded Fund" "Financial" 1285 XKST 12/27/2017 0.09 "SPDR Kensho Smart Mobility ETF" NASDAQ "Exchange Traded Fund" "Financial" 1286 XLEY 12/6/2018 0.04 "Cushing Energy & MLP ETF" NASDAQ "Exchange Traded Fund" "Financial" 1287 XLFS 4/9/2010 0.9 "Financial Services Select Sector SPDR" NYSE "SPDR State Street Global Advisors" "Financial" 1288 XLSY 12/6/2018 0.04 "Cushing Energy Supply Chain & MLP ETF" NASDAQ "Exchange Traded Fund" "Financial" 1289 XLTY 12/6/2018 0.04 "Cushing Transportation & MLP ETF" NASDAQ "Exchange Traded Fund" "Financial" 1290 XLUY 12/6/2018 0.05 "Cushing Utility & MLP ETF" NASDAQ "Exchange Traded Fund" "Financial" 1291 XMX 2/10/2017 0.25 "WisdomTree Global ex-Mexico Equity ETF" NYSE "WisdomTree" "World Stock" 1292 XOVR 6/19/2012 1.69 "SPDR BofA ML Crossover Corp Bd ETF" NYSE "Exchange Traded Fund" "Financial" 1293 XRO 9/28/2009 0.32 "Guggenheim Sector Rotation ETF" NYSE "Guggenheim Funds Distributors, Inc." "Large Growth" 1294 XRU 10/1/2009 0.21 "CurrencyShares Russian Ruble Tr" NYSE "Rydex|SGI" "Currency" 1295 XTH 6/28/2016 0.14 "SPDR S&P Technology Hardware ETF" NASDAQ "Exchange Traded Fund" "Financial" 1296 XUSA 1/26/2017 0.12 "QuantX Dynamic Beta US Equity ETF" BATS "QUANTX" "Large Blend" 1297 XVIX 12/1/2010 1.64 "UBS AG Exchange Traded Access S" NYSE "" "" 1298 XXV 8/3/2010 5.26 "iPath Inverse S&P 500 VIX ST Fut ETN" NYSE "Barclays Funds" "Volatility" 1299 YAO 10/19/2009 4.82 "Guggenheim China All-Cap ETF" NYSE "Guggenheim Investments" "China Region" 1300 YCOM 1/16/2019 0.08 "ProShares UltraShort Communication Services Select Sector" NASDAQ "Exchange Traded Fund" "Financial" 1301 YDIV 8/23/2013 1.13 "International MA Divers Inc ETF" NASDAQ "First Trust" "World Allocation" 1302 YESR 8/29/2017 0.07 NASDAQ "" "" 1303 YGRN 4/10/2019 0.06 NASDAQ "" "" 1304 YGRO 7/29/2014 0.52 "RBC Yorkville MLP Dis GrLdrs Liqd PR ETN" NYSE "Royal Bank of Canada" "Energy Limited Partnership" 1305 YLCO 5/28/2015 2.1 "Global X YieldCo ETF" NASDAQ "Global X Funds" "World Stock" 1306 YMLI 2/12/2013 2.07 "VanEck Vectors High Inc Infras MLP ETF" NYSE "Van Eck" "Energy Limited Partnership" 1307 YMLP 3/13/2012 12 "VanEck Vectors High Income MLP ETF" NYSE "Van Eck" "Energy Limited Partnership" 1308 YPRO 3/5/2014 0.72 NASDAQ "" "" 1309 ZBIO 6/23/2015 6.69 "ProShares UltraPro Short Nasdaq Biotech" NASDAQ "ProShares" "Trading--Inverse Equity" 1310 ZCAN 3/26/2018 0.22 "SPDR Solactive Canada ETF" NASDAQ "Exchange Traded Fund" "Financial" 1311 ZDEU 3/26/2018 0.13 "SPDR Solactive Germany ETF" NASDAQ "Exchange Traded Fund" "Financial" 1312 ZGBR 3/27/2018 0.27 "SPDR Solactive United Kingdom ETF" NASDAQ "Exchange Traded Fund" "Financial" 1313 ZHOK 9/19/2018 0.28 "SPDR Solactive Hong Kong ETF" NASDAQ "Exchange Traded Fund" "Financial" 1314 ZIV 11/30/2010 24 "VelocityShares Daily Inverse VIX MT ETN" NASDAQ "Credit Suisse AG" "Volatility" 1315 ZJPN 3/26/2018 0.18 "SPDR Solactive Japan ETF" NASDAQ "Exchange Traded Fund" "Financial" 1316 ZLRG 1/20/2015 0.06 "ETFS Zacks Earnings Large-Cap US" NYSE "ETF Securities" "Large Blend" 1317 ZMLP 1/28/2014 4.53 "Direxion Zacks MLP High Income ETF" NYSE "Direxion Funds" "Energy Limited Partnership" 1318 ZSML 1/21/2015 0.07 "ETFS Zacks Earnings Small-Cap US" NYSE "ETF Securities" "Small Blend"